Conflict Of Interest - Duty of Loyalty of Terminated Employed Engineer to Employer - Misleading Brochure

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It was unethical for Engineer A to notify clients of Engineer B that Engineer A was planning to start a firm and would appreciate being considered for work while still in the employ of Engineer B. It was not unethical for Engineer B to distribute a previously printed brochure listing Engineer A as a key employee provided Engineer B apprised the prospective client during the negotiation of Engineer A's pending termination. It was unethical for Engineer B to distribute a brochure listing Engineer A as a key employee after Engineer A's actual termination.

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The case presented before the Board raises a number of significant points that have heretofore not been specifically addressed. In BER Case 77-11, the Board ruled that four engineers who founded a new firm did not violate the Code of Ethics by generally seeking work from former clients of their previous employer, but were in violation of the Code with regard to projects for which they had particular knowledge while working for their former employer. Although at first glance the facts in Case 77-11 appear to be quite similar to the instant case, they are distinguishable on two very important points: (l) In the instant case Engineer A notified "current" and not former clients of Engineer B and offered professional services to them. (2) Engineer A was still employed by Engineer B when Engineer A notified the clients and others of the offer of professional services. We are therefore now asked to decide whether one engineer in the employ of another who is aware of a pending termination may ethically contact "current" clients of an employer and offer professional services to the client without informing the employer. An engineer is expected to act, at all times in professional matters for the employer, as a faithful agent and trustee (Section I.4.). That requires the engineer to recognize both a duty of loyalty and good faith. An essential aspect of those is the duty to disclose. Certainly it is not possible for an engineer to meet those obligations to the employer if the engineer is engaging in such promotional activity to the employer's detriment. We do not mean to suggest than an employee who severs all ties with the employer and then seeks to contact clients of the employer in order to offer engineering services is in violation of the Code. To the contrary, those were the facts of Case 77-11 and that case remains a proper interpretation of the Code. Nor do we wish to suggest any restraint exists upon one's absolute right to select in all cases, the engineer of one's ...

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Engineer A worked for Engineer B. On November 15, 1982 Engineer B notified Engineer A that Engineer B was going to terminate Engineer A because of lack of work. Engineer A thereupon notified clients of Engineer B that Engineer A was planning to start another engineering firm and would appreciate being considered for future work. Meanwhile, Engineer A continued to work for Engineer B for several additional months after the November termination notice. During that period, Engineer B distributed a previously printed brochure listing Engineer A as one of Engineer B's key employees, and continued to use the previously printed brochure with Engineer A's name in it well after Engineer B did in fact terminate Engineer A.

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Was it ethical for Engineer A to notify clients of Engineer B that Engineer A was planning to start a firm and would appreciate being considered for future work while still in the employ of Engineer B? Was it ethical for Engineer B to distribute a brochure listing Engineer A as a key employee in view of the fact that Engineer B had given Engineer A a notice of termination? Was it ethical for Engineer B to distribute a brochure listing Engineer A as a key employee after Engineer A's actual termination?
Similar Cases

D-tuple Component Breakdown

190

Total Entities

9/9

Components Populated

9/9

With Embeddings

Combined Embedding
Roles R
w=0.12 384D
Engineer A Pre-Departure Client-Soliciting Termination-Notified Engineer
Received termination notice from Engineer B on November 15, 1982, then immediately solicited Engineer B's clients...
Engineer A Brochure-Misrepresented Departing Engineer
Engineer A's name and status as a key employee continued to appear in Engineer B's marketing brochures both during...
Engineer B Brochure-Misrepresenting Terminating Employer
Engineer B, as the terminating employer, distributed marketing brochures listing Engineer A as a key employee both...
Engineer B's Current Clients Prospective Brochure-Relying
Engineer B's current and prospective clients who received marketing brochures listing Engineer A as a key employee,...
Brochure-Misrepresenting Terminating Employer Engineer
A licensed professional engineer who is a principal or owner of an engineering firm and who, after issuing a...
Pre-Departure Client-Soliciting Termination-Notified Engineer
A licensed professional engineer who, upon receiving notice of termination from an employer, solicits the employer's...
Engineer B Brochure-Misrepresenting Terminating Employer Engineer
Engineer B issued a termination notice to Engineer A in November 1982 but continued distributing a brochure listing...
Engineer B's Clients Prospective Engineering Services Client Relying on Firm Brochure
Clients of Engineer B who received the outdated brochure listing Engineer A as a key employee after his termination,...
Engineer A Specialized-Knowledge-Exploiting Departing Employee
The discussion raises the conditional scenario that if Engineer A had gained particular and specialized knowledge...
Prospective Client Misled by Firm Brochure
A prospective engineering services client who relies on a firm's marketing brochure listing key personnel when...
10 entities
Principles P
w=0.2 384D
Faithful Agent Trustee Duty Invoked Against Engineer A Current Client Solicitation
Engineer A, while still employed by Engineer B and having received a termination notice, solicited Engineer B's...
Specialized Knowledge Constraint Conditional Application to Engineer A
If Engineer A gained particular and specialized knowledge about specific client projects during employment with...
Notice-Period Brochure Distribution Conditional Permissibility Applied to Engineer B
Engineer B's continued distribution of the previously printed brochure listing Engineer A as a key employee during...
Post-Actual-Termination Brochure Continued Use Absolute Prohibition Principle
Relational principle establishing that while an engineering firm may have conditional permissibility to continue...
At-Will Employment Symmetry Invoked By Engineer A Upon Termination Notice
Engineer A, having received an employer-initiated termination notice citing lack of work, exercised the reciprocal...
Pre-Departure Promotional Negotiation Prohibition Boundary Applied to Engineer A Solicitation
Engineer A's solicitation of Engineer B's clients while still employed during the notice period raises the question...
Former-Client Solicitation Permissibility Applied to Engineer A
Engineer A's notification to Engineer B's clients that he was starting a new firm and seeking future work is...
Employer Disclosure Duty in Competitive Pre-Departure Solicitation
Relational principle establishing that an engineer who, while still employed, engages in any competitive...
Current-Employment Specialized Knowledge Disclosure Obligation Before Competitive Use
Relational principle establishing that an engineer who, while still employed, seeks to use particular and...
Post-Actual-Termination Brochure Continued Use Absolute Prohibition Applied to Engineer B
Once Engineer A had formally departed, Engineer B's continued distribution of brochures listing Engineer A as a key...
Client Autonomy in Engineering Service Provider Selection Affirmed as Absolute
The Board explicitly affirmed that no restraint exists on a client's absolute right to select the engineer of their...
Loyalty Principle Invoked Against Engineer A Pre-Departure Conduct
Engineer A's duty of loyalty to Engineer B as employer required refraining from covert competitive solicitation of...
Honesty Principle Invoked Against Engineer B Brochure Misrepresentation
Engineer B's distribution of brochures listing Engineer A as a key employee after termination notice and after...
Honesty in Professional Representations Violated by Engineer B Brochure
Engineer B's continued distribution of a brochure listing Engineer A as a key employee after Engineer A's actual...
Brochure Personnel Currency Disclosure Obligation Violated by Engineer B
Engineer B, having issued a termination notice to Engineer A in November 1982, bore an obligation to apprise...
Expeditious Correction Obligation Violated by Engineer B Post-Actual-Termination
Once Engineer A was actually terminated, Engineer B had actual knowledge that the brochure listing Engineer A as a...
Pertinent Fact Misrepresentation Dual-Element Test Applied to Engineer B Brochure
Engineer B's continued distribution of the brochure listing Engineer A as a key employee must be assessed against...
Departed Engineer Credential Misuse Correction Obligation Applied to Engineer A
Engineer A, upon receiving the termination notice and then upon actual departure, bore an obligation to take...
Loyalty Obligation Tension in Engineer A Pre-Departure Solicitation
Engineer A's solicitation of Engineer B's clients while still employed during the notice period creates tension with...
Employer Disclosure Duty in Competitive Pre-Departure Solicitation Applied to Engineer A
Engineer A's failure to disclose competitive solicitation activities to Engineer B while still employed constituted...
Questionable Competition Methods Prohibition Applied to Engineer A
Engineer A's covert solicitation of Engineer B's current clients while employed constituted questionable methods of...
Brochure Personnel Currency Disclosure During Active Negotiation Obligation Applied to Engineer B Notice Period
During the period between Engineer A's termination notice and actual departure, Engineer B was obligated to inform...
Pre-Departure Client-Soliciting Termination-Notified Engineer Solicitation Permissibility Principle
Relational principle establishing that an engineer who has received a termination notice from an employer - rather...
Questionable Competition Methods Prohibition Through Faithful Agent Breach
Professional virtue principle establishing that an engineer who violates the faithful agent and trustee duty -...
At-Will Employment Symmetry and Engineer Mobility Right Contextual Boundary Applied
The Board affirmed that an engineer who severs all ties with an employer and then seeks to contact the employer's...
Current-Client Solicitation During Active Employment Prohibition Principle
Relational principle establishing that an engineer who is still actively employed - even after receiving a...
Proactive Marketing Material Accuracy Obligation Applied to Engineer B
Engineer B bore an affirmative, ongoing obligation to take proactive steps - errata sheets, cover letters, reprints...
Current-Client Solicitation During Active Employment Prohibition Applied to Engineer A
Engineer A contacted Engineer B's current clients - not former clients - while still employed, distinguishing the...
Current-Employment Specialized Knowledge Disclosure Obligation Applied Conditionally to Engineer A
The Board conditionally analyzed that if Engineer A had gained particular and specialized knowledge about Engineer...
Pertinent Fact Misrepresentation Intent-and-Purpose Dual-Element Test Applied to Engineer B Brochure
Engineer B's continued distribution of a brochure listing Engineer A as a key employee - both during the notice...
30 entities
Obligations O
w=0.15 384D
Engineer B Marketing Material Ongoing Accuracy and Currency Maintenance
Engineer B was obligated to actively maintain and update all public-facing marketing materials - including the firm...
Engineer B Inadvertent Brochure Inaccuracy Non-Condoning Expeditious Correction
Engineer B was obligated to take expeditious corrective action to eliminate any false impression created by the...
Engineer B Free Enterprise Departure Right Non-Ethical-Proscription Recognition
Engineer B was obligated to recognize that Engineer A's decision to depart and establish a competing firm - even...
Engineer A Employer-Initiated Termination Pre-Departure Client Solicitation Permissibility
Engineer A, having received an employer-initiated termination notice from Engineer B on November 15, 1982, was...
Engineer A Specialized Knowledge Post-Departure Competition Constraint
Engineer A was obligated to refrain from competing for any specific projects on which he had gained particular and...
Engineer A Departing Engineer Former Employer Client Solicitation Honesty
Engineer A was obligated to conduct his solicitation of Engineer B's clients honestly, accurately, and without...
Engineer B Post-Actual-Termination Brochure Personnel Listing Prohibition
Engineer B was absolutely obligated to cease distributing any promotional materials listing Engineer A as a current...
Engineer B Key Employee Brochure Listing Prospective Client Non-Misleading
Engineer B was obligated to ensure that the listing of Engineer A as a 'key employee' in the firm's promotional...
Engineer B Printed Marketing Material Proactive Accuracy Assurance
Engineer B was obligated to take reasonable proactive steps to ensure that the firm's printed brochures remained...
Engineer B Firm Principal Post-Departure Personnel Listing Correction
Engineer B was obligated to promptly remove Engineer A from all firm marketing materials upon Engineer A's actual...
Engineer A Departed Engineer Firm Brochure Credential Misuse Correction
Engineer A was obligated, upon receiving the termination notice and upon actual departure, to take affirmative steps...
Post-Actual-Departure Brochure Cessation Absolute Obligation
Absolute duty of an engineering firm principal to immediately cease distributing any promotional brochure or...
Engineer A Current-Client Covert Solicitation During Active Employment Prohibition BER-82
Engineer A was obligated to refrain from covertly soliciting Engineer B's current clients for competing professional...
Engineer A Pre-Departure Competitive Solicitation Employer Disclosure BER-82
Engineer A was obligated to disclose to Engineer B that he was soliciting Engineer B's current clients for competing...
Engineer A Specialized Knowledge Employer Disclosure Before Competitive Use BER-82
If Engineer A had gained particular and specialized knowledge about Engineer B's clients' projects during...
Engineer A Faithful Agent Duty During Notice Period BER-82
Engineer A was obligated to maintain faithful agent conduct toward Engineer B during the notice period, including...
Engineer B Notice-Period Active-Negotiation Key-Employee Departure Disclosure BER-82
Engineer B was obligated, during active negotiations with prospective clients occurring between the date of Engineer...
Engineer B Post-Actual-Departure Brochure Cessation Absolute BER-82
Engineer B was absolutely obligated to cease distributing any brochure listing Engineer A as a key employee...
Engineer B Printed Marketing Material Proactive Accuracy Assurance BER-82
Engineer B was obligated to take proactive steps to ensure that the firm's printed promotional brochure remained...
Engineer A Departed Engineer Firm Brochure Credential Misuse Correction BER-82
Engineer A, upon receiving the termination notice and upon actual departure, was obligated to take affirmative steps...
Current-Client Covert Solicitation During Active Employment Prohibition Obligation
Duty of a licensed professional engineer who has received a termination notice from an employer but remains actively...
Pre-Departure Competitive Solicitation Employer Disclosure Obligation
Duty of a licensed professional engineer who, while still actively employed, engages in any competitive solicitation...
Employer-Initiated Termination Notice Pre-Departure Client Solicitation Permissibility Obligation
Duty of a licensed professional engineer who has received an employer-initiated termination notice - as opposed to...
Notice-Period Key-Employee Brochure Distribution Heightened Disclosure Obligation
Duty of an engineering firm principal who has issued a termination notice to a named key employee to take...
Employer-Initiated Termination Notice-Period Faithful Agent Boundary Obligation
Duty of a licensed professional engineer who has received an employer-initiated termination notice and continues to...
Engineer A Faithful Agent Notice-Period Boundary
Engineer A was obligated to maintain faithful agent conduct toward Engineer B during the notice period - continuing...
Engineer A Tripartite Interest Balancing Departure Conduct
Engineer A was obligated to evaluate his departure-related conduct - including the timing and manner of client...
Engineer B Notice-Period Key-Employee Brochure Heightened Disclosure
Engineer B was obligated, upon issuing the termination notice to Engineer A in November 1982, to take affirmative...
Engineer B Pertinent Fact Dual-Element Misrepresentation Test Brochure
Engineer B was obligated to evaluate the continued distribution of the brochure listing Engineer A as a key employee...
Engineer B Errata Sheet Low-Cost Correction Mechanism Utilization
Engineer B was obligated to employ available low-cost correction mechanisms - including errata sheets inserted into...
Engineer B Expeditious Marketing Material Error Correction Upon Actual Knowledge
Engineer B was obligated to take expeditious corrective action upon receiving actual knowledge - at the moment of...
Engineer B Case-by-Case Brochure Misrepresentation Pertinence Assessment
Engineer B was obligated to conduct a case-by-case assessment of whether continued listing of Engineer A as a key...
Specialized Knowledge Employer Disclosure Before Competitive Use Obligation
Duty of a licensed professional engineer who, during employment, gained particular and specialized knowledge about...
Notice-Period Active-Negotiation Key-Employee Departure Disclosure Obligation
Duty of an engineering firm principal who has issued a termination notice to a named key employee to inform...
Questionable Competition Methods Prohibition Through Covert Employer-Detriment Activity Obligation
Duty of a licensed professional engineer to refrain from engaging in methods of competition that are 'questionable'...
Post-Departure Former-Client Solicitation Permissibility Boundary Recognition Obligation
Duty of licensed professional engineers, engineering firms, and ethics evaluators to recognize that an engineer who...
Engineer A Questionable Competition Methods Covert Solicitation BER-82
Engineer A was obligated to refrain from competing with Engineer B through questionable methods - specifically,...
Engineer B Pertinent Fact Dual-Element Misrepresentation Test Brochure BER-82
Engineer B was obligated to ensure that the firm's promotional brochure satisfied both elements of the...
Engineer A Post-Departure Former-Client Solicitation Permissibility Boundary BER-82
Engineer A's post-departure solicitation of Engineer B's former clients - after fully severing all employment ties -...
39 entities
States S
w=0.1 384D
Engineer A Pending Termination Active Employment
Engineer A's employment status with Engineer B's firm
Engineer B Brochure Intent-Differentiated Misrepresentation Assessment
The two-prong ethical assessment of Engineer B's brochure containing Engineer A's name
Engineer B Interim Negotiation Pending-Departure Disclosure Obligation
Engineer B's obligation to disclose Engineer A's pending termination to prospective clients during active...
Pending Termination Notice Active Employment Continuation State
State in which an engineer has received formal notice of forthcoming termination but continues to perform active...
Engineer A Pending Termination Notice Active Employment Continuation
Engineer A's employment relationship with Engineer B during the notice period
Engineer A Active Client Solicitation During Continued Employment
Engineer A's direct solicitation of Engineer B's clients while still employed by Engineer B
Engineer A Three-Party Departure Interest Balancing
The competing interests of Engineer A (professional mobility), Engineer B (client goodwill), and Engineer B's...
Engineer A At-Will Professional Mobility
Engineer A's baseline legal and ethical freedom to establish a competing practice in the absence of a written...
Engineer A No Written Non-Compete Agreement
Absence of any formal written restriction on Engineer A's post-employment competitive activities vis-à-vis Engineer...
Engineer A Prior Client Relationship Leveraged in Post-Departure Competition
Engineer A's use of professional relationships developed during employment with Engineer B to solicit those clients...
Engineer B Post-Termination Brochure Continued Use
Engineer B's continued distribution of promotional brochures listing Engineer A as a key employee after Engineer A's...
Engineer B Pre-Termination Brochure Distribution During Notice Period
Engineer B's distribution of brochures listing Engineer A as a key employee during the notice period, when Engineer...
Engineer A Employment Terminated
Engineer A's post-employment status following actual termination by Engineer B
Engineer A Covert Current-Client Solicitation While Employed
Engineer A's solicitation of Engineer B's current clients while still employed
BER Case 77-11 Precedent Distinguishing
The Board's analysis distinguishing the instant case from BER Case 77-11
Engineer A Specialized Knowledge Solicitation Risk
Engineer A's potential use of specialized project knowledge gained while employed by Engineer B to solicit specific clients
Engineer A Insider Client Knowledge Competitive Advantage
Engineer A's possession of privileged knowledge about Engineer B's clients, trade secrets, and proprietary information
Engineer A-B-Client Three-Party Departure Balancing
The tripartite balancing of Engineer A's mobility rights, Engineer B's goodwill interests, and clients' free choice...
Engineer B Post-Departure Brochure Continued Use
Engineer B's continued distribution of promotional brochure naming Engineer A after Engineer A's formal departure
Pending Employee Departure Prospective Client Disclosure Obligation State
State in which a firm is actively negotiating with or soliciting prospective clients while a key employee named in...
Covert Competitive Solicitation Without Employer Disclosure State
State in which an engineer, while still actively employed and bound by faithful agent obligations, engages in...
Active Client Solicitation During Continued Employment State
State in which an engineer, while still actively employed by and receiving compensation from a firm, directly...
22 entities
Resources Rs
w=0.1 384D
Post-Employment-Client-Solicitation-Ethics-Standard-Instance
Provides normative grounding for evaluating Engineer A's conduct in notifying Engineer B's clients of intent to...
BER-Case-77-11
Cited as precedent distinguishing permissible post-employment client solicitation (after severing ties) from...
NSPE-Code-Section-I.4
Invoked to establish Engineer A's duty of loyalty, good faith, and disclosure to employer Engineer B while still...
Engineer-Confidentiality-Loyalty-Obligation-Standard-Instance
Applied to the question of whether Engineer A improperly used client information, trade secrets, or specialized...
Marketing-Material-Accuracy-Correction-Standard-Instance
Requires Engineer B to take expeditious steps to correct or update the brochure once Engineer A's departure was...
Engineer-Solicitation-and-Competition-Ethics-Standard-Instance
Provides normative framework for evaluating whether Engineer A's active solicitation of Engineer B's clients during...
NSPE-Code-of-Ethics-Engineer-A-Solicitation
Governs whether Engineer A's notification to Engineer B's clients while still employed was ethically permissible,...
Engineer-Departure-and-Competition-Ethics-Standard-Instance
Governs the balance between Engineer A's right to establish a competing firm and obligations to Engineer B as...
Firm-Personnel-Roster-Accuracy-Standard-Instance
Establishes Engineer B's obligation to update or correct the firm brochure listing Engineer A as a key employee...
Misrepresentation-in-Business-Dealings-Standard-Instance
Addresses Engineer B's implicit misrepresentation to clients that Engineer A remained a key employee of the firm,...
NSPE-Code-Section-III.7
Applied to determine whether Engineer A's covert solicitation of current clients while still employed constituted...
NSPE-Code-Section-III.4.a
Applied to assess whether Engineer A violated a duty of disclosure by using particular and specialized knowledge...
NSPE-Code-Section-II.5.a
Applied to evaluate Engineer B's conduct in distributing a promotional brochure listing Engineer A as a firm member...
NSPE-Code-Section-III.3.a
Referenced as additional guidance on Engineer B's obligation to avoid material misrepresentation or omission in...
Agent-Trustee-Loyalty-Obligation-Standard-Instance
Provides the interpretive framework for understanding the scope of Engineer A's obligations to employer Engineer B...
15 entities
Actions A
w=0.1 384D
Brochure Distribution During Notice Period
Proprietary Knowledge Use Decision
Post-Termination Brochure Continuation
Termination Notice Issuance
Current Client Solicitation
5 entities
Events E
w=0.08 384D
Employment Termination Notice Received
Interim Employment Period Begins
Client Relationship Access Established
Misrepresentation Of Staff Status
Formal Employment Termination Occurs
Compounded Misrepresentation Established
6 entities
Capabilities Ca
w=0.07 384D
Engineer B Marketing Material Accuracy and Currency Maintenance
Engineer B needed the capability to actively maintain and update the firm's promotional brochure to ensure it...
Engineer A Employer-Initiated Termination Notice Client Solicitation Timing Permissibility Assessment
Engineer A needed the capability to assess whether soliciting Engineer B's clients immediately upon receiving the...
Engineer A Notice-Period Faithful Agent Continued Performance Boundary Maintenance
Engineer A needed the capability to maintain faithful agent conduct toward Engineer B during the several months of...
Engineer A Departing Engineer Client Solicitation Honest Representation
Engineer A was obligated to conduct solicitation of Engineer B's clients honestly, accurately, and without...
Engineer A Departing Employee Specialized Knowledge Competitive Restriction Self-Assessment
Engineer A needed the capability to self-assess whether he had acquired particular or specialized knowledge about...
Engineer A Tripartite Departure Conduct Interest Balancing
Engineer A needed the capability to evaluate his departure-related conduct by balancing his own legitimate interest...
Engineer B BER Multi-Precedent Brochure Personnel Misrepresentation Synthesis
Engineer B needed the capability to retrieve, analyze, and synthesize multiple BER precedent cases addressing...
Engineer B Firm Principal Post-Departure Personnel Listing Prompt Removal
Engineer B needed the capability to promptly identify and remove Engineer A from all firm brochures and marketing...
Engineer B Post-Actual-Termination Brochure Personnel Listing Absolute Prohibition Self-Application
Engineer B needed the capability to recognize and self-apply the absolute prohibition on distributing brochures...
Engineer B Brochure Misrepresentation Case-by-Case Pertinence Calibration
Engineer B needed the capability to assess, on a case-by-case basis, whether the continued listing of Engineer A as...
Engineer B Free Enterprise Departure Right Non-Ethical-Proscription Boundary Recognition
Engineer B needed the capability to recognize that Engineer A's decision to depart and establish a competing firm -...
Employer-Initiated Termination Notice Client Solicitation Timing Permissibility Assessment Capability
Capability of a licensed professional engineer who has received an employer-initiated termination notice - as...
Notice-Period Faithful Agent Continued Performance Boundary Maintenance Capability
Capability of a licensed professional engineer who has received a termination notice and is serving out a notice...
Tripartite Departure Conduct Interest Balancing Capability
Capability of a licensed professional engineer departing from an employer to evaluate departure-related conduct -...
Post-Actual-Termination Brochure Personnel Listing Absolute Prohibition Self-Application Capability
Capability of an engineering firm principal to recognize and self-apply the absolute prohibition on distributing...
Free Enterprise Departure Right Non-Ethical-Proscription Boundary Recognition Capability
Capability of a licensed professional engineer and of engineering firm principals to recognize that an engineer's...
Engineer A No-Compete Agreement Absence Ethical Obligation Persistence Recognition
Engineer A needed the capability to recognize that the absence of a formal no-compete agreement did not eliminate...
Engineer A At-Will Employment Reciprocity Ethical Boundary Recognition
Engineer A needed the capability to recognize that the at-will employment doctrine's reciprocity - permitting free...
Engineer A Post-Departure Firm Brochure Personnel Listing Correction Initiation
Engineer A needed the capability to take affirmative steps - upon receiving the termination notice and upon actual...
Engineer B Errata Sheet Expeditious Correction Mechanism Deployment
Engineer B needed the capability to identify and deploy low-cost correction mechanisms - including errata sheets,...
Engineer B Pertinent Fact Dual-Element Misrepresentation Test Brochure Application
Engineer B needed the capability to correctly apply the two-part misrepresentation test - assessing whether the...
Engineer B Key-Employee vs Non-Key-Employee Brochure Listing Materiality Distinction
Engineer B needed the capability to recognize that listing Engineer A as a 'key employee' - as opposed to a non-key...
Engineer B Brochure Distribution Intent-and-Purpose Evidence Assessment
Engineer B needed the capability to assess whether the continued distribution of the brochure listing Engineer A was...
Engineer B Non-Key-Employee Departure Notice-Period Brochure Conditional Permissibility Assessment
Engineer B needed the capability to assess whether continued distribution of the existing printed brochure listing...
Engineer B BER Dual-Precedent Brochure Personnel Misrepresentation Spectrum Triangulation
Engineer B needed the capability to retrieve and triangulate between BER precedent cases on brochure personnel...
25 entities
Constraints Cs
w=0.08 384D
Engineer A Departing Engineer Client Solicitation Honesty Non-Disparagement
Engineer A was constrained to conduct all solicitation of Engineer B's clients honestly and without...
Engineer A Specialized Knowledge Solicitation Restriction During and After Employment
Engineer A was constrained from soliciting or competing for specific projects on which Engineer A had gained...
Engineer A Faithful Agent Notice-Period Active Solicitation Ethical Boundary
Engineer A, having received an employer-initiated termination notice on November 15, 1982, was constrained from...
Engineer A Employed Engineer Specialized Project Knowledge Consent Requirement
Engineer A was constrained from engaging in promotional efforts or negotiations for work on specific projects for...
Engineer B Post-Departure Key Employee Brochure Distribution Absolute Prohibition
Engineer B was absolutely prohibited from distributing promotional brochures listing Engineer A as a key employee...
Engineer B Marketing Material Accuracy Currency Maintenance Obligation
Engineer B was constrained to continuously maintain and update the firm's promotional brochure to ensure it...
Employer-Initiated Termination Notice Pre-Departure Client Solicitation Ethical Boundary Constraint
Ethical constraint establishing that a licensed professional engineer who has received an employer-initiated...
Departing Engineer Former Employer Client Solicitation Honesty Constraint
Ethical constraint requiring that a licensed professional engineer who solicits a former employer's clients -...
Engineer A At-Will Competitive Mobility Permissibility During Notice Period
Engineer A's right to establish a competing firm was ethically permissible as a matter of at-will employment...
Engineer A No Written Non-Compete Post-Departure Solicitation Permissibility
In the absence of any written non-compete agreement, Engineer A was not ethically prohibited from soliciting...
Engineer A Tripartite Departure Interest Balancing Solicitation Conduct Assessment
Engineer A's solicitation conduct during the notice period must be assessed against the tripartite framework...
Engineer B Notice-Period Brochure Prospective Client Pending Departure Disclosure
During the notice period after issuing the termination notice to Engineer A on November 15, 1982, Engineer B was...
Engineer B Errata Sheet Low-Cost Correction Mechanism Deployment
Engineer B was constrained to deploy available low-cost correction mechanisms - including errata sheets, cover...
Engineer B Inadvertent Brochure Inaccuracy Expeditious Correction Non-Condoning
Even if Engineer B's continued distribution of the brochure listing Engineer A was found to reflect inadvertent...
Engineer B Pertinent Fact Dual-Element Misrepresentation Test Brochure Assessment
Engineer B's continued distribution of the brochure listing Engineer A as a key employee must be assessed against...
Engineer B Key Employee Status Materiality Threshold Brochure Listing Assessment
Engineer B's ethical obligation regarding the brochure listing Engineer A turns critically on whether Engineer A was...
Engineer B BER Intent-Differentiated Misrepresentation Severity Calibration
The ethical assessment of Engineer B's continued brochure distribution must calibrate violation severity to the...
Engineer B Logistical Difficulty Non-Excuse Brochure Correction Delay
Engineer B cannot use the logistical difficulty of reprinting previously printed brochures as justification for...
Engineer A Pre-Departure Internal Planning Non-Violation Boundary
Engineer A's internal planning and decision to form a competing firm - prior to taking overt promotional action such...
Engineer A Improper Competitive Method Active Solicitation During Employment
Engineer A's active solicitation of Engineer B's clients during the notice period while still employed and receiving...
Engineer A Faithful Agent Duty of Loyalty Good Faith Disclosure Notice Period BER-82
Engineer A was constrained by the faithful agent duty under NSPE Code Section I.4 to recognize obligations of...
Current-Client Covert Solicitation While Employed Faithful Agent Prohibition Constraint
Ethical constraint establishing that a licensed professional engineer who has received notice of forthcoming...
Engineer A Current-Client Covert Solicitation While Employed Faithful Agent Prohibition BER-82
Engineer A, while still employed by and receiving compensation from Engineer B and bound by faithful agent duties...
Notice-Period Prospective-Client Pending-Departure Oral Disclosure Constraint
Ethical constraint establishing that during the interim period between an engineer's receipt of a termination notice...
Post-Actual-Departure Key-Employee Brochure Cessation Absolute Constraint
Ethical constraint establishing an absolute, inviolable prohibition on an engineering firm's continued distribution...
Employed Engineer Current-Client Solicitation Employer Non-Disclosure Questionable Competition Constraint
Ethical constraint establishing that a licensed professional engineer who, while still employed, covertly solicits...
Employed Engineer Specialized Knowledge Current-Client Solicitation Full-Disclosure Prerequisite Constraint
Ethical constraint establishing that a licensed professional engineer who, while still employed, has gained...
BER Case 77-11 Current-Client vs. Former-Client Factual Distinguishability Constraint
Analytical and ethical constraint establishing that BER Case 77-11 - which held that engineers who founded a new...
Engineer A Post-Departure Former-Client Solicitation Permissibility BER-82
Engineer A, after fully severing all employment ties with Engineer B, was not ethically prohibited from soliciting...
Engineer A Questionable Competition Methods Covert Solicitation Non-Disclosure BER-82
Engineer A was constrained from competing with Engineer B through questionable methods under NSPE Code Section III.7...
Engineer A Specialized Knowledge Current-Client Solicitation Full-Disclosure Prerequisite BER-82
Engineer A was constrained, to the extent he had gained particular and specialized knowledge about Engineer B's...
Engineer B Notice-Period Active-Negotiation Prospective-Client Pending-Departure Oral Disclosure BER-82
Engineer B was constrained, during the interim period between issuing the termination notice to Engineer A and...
Engineer B Post-Actual-Departure Brochure Cessation Absolute BER-82
Engineer B was absolutely prohibited from distributing any promotional brochure listing Engineer A as a key employee...
Engineer B Pertinent Fact Dual-Element Misrepresentation Test Brochure Personnel Listing BER-82
Engineer B was constrained by the two-prong misrepresentation test under NSPE Code Section II.5.a - requiring...
Engineer B Marketing Material Accuracy Currency Maintenance Notice Period BER-82
Engineer B was constrained to maintain the accuracy and currency of the firm's promotional brochure with respect to...
BER Case 77-11 Current-Client vs Former-Client Employed vs Departed Distinguishability BER-82
BER Case 77-11's permissive holding regarding post-departure solicitation of former clients is constrained in its...
Engineer A Three-Party Departure Interest Balancing Competitive Conduct BER-82
Engineer A's departure-related competitive conduct was constrained by the tripartite interest-balancing framework...
Engineer B Errata Sheet Low-Cost Correction Mechanism Notice Period BER-82
Engineer B was constrained to deploy available low-cost correction mechanisms - including errata sheets, cover...
38 entities
Embeddings: all-MiniLM-L6-v2 (384D, local) | Storage: pgvector (PostgreSQL) | Used for section and component similarity matching