Expert Witness—Chair of Standards and Safety Committee

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Engineer A’s role as a private forensic engineering expert should not present any clear or apparent conflict of interest. Engineer A has an obligation to (1) fully disclose to Attorney X his role as the chairman of the boiler code standards and safety committee within an engineering society, and (2) advise Attorney X that Engineer B serves a member of one of the technical subcommittees within the boiler code standards and safety committee. Engineer A has an obligation to be respectful of Engineer B in his role as a member of one of the technical subcommittees within the boiler code standards and safety committee and also not engage in any written or verbal exchanges with Engineer B regarding the pending litigation without direction from legal counsel.

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As the NSPE Board of Ethical Review has noted on several occasions, professional engineers are frequently called upon and play a critical role as forensic engineering experts in connection with civil litigation. These professional engineers have an ethical responsibility to perform these services with honesty and integrity and to be truthful and honest in their professional reports regardless of their role, whether performing work in the private sector or as members of organizations with public roles, such as professional or technical societies. This Board has examined various situations, including those involving a professional engineer working in both the public and the private sector during the same period of time. For example, in the early BER Case No. 67-1, John Doe, a professional engineer, was a county engineer and a member of the county planning board. He also engaged in part-time consulting practice. Doe prepared the plans for a subdivision development in his capacity as a consulting engineer; then, as county engineer, he recommended approval of his plans to the county planning board. As a member of the county planning board, he later voted to approve those plans. In ruling that Doe’s actions were unethical, the Board found it abundantly clear that his operations were in direct conflict with the NSPE Code of Ethics. In his capacity as an engineer in private practice, Doe had prepared plans for approval by a governmental body on which he served as a member. Said the Board, “[Doe] would be in violation of NSPE Code even if he had not been a member of the county planning board by virtue of his employment as the county engineer and the responsibility of the county engineer to submit the plans to the county planning board with recommendation.” Thirty-five years later in BER Case No. 02-8, Engineer A served as a traffic engineer for the State Department of Transportation. Engineer A reviewed private engineering firm contracts and traffic signal plans, specifica...

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Engineer A is a professional engineer with expertise in mechanical engineering who also serves as a forensic engineering expert. Engineer A, who chairs a boiler code standards and safety committee within an engineering society, has been requested by Attorney X, a defense attorney, to conduct an investigation and potentially serve as an expert witness on behalf of a boiler manufacturer in connection with a personal injury case involving a pressure vessel explosion. Engineer A learns that the forensic engineering expert for the plaintiff, Engineer B, is a member of one of the technical subcommittees within the boiler code standards and safety committee that Engineer A chairs.

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What are Engineer A’s ethical obligations under the circumstances?
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D-tuple Component Breakdown

36

Total Entities

8/9

Components Populated

9/9

With Embeddings

Combined Embedding
Roles R
w=0.12 384D
Engineer A Forensic Expert
Requested by defense attorney Attorney X to conduct an investigation and potentially serve as an expert witness on...
Attorney X Defense Attorney
Defense attorney who requested Engineer A to conduct an investigation and potentially serve as an expert witness on...
NSPE Board of Ethical Review Adjudicator
Adjudicates the present case, distinguishing it from earlier cases, finding that Engineer A's role as a private...
Engineer A Committee Chair
Chairs the boiler code standards and safety committee within an engineering society, the committee whose technical...
Engineer B Plaintiff Forensic Expert
Serves as the forensic engineering expert for the plaintiff in the personal injury case involving a pressure vessel...
Engineer B Subcommittee Member
Is a member of one of the technical subcommittees within the boiler code standards and safety committee that...
Boiler Manufacturer Client
Boiler manufacturer defendant in a personal injury case involving a pressure vessel explosion, on whose behalf...
Plaintiff Injured Party
Plaintiff in the personal injury case involving a pressure vessel explosion, for whom Engineer B serves as forensic...
8 entities
Principles P
w=0.2 384D
Disclosure of Committee Role
The Board directs Engineer A to fully disclose to Attorney X his role as chairman of the boiler code standards and...
Forensic Expert Honesty in Reports
The Board states that forensic engineering experts such as Engineer A must perform their services with honesty and...
Independent Judgment as Expert
The Board reasons that Engineer A would offer opinions as a mechanical engineer with expertise in safety engineering...
Respect for Engineer B
The Board directs Engineer A to be respectful of Engineer B in Engineer B's role as a member of one of the technical...
4 entities
Obligations O
w=0.15 384D
Engineer A Faithful Agent Duty
If Engineer A accepts the engagement, Engineer A must act as a faithful agent or trustee of the boiler manufacturer...
Engineer A Objectivity Duty
If Engineer A accepts the engagement, Engineer A must be objective and truthful in conducting the forensic...
Engineer A Committee Relationship Disclosure Duty
Engineer A must disclose to Attorney X and the boiler manufacturer client the circumstance that the plaintiff's...
Engineer A Truthful Forensic Reports Duty
Engineer A must perform his forensic engineering expert services with honesty and integrity and be truthful and...
Engineer A Respect Engineer B Duty
Engineer A must be respectful of Engineer B in Engineer B's role as a member of one of the technical subcommittees...
5 entities
States S
w=0.1 384D
Opposing Expert Committee Conflict
Expert Witness Engagement Decision Window
Pending Pressure Vessel Injury Case
Engineer A No Conflict Finding
Engineer A Committee Membership Knowledge
Engineer A Independent Judgment
6 entities
Resources Rs
w=0.1 384D
No entities extracted
Actions A
w=0.1 384D
Full Disclosure to Attorney
Volunteer Committee Chairmanship
Expert Engagement Request
Litigation Communication Avoidance
4 entities
Events E
w=0.08 384D
Pressure Vessel Explosion
Opposing Expert Discovery
2 entities
Capabilities Ca
w=0.07 384D
Engineer A Mechanical Engineering Competence
Engineer A is a professional engineer with expertise in mechanical engineering, the disciplinary competence...
Engineer A Standards Development
Engineer A exercises this competence as a volunteer chairing the boiler code standards and safety committee within...
Engineer A Forensic Investigation
Engineer A, an experienced forensic engineering expert, has been requested by Attorney X to conduct a forensic...
Engineer A Expert Testimony
Engineer A serves as a forensic engineering expert and has been requested to potentially serve as an expert witness...
Engineer A Independent Judgment
The Board expects that Engineer A, offering opinions as a mechanical engineer with expertise in safety engineering...
Engineer A Disclosure Competence
Engineer A's duty to fully disclose to Attorney X his chairmanship of the boiler code standards and safety committee...
6 entities
Constraints Cs
w=0.08 384D
Engineer A Litigation Exchange Bar
Engineer A must not engage in any written or verbal exchanges with Engineer B regarding the pending litigation...
1 entity
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