Objectivity of Engineer Retained as Expert
Case 172
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2026-02-13 21:36
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It was unethical for Engineer A to agree to provide a separate engineering and safety analysis report.
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The facts of this case raise a number of issues pertinent to various provisions of the Code of Ethics. However, before this Board examines those several Code provisions, we think it would be appropriate to examine earlier BER decisions relating to the issues present here.
In BER Case 76-3, a decision involving an engineer appearing as an expert witness for a private development company before a county board while serving as a paid consultant to the county, this Board noted that the Code of Ethics requires an engineer to endeavor to avoid a conflict of interest: "When Engineer A was approached, while still on retainer to the county, by the development company, it should have been quite clear to him that a conflict of interest was inevitable."
It seemed in that case that a little interrogation of the development company concerning its plans would have revealed the conflict of interest. Under the facts of the case, Engineer A's role as an expert witness in the ordinary sense of that kind of professional arrangement would be unacceptable. Engineer A was doing more than offering his expertise in engineering matters as an aid to a fuller understanding by the county board; he was in fact a paid advocate of a private interest in open conflict with the engineering opinions of the county engineers.
In BER Case 76-3, this Board distinguished that case from earlier BER Case 74-2 in which the Board held that a part-time consultant arrangement to municipalities by engineers in private practice did not preclude those same engineers from providing normal engineering service to the same municipalities. We then noted that the key distinction between BER Case 74-2 and BER Case 76-3 was that in BER Case 74-2 the engineer's loyalties were not divided, whereas in BER Case 76-3 Engineer A is seen to be on both sides of the divided issue.
More recently in BER Case 82-2, a decision involving an engineer who prepared a home inspection report for a client, a potential home purchaser, and ...
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Engineer A is a forensic engineer. He is hired as a consultant by Attorney Z to provide an engineering and safety analysis report and courtroom testimony in support of a plaintiff in a personal injury case. Following Engineer A's review and analysis, Engineer A determines that he cannot provide an engineering and safety analysis report favorable to the plaintiff because the results of the report would have to suggest that the plaintiff and not the defendant was at fault in the case. Engineer A's services are terminated and his fee is paid in full. Thereafter, Attorney X, representing the defendant in the case, learns of the circumstances relating to Engineer A's unwillingness to provide a report in support of Attorney Z's case and seeks to retain Engineer A to provide an independent and separate engineering and safety analysis report. Engineer A agrees to provide the report.
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Was it ethical for Engineer A to agree to provide a separate engineering and safety analysis report?
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50
Total Entities9/9
Components Populated9/9
With EmbeddingsCombined Embedding
Roles
R
w=0.12
384D
Engineer A Forensic Expert Witness Engineer
Retained first by Attorney Z for the plaintiff, determined after review and analysis that his report would have to...
Attorney Z Former Client
As the plaintiff's attorney who first retained Engineer A, Attorney Z stands as Engineer A's former client in the...
Attorney Z Retaining Attorney
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Attorney X Retaining Attorney
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Board of Ethical Review Adjudicator
The Board of Ethical Review analyzes the present case against prior BER decisions and Code provisions including...
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Principles
P
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384D
Objectivity in Forensic Report
Engineer A declines to write a report favorable to the plaintiff because his review and analysis show the plaintiff...
Objectivity in Expert Reports
Engineer A developed an analysis report that was inconsistent with the legal interests of the paying client, and the...
Conflict of Interest in Successive Retentions
The Board holds that ceasing services for Attorney Z and promising a separate and independent report did not cure...
Confidentiality Owed to Former Client
The Board rejects the proposition that Engineer A could blot the information obtained during the first engagement...
Duty of Trust and Loyalty to Former Client
The Board holds that Engineer A owes Attorney Z, as former client, a continuing duty of trust and loyalty that...
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Obligations
O
w=0.15
384D
Engineer A Former Client Loyalty Duty
Engineer A must maintain a duty of trust and loyalty toward Attorney Z as his former client, a duty that exists at...
Engineer A Objectivity Duty
Engineer A must base his engineering and safety analysis report on the results of his own review and analysis, and...
Engineer A Former Client Confidentiality Duty
Engineer A must protect the confidential information and facts obtained from Attorney Z and the plaintiff during the...
Engineer A Attorney Z Consultation Duty
Engineer A must, at a bare minimum, fully discuss with Attorney Z the issue of his proposed retention by Attorney X...
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States
S
w=0.1
384D
Pending Personal Injury Case
Engineer A Successive Adverse Retention Conflict
Plaintiff Fault Adverse Finding
Plaintiff Engagement Terminated Fee Paid
Specialized Case Knowledge From Plaintiff Work
Retained Plaintiff Confidential Information
Missing Consent From Attorney Z
Engineer A Awareness Of Retention Motive
8 entities
Resources
Rs
w=0.1
384D
BER Case 74-2
BER Case 74-2 (topic: part-time municipal consultant arrangements where the engineer's loyalties were not divided)
Engineering and Safety Analysis Report
engineering and safety analysis in a personal injury case
NSPE Code of Ethics
NSPE Code of Ethics (topic: conflicts of interest, confidentiality of former client information, and objectivity in...
BER Case 76-3
BER Case 76-3 (topic: conflict of interest of an engineer serving as expert witness for a private interest while on...
BER Case 82-2
BER Case 82-2 (topic: release of a client's home inspection report contents without the client's consent)
BER Case 82-6
BER Case 82-6 (topic: engineer retained by a contractor adverse to a former government client without the former...
6 entities
Actions
A
w=0.1
384D
Initial Engagement Acceptance
Failure to Consult Former Client
Adverse Finding Disclosure
Service Termination
Retention Solicitation
Adverse Party Engagement Acceptance
6 entities
Events
E
w=0.08
384D
Adverse Analysis Finding
Confidential Information Access
Fee Payment Completion
Adverse Party Awareness
Independence Compromise
5 entities
Capabilities
Ca
w=0.07
384D
Board Precedent Reasoning
The Board of Ethical Review examines earlier BER decisions (76-3, 74-2, 82-2, 82-6), distinguishes their fact...
Engineer A Engineering Analysis
Engineer A, a forensic engineer, conducts the review and analysis of the personal injury matter and reaches the...
Engineer A Objectivity Maintenance
Engineer A holds to the conclusions of his own analysis rather than issuing a report favorable to the retaining...
Engineer A Work Refusal Judgment
Engineer A judges that professional duty prevents him from providing the report Attorney Z retained him for, since...
Engineer A Former Client Consultation
Engineer A's duty under Section III.4.b to fully discuss with Attorney Z the issue of his proposed retention by...
Engineer A Confidentiality Judgment
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Engineer A Expert Testimony
Engineer A is retained as a forensic engineering consultant to provide an engineering and safety analysis report and...
7 entities
Constraints
Cs
w=0.08
384D
Engineer A Adverse Retention Limit
Engineer A must not participate in or represent the adverse interest of the defendant in the same personal injury...
Engineer A Retained Information Use Boundary
Engineer A must not use or disclose, in service of the defendant, the confidential information, documents, and facts...
Engineer A Prior Engagement Confidentiality
Engineer A must not disclose or use, without consent, confidential information concerning the personal injury case...
Engineer A Adverse Retention Prohibition
Engineer A must not agree to be retained by Attorney X to prepare an engineering and safety analysis report for the...
4 entities
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