Expert Witness Testimony - Serving Plaintiffs And Defendants

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Created
2026-02-13 21:36
Updated
2026-02-13 21:36
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It was ethical for Engineer A to provide services to the parties in the manner described under the facts.

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Over the years, the Board of Ethical Review has considered a variety of difficult cases involving conflicts of interest and the scope of an engineer’s ethical obligation to past and present clients. The Board of Ethical Review has also considered several cases involving the question of engineers providing and performing forensic engineering services and the ethical issues that arise in that context (See BER Cases 92-5, 82-6, 76-3). These cases have involved such issues as performing such services on the basis of a contingency fee, licensure requirements when serving as an expert witness, the qualifications of the individual who is being considered to perform the expert services, relationships with attorneys, and examining the conflict of interest questions that may arise. As the Board has noted on at least one previous occasion, one of the most common ethical issues that face engineers in their professional lives is the issue of conflicts of interest. At one point in the past, engineering codes of ethics, including the NSPE Code of Ethics for Engineers, specifically implored engineers to avoid all conflicts of interest. The basis for this position was that the engineer cannot serve two masters and when faced with a conflict of interest, the engineer must in all cases take steps to remove him or herself from such conflicts. Among the concerns expressed by supporters of this position was that engineers who were involved in conflict of interest situations created a poor image for the engineering profession because the issue raised the appearance of impropriety. However, over time, the engineering profession came to the general conclusion that by the very nature of the role of the engineer in society, conflicts of interests were virtually an immutable fact of professional engineering practice and that it was generally impossible for the engineer to, in all cases, remove him or herself from such situations. As a result, codes were changed, and engineers were implored to...

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Engineer A was retained by ABC Manufacturing for the purpose of reviewing documents to form an opinion in a patent litigation matter in an area of Engineer A’s expertise. Engineer A performed the requested services and was paid for her work by ABC Manufacturing. Several years later, Engineer A was retained by Attorney X who represented a plaintiff in product liability litigation against ABC Manufacturing in a matter not involving any aspect of the earlier patent litigation. Several years later, Engineer A was again retained by ABC Manufacturing in a different patent litigation matter not related to either of the proceeding events. Engineer A again performed the requested services and was paid for her work. However, during cross-examination at trial, opposing counsel questions Engineer A’s previous relationship both in defense of and in litigation with ABC Manufacturing, implying that by providing those services, Engineer A was acting improperly.

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Created
2026-02-13 21:36
Updated
2026-02-13 21:36
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Was it ethical for Engineer A to provide services to the parties in the manner described under the facts?
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D-tuple Component Breakdown

39

Total Entities

9/9

Components Populated

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Combined Embedding
Roles R
w=0.12 384D
Opposing Counsel Cross-Examiner
At trial, questions Engineer A during cross-examination about her previous engagements both in defense of and in...
Engineer A Forensic Expert Witness
Retained three times as a litigation expert, first by ABC Manufacturing in a patent matter, then by Attorney X...
ABC Manufacturing Client
Retained and paid Engineer A twice, in two unrelated patent litigation matters, and was the opposing party in the...
Attorney X Retaining Counsel
Represented a plaintiff in product liability litigation against ABC Manufacturing and retained Engineer A as an...
Plaintiff Product Liability Litigant
The plaintiff in the product liability litigation against ABC Manufacturing, on whose behalf Attorney X retained Engineer A.
Board of Ethical Review Adjudicator
Reviews whether Engineer A's acceptance of engagements both for and adverse to ABC Manufacturing constituted a...
6 entities
Principles P
w=0.2 384D
Conflict of Interest in Serial Engagements
Opposing counsel at trial questions Engineer A's previous engagements both in defense of and in litigation with ABC...
Loyalty Limits to Former Clients
The Board acknowledges that engineers have basic professional obligations to protect the interests of their...
Professional Independence in Adverse Engagements
The Board declines to find a Code violation in Engineer A accepting engagements both for and adverse to ABC...
Conflict Disclosure Over Avoidance
The Board recounts the profession's shift from imploring engineers to avoid all conflicts of interest to requiring...
4 entities
Obligations O
w=0.15 384D
Engineer A Faithful Agent Duty
Engineer A must protect the interests of her employers and clients as a faithful agent and trustee during each...
Engineer A Conflict Disclosure Duty
Engineer A must disclose any known or potential conflict of interest arising from her prior engagements both for and...
2 entities
States S
w=0.1 384D
Both Sides Service With ABC
No Prohibited Conflict Finding
Plaintiff Side Litigation Retention
Post Engagement Phase With ABC
Impropriety Implication At Trial
Unrelated Matters Engineer A
6 entities
Resources Rs
w=0.1 384D
NSPE Code of Ethics
NSPE Code of Ethics for Engineers (topic: conflicts of interest and the faithful agent and trustee duty of engineers...
BER Case 92-5
BER Case 92-5 (topic: forensic engineering services and related ethical issues)
BER Case 82-6
BER Case 82-6 (topic: forensic engineering services and related ethical issues)
BER Case 76-3
BER Case 76-3 (topic: forensic engineering services and related ethical issues)
4 entities
Actions A
w=0.1 384D
Repeat Engagement Acceptance
Expert Engagement Acceptance
Adverse Engagement Acceptance
Cross-Examination Challenge
Ethics Code Revision
Board Conflict Determination
6 entities
Events E
w=0.08 384D
First Engagement Completion
Repeat Engagement Completion
Impropriety Implication Raised
Professional Consensus Shift
4 entities
Capabilities Ca
w=0.07 384D
Engineer A Conflict Disclosure
Engineer A's duty to disclose any known or potential conflict of interest arising from her prior engagements both...
Engineer A Professional Judgment
As an engineer making professional decisions about which expert engagements to accept, Engineer A exercises the...
Engineer A Expert Testimony
Engineer A exercised this competence three times, reviewing documents to form expert opinions in two patent...
Engineer A Independent Judgment
The Board holds that finding a violation in Engineer A's choice to accept engagements both for and adverse to a...
4 entities
Constraints Cs
w=0.08 384D
Engineer A Advocacy Independence Limit
Engineer A, while working within the confines of the legal adversarial process, is not an advocate in rendering her...
Engineer A Adverse Party Conflict Boundary
Engineer A must not provide professional services in an engagement in which her prior relationships both in defense...
Engineer A Faithful Agent Limit
Engineer A's duty as a faithful agent and trustee does not obligate her to a duty of absolute devotion in perpetuity...
3 entities
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