Public Welfare—Client Action Following Engineers Services
Case 86
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Engineer A should contact the client and inquire about the actions the client has taken and point out the action is a violation of the law and that steps need to be take to remedy the violation or obtain a variance from the proper authorities. In this connection, the engineer should advise that the remedial actions should be in full compliance with all applicable environmental laws and regulations, which may include the review of a licensed engineer. If appropriate steps are not taken by the client, Engineer A has an obligation to bring this matter to the attention of the appropriate authorities.
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The facts in this case present a situation that often raises very difficult issues for engineers in their dealings with clients. Engineering practice sometimes places the engineer in the position where the interests of a client and the interests of the public are in open and serious conflict.
Although the NSPE Board of Ethical Review has had occasion to address similar issues in the past, it has not addressed the issue in the context of a client’s apparent violation of environmental laws and regulations relating to wetland mitigation efforts.
Engineers play an essential role in society by taking steps and actions to see that products, systems, facilities, structures, and the land surrounding them are reasonably safe. Sometimes engineers are placed in situations where they must balance the extent of their obligations to their employer or client with their obligations to protect the public health and safety.
An example of the basic ethical dichotomy presented in this case was considered by the BER in Case No. 89-7. In that case, Engineer A was retained to investigate the structural integrity of a 60-year-old occupied apartment building which his client was planning to sell. Under the terms of the agreement with the client, the structural report written by Engineer A was to remain confidential. In addition, the client made clear to Engineer A that the building was being sold "as is" and that the client was not planning to take any remedial action to repair or renovate any system within the building prior to its sale. Engineer A performed several structural tests on the building and determined that the building was structurally sound. However, during the course of providing services, the client confided in Engineer A and informed him that the building contained deficiencies in the electrical and mechanical systems, which violated applicable codes and standards. While Engineer A is not an electrical or mechanical engineer, he realized that those deficiencies could ca...
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Engineer A is an environmental engineer. Engineer A performs wetland delineation services on the client’s wetland site. A few months after Engineer A completes the services, he drives by his client’s property and notices that the client has installed a substantial amount of fill material on more than ½ an acre across a portion of the wetlands without any permits, variances, or permissions. The installation of the fill material is a substantial violation of the federal and state laws and regulations.
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What are Engineer A’s ethical obligations under these facts?
Similar Cases
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Find Similar CasesD-tuple Component Breakdown
42
Total Entities9/9
Components Populated9/9
With EmbeddingsCombined Embedding
Roles
R
w=0.12
384D
Engineer A Environmental Engineer
Performed wetland delineation services on the client's wetland site and, a few months after completing the services,...
Client Wetland Site Owner
Commissioned wetland delineation services from Engineer A on its wetland site, then installed a substantial amount...
NSPE Board of Ethical Review
Adjudicating body that analyzes the present case, distinguishes it from prior BER precedents involving...
Appropriate Authorities
The conditional recipient of a report from Engineer A. The Board holds that if appropriate remedial steps are not...
4 entities
Principles
P
w=0.2
384D
Corrective Action Monitoring in Remediation
After confronting the client about the fill placed on the wetland site, Engineer A should monitor the situation...
Public Welfare in Wetland Violation
Because the client's fill placement indicates a violation of federal and state environmental laws, the Board holds...
Loyalty to Client in Wetland Case
The engineer's obligation to the client is honored by first approaching the client directly, inquiring about the...
3 entities
Obligations
O
w=0.15
384D
Engineer A Reporting Duty
Engineer A, having observed that the client installed a substantial amount of unpermitted fill material across the...
Engineer A Conditional Authority Reporting Duty
If appropriate remedial steps are not taken by the client, Engineer A would have an obligation to bring the wetland...
Engineer A Client Notification Duty
Engineer A must contact the client, inquire directly about the actions the client has taken, point out the...
Engineer A Remediation Monitoring Duty
If the client indicates that remedial steps will be taken, Engineer A should monitor the situation until he is...
Engineer A Compliance Advisory Duty
Engineer A should advise the client that all remedial actions should be in full compliance with all applicable...
5 entities
States
S
w=0.1
384D
Conditional Remediation Monitoring Window
Unpermitted Wetland Fill Violation
Engineer A Fill Discovery
Completed Wetland Delineation Engagement
Client Public Interest Conflict
Wetland Context Precedent Gap
6 entities
Resources
Rs
w=0.1
384D
BER Case 89-7
BER Case No. 89-7 (topic: conflict between client confidentiality and the duty to report safety violations affecting...
BER Case 97-13
BER Case No. 97-13 (topic: balancing faithfulness to a client against reporting a suspected pre-existing defective...
NSPE Code of Ethics
NSPE Code of Ethics (topic: nondisclosure of confidential client information and the paramount duty to public health...
3 entities
Actions
A
w=0.1
384D
Remediation Monitoring
Wetland Delineation Services
Unpermitted Fill Installation
Client Violation Notification
Authority Reporting
5 entities
Events
E
w=0.08
384D
Environmental Law Violation
Fill Violation Discovery
Injury Risk Realization
Patrol Car Crash
Bridge Wall Failure
Officer Fatality
Wall Defect Discovery
7 entities
Capabilities
Ca
w=0.07
384D
Engineer A Violation Recognition
While driving by the client's property, Engineer A noticed that the client had installed a substantial amount of...
Engineer A Regulatory Violation Assessment
Engineer A recognized that the client's installation of fill material without any permits, variances, or permissions...
Board Precedent Distinction
The NSPE Board of Ethical Review exercises this competence by distinguishing BER Case Nos. 89-7 and 97-13, which...
Engineer A Ethical Balancing
Engineer A is placed in the situation the Board describes, where the interests of a client and the interests of the...
Engineer A Wetland Delineation
Engineer A, an environmental engineer, performed wetland delineation services on the client's wetland site,...
Engineer A Violation Disclosure
Engineer A's duty to contact the client, point out the violations of law, and, if remediation is not undertaken,...
Engineer A Remediation Monitoring
Engineer A's conditional duty to monitor the client's remediation until sufficiently satisfied the situation has...
7 entities
Constraints
Cs
w=0.08
384D
Client Unpermitted Wetland Fill Prohibition
The client must not install fill material on the wetland site without the permits, variances, or permissions...
Engineer A Client Nondisclosure Boundary
Engineer A must not disclose confidential information concerning the business affairs of his client without the...
2 entities
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