Obligation-Conflict Resolution

Case 16-7 (2016) · Expert Witness—Discovery of New Data Following Submission of Report

Professional obligations conflict, and the board applies no fixed rule for which one wins. Each resolution is recorded as three edges: competesWith (the tension), prevailsOver (the obligation the board allowed to win in this case), and defeasibleUnder (the situation under which the yielding obligation gives way). The same tension is then traced across comparable cases, where its resolution shifts with context. Hover any obligation or state to see its definition; click to open it in OntServe.
How this case resolved it
Featured
Engineer A Post-Submission Forensic Report Data Inaccuracy Correction Obligation prevails over Engineer A Forensic Expert Faithful Agent Boundary in Error Correction to Attorney X
the yielding obligation gives way only under (defeasibleUnder):
  • Engineer A Competing Duties — Truthfulness vs. Attorney Reliance
  • Engineer A Forensic Report Submitted — Data Error Discovered
Engineer A Error Acknowledgment Forensic Report Data Inaccuracy prevails over Engineer A Forensic Expert Faithful Agent Boundary in Error Correction to Attorney X
the yielding obligation gives way only under (defeasibleUnder):
  • Engineer A Competing Duties — Truthfulness vs. Attorney Reliance
  • Engineer A Forensic Report Submitted — Data Error Discovered
Engineer B Forensic Expert Honesty and Integrity Selective Data Defense Violation prevails over Engineer B Client Disservice Through Selective Pile Driving Records Omission
the yielding obligation gives way only under (defeasibleUnder):
  • Engineer B Adversarial Proceeding Fact Polarization
Engineer A Honesty in Professional Representations Forensic Report Correction prevails over Engineer A Faithful Agent Boundary in Forensic Report Error Correction
the yielding obligation gives way only under (defeasibleUnder):
  • Engineer A Competing Duties — Truthfulness vs. Attorney Reliance
  • Engineer A Post-Submission Report Error Discovery
Engineer B Adversarial Context Report Completeness Pile Driving Records Omission Violation prevails over Engineer B Scope-of-Work Non-Excuse for Pile Driving Records Omission Violation
the yielding obligation gives way only under (defeasibleUnder):
  • Engineer B Selective Data Omission in Pile Report
  • Engineer B Selective Information Omission in Pile Report
Engineer A Adversarial Non-Advocate Objectivity Obligation in Forensic Report Correction prevails over Engineer A Adversarial Settlement Context Non-Exemption from Forensic Report Correction
the yielding obligation gives way only under (defeasibleUnder):
  • Engineer A Adversarial Expert Engagement
  • Engineer A Forensic Report Active Litigation Reliance
  • Engineer A Post-Submission Report Error Discovery
Engineer B Available Evidence Consultation Before Adverse Opinion Pile Driving Records Violation prevails over Engineer B Scope-of-Work Non-Excuse for Pile Driving Records Omission Violation
the two obligations are in tension (competesWith)
the yielding obligation gives way only under (defeasibleUnder):
  • Engineer B Selective Data Omission in Pile Report
  • Engineer B Selective Information Omission in Pile Report
Engineer B Comparative Testing Methodological Fidelity Vibratory Hammer Equipment Failure Violation prevails over Engineer B Client Disservice Through Selective Pile Driving Records Omission
the two obligations are in tension (competesWith)
the yielding obligation gives way only under (defeasibleUnder):
  • Engineer B Adversarial Proceeding Fact Polarization
Engineer B Adversarial Non-Advocate Objectivity Obligation Violated in Pile Adequacy Assessment prevails over Engineer B Client Disservice Through Selective Pile Driving Records Omission
the yielding obligation gives way only under (defeasibleUnder):
  • Engineer B Adversarial Proceeding Fact Polarization
Open tensions recorded without a resolution: Engineer A Adversarial Context Report Completeness Non-Selectivity vs Engineer A Adversarial Settlement Context Non-Exemption from Forensic Report Correction Engineer A Adversarial Non-Advocate Objectivity Obligation in Forensic Report Correction vs Engineer A Forensic Expert Faithful Agent Boundary in Error Correction to Attorney X Engineer A Faithful Agent Boundary in Forensic Report Error Correction vs Engineer A Post-Submission Forensic Report Data Inaccuracy Correction Obligation Engineer A Forensic Expert Faithful Agent Boundary in Error Correction to Attorney X vs Engineer A Honesty in Professional Representations Forensic Report Correction Engineer B Adversarial Context Report Completeness Pile Driving Records Omission Violation vs Engineer B Client Disservice Through Selective Pile Driving Records Omission Engineer B Adversarial Non-Advocate Objectivity Obligation Violated in Pile Adequacy Assessment vs Engineer B Scope-of-Work Non-Excuse for Pile Driving Records Omission Violation
What the board concluded
  • Engineer A had an affirmative obligation to step forward and immediately advise Attorney X.
  • Since Attorney X was in the middle of negotiations with the defendant's attorney, which may or may not have resulted in a settlement of the case, this was critically important information for Attorney X to have in his possession.
How comparable cases resolved the same tension

A faithful-agent duty yields to a public-protection obligation. The yielding obligation ("Faithful Agent") recurs across cases; the obligation that overrides it and the context under which it yields differ case by case. This is the case-law move: not a single rule, but a family of context-indexed resolutions.

Case Obligation that prevailed Yielding obligation Context (defeasibleUnder)
24-01
Balancing Client Directives and Public...
Engineer L Client Budget Pressure Refusal Engineer L Faithful Agent Boundary Engineer L Confirmed Risk Without Safeguards; Engineer L Resource Constrained Client
Engineer L Client Override Regulatory Report Engineer L Faithful Agent Boundary Engineer L Confirmed Risk Without Safeguards; Engineer L Resource Constrained Client
20-4
Public Health, Safety, and...
Engineer B Post-Override Regulatory Reporting Engineer B Faithful Agent Boundary MWC Override of Engineers A and B
Engineer A Post-Override Regulatory Reporting Engineer A Faithful Agent Boundary MWC Override of Engineers A and B
95-5
Failure To Include Information In...
Engineer B Expert Witness Neutrality Engineer B Faithful Agent Boundary Engineer B Adversarial Engagement; Engineer B Client Defense Bias
Engineer B Complete Technical Reporting Engineer B Faithful Agent Boundary Engineer B Adversarial Engagement; Engineer B Client Defense Bias
04-8
Public Welfare—Client Action Following...
Engineer A Safety Obligation Wetland Fill Engineer A Faithful Agent Limits Wetland Engineer A Confirmed Environmental Risk; Engineer A Faithful Agent Duty Conflict
Engineer A Wetland Confidentiality Limits Engineer A Faithful Agent Limits Wetland Engineer A Confirmed Environmental Risk; Engineer A Faithful Agent Duty Conflict