PASS 3: Temporal Dynamics
Case 10: Post-Public Employment - City Engineer Transitioning to Consultant
Timeline Overview
OWL-Time Temporal Structure 12 relations time: = w3.org/2006/time
Extracted Actions (5)
Volitional professional decisions with intentions and ethical contextDescription: The City did not include revolving door provisions in employment contracts for its senior-level employees, leaving no legal barrier to Engineer D accepting employment with Firm AE&R. The case treats this non-inclusion as a significant institutional choice.
Temporal Marker: Predating Engineer D's departure, when senior-level employment contracts were established interval
Fluent Transitions:
- Absence of Revolving Door Restrictions
Mental State: deliberate
Intended Outcome: Standard senior-level employment terms without post-employment restrictions
Foreseen Unintended Effects:
- Former senior employees may transition directly to firms doing business with the City without legal restriction
Required Capabilities:
Field classification (triples vs literals)
requiresCapability: Municipal contracting authorityinitiates: Absence of Revolving Door Restrictions
descriptioncontent: The City did not include revolving door provisions in employment contracts for its senior-level employees, leaving no legal barrier to Engineer D accepting employment with Firm AE&R. The case treats this non-inclusion as a significant institutional choice.hasAgentcontent: The CitytemporalMarkercontent: Predating Engineer D's departure, when senior-level employment contracts were establishedeventRoleContextcontent: municipal employerhasMentalStatecontent: deliberateintendedOutcomecontent: Standard senior-level employment terms without post-employment restrictionsforeseenUnintendedEffectscontent: Former senior employees may transition directly to firms doing business with the City without legal restrictiontextReferencescontent: the City does not include “revolving door” provisions in employment contracts for its senior-level employeestemporalExtentcontent: intervaltemporalSequencecontent: 1withinCompetenceassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
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},
"@id": "http://proethica.org/ontology/case/10#Action_Contract_Provision_Omission",
"@type": "proeth:Action",
"proeth:description": "The City did not include revolving door provisions in employment contracts for its senior-level employees, leaving no legal barrier to Engineer D accepting employment with Firm AE\u0026R. The case treats this non-inclusion as a significant institutional choice.",
"proeth:eventRoleContext": "municipal employer",
"proeth:foreseenUnintendedEffects": [
"Former senior employees may transition directly to firms doing business with the City without legal restriction"
],
"proeth:hasAgent": "The City",
"proeth:hasMentalState": "deliberate",
"proeth:initiates": [
"Absence of Revolving Door Restrictions"
],
"proeth:intendedOutcome": "Standard senior-level employment terms without post-employment restrictions",
"proeth:requiresCapability": [
"Municipal contracting authority"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "Predating Engineer D\u0027s departure, when senior-level employment contracts were established",
"proeth:temporalSequence": 1,
"proeth:textReferences": [
"the City does not include \u201crevolving door\u201d provisions in employment contracts for its senior-level employees"
],
"proeth:withinCompetence": true,
"rdfs:label": "Contract Provision Omission"
}
Description: Engineer D announced plans to step down as City Engineer and disclosed acceptance of a position at an unnamed private engineering firm in the City.
Temporal Marker: At the end of Engineer D's tenure as City Engineer instant
Fluent Transitions:
- Transitional Employment
- Revolving Door Concern
- Public Service Tenure
Mental State: deliberate
Intended Outcome: Transition from public service to private-sector employment
Foreseen Unintended Effects:
- Perception of trading on contacts, associations, influence, and special knowledge acquired in public service
Guided By Principles:
- Right of Employment
Required Capabilities:
Field classification (triples vs literals)
guidedByPrinciple: Right of EmploymentrequiresCapability: Professional judgmentinitiates: Transitional Employment; Revolving Door Concernterminates: Public Service Tenure
descriptioncontent: Engineer D announced plans to step down as City Engineer and disclosed acceptance of a position at an unnamed private engineering firm in the City.hasAgentcontent: Engineer DtemporalMarkercontent: At the end of Engineer D's tenure as City EngineereventRoleContextcontent: City Engineer, licensed professional engineerhasMentalStatecontent: deliberateintendedOutcomecontent: Transition from public service to private-sector employmentforeseenUnintendedEffectscontent: Perception of trading on contacts, associations, influence, and special knowledge acquired in public servicetextReferencescontent: Engineer D announces plans to step down as the City Engineer and indicates that they accepted a position at an unnamed engineering firm in the City.temporalExtentcontent: instanttemporalSequencecontent: 3withinCompetenceassessment: True
RDF JSON-LD
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},
"@id": "http://proethica.org/ontology/case/10#Action_Public_Employment_Transition",
"@type": "proeth:Action",
"proeth:description": "Engineer D announced plans to step down as City Engineer and disclosed acceptance of a position at an unnamed private engineering firm in the City.",
"proeth:eventRoleContext": "City Engineer, licensed professional engineer",
"proeth:foreseenUnintendedEffects": [
"Perception of trading on contacts, associations, influence, and special knowledge acquired in public service"
],
"proeth:guidedByPrinciple": [
"Right of Employment"
],
"proeth:hasAgent": "Engineer D",
"proeth:hasMentalState": "deliberate",
"proeth:initiates": [
"Transitional Employment",
"Revolving Door Concern"
],
"proeth:intendedOutcome": "Transition from public service to private-sector employment",
"proeth:requiresCapability": [
"Professional judgment"
],
"proeth:temporalExtent": "instant",
"proeth:temporalMarker": "At the end of Engineer D\u0027s tenure as City Engineer",
"proeth:temporalSequence": 3,
"proeth:terminates": [
"Public Service Tenure"
],
"proeth:textReferences": [
"Engineer D announces plans to step down as the City Engineer and indicates that they accepted a position at an unnamed engineering firm in the City."
],
"proeth:withinCompetence": true,
"rdfs:label": "Public Employment Transition"
}
Description: Firm AE&R hired Engineer D as an associate and publicly announced the hire shortly after Engineer D's resignation announcement. The Board takes the silence of the facts to mean the hiring was not an improper inducement to influence City contract awards.
Temporal Marker: Shortly after Engineer D's announcement instant
Fluent Transitions:
- Potential Conflict of Interest
- Appearance of Improper Influence
Mental State: deliberate
Intended Outcome: Add Engineer D's qualifications and experience to the firm
Foreseen Unintended Effects:
- Appearance that the hire could influence the awarding of city contracts
Guided By Principles:
- Right of Employment
Required Capabilities:
Field classification (triples vs literals)
guidedByPrinciple: Right of EmploymentrequiresCapability: Business and hiring judgmentinitiates: Potential Conflict of Interest; Appearance of Improper Influence
descriptioncontent: Firm AE&R hired Engineer D as an associate and publicly announced the hire shortly after Engineer D's resignation announcement. The Board takes the silence of the facts to mean the hiring was not an improper inducement to influence City contract awards.hasAgentcontent: Firm AE&R principalstemporalMarkercontent: Shortly after Engineer D's announcementeventRoleContextcontent: engineering consulting firmhasMentalStatecontent: deliberateintendedOutcomecontent: Add Engineer D's qualifications and experience to the firmforeseenUnintendedEffectscontent: Appearance that the hire could influence the awarding of city contractstextReferencescontent: Shortly after Engineer D's announcement, Firm AE&R announces Engineer D as a newly hired associate.temporalExtentcontent: instanttemporalSequencecontent: 4withinCompetenceassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/10#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
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},
"@id": "http://proethica.org/ontology/case/10#Action_Associate_Hiring_Decision",
"@type": "proeth:Action",
"proeth:description": "Firm AE\u0026R hired Engineer D as an associate and publicly announced the hire shortly after Engineer D\u0027s resignation announcement. The Board takes the silence of the facts to mean the hiring was not an improper inducement to influence City contract awards.",
"proeth:eventRoleContext": "engineering consulting firm",
"proeth:foreseenUnintendedEffects": [
"Appearance that the hire could influence the awarding of city contracts"
],
"proeth:guidedByPrinciple": [
"Right of Employment"
],
"proeth:hasAgent": "Firm AE\u0026R principals",
"proeth:hasMentalState": "deliberate",
"proeth:initiates": [
"Potential Conflict of Interest",
"Appearance of Improper Influence"
],
"proeth:intendedOutcome": "Add Engineer D\u0027s qualifications and experience to the firm",
"proeth:requiresCapability": [
"Business and hiring judgment"
],
"proeth:temporalExtent": "instant",
"proeth:temporalMarker": "Shortly after Engineer D\u0027s announcement",
"proeth:temporalSequence": 4,
"proeth:textReferences": [
"Shortly after Engineer D\u0027s announcement, Firm AE\u0026R announces Engineer D as a newly hired associate."
],
"proeth:withinCompetence": true,
"rdfs:label": "Associate Hiring Decision"
}
Description: Engineer D accepted the position of associate at Firm AE&R, a consultant with whom Engineer D regularly interacted during tenure as City Engineer and that performed many City projects under D's oversight.
Temporal Marker: Shortly after the resignation announcement instant
Fluent Transitions:
- Potential Conflict of Interest
- Continuing Confidentiality Duty to Former Employer
Mental State: deliberate
Intended Outcome: Advance professional career in private consulting practice
Foreseen Unintended Effects:
- Concerns about objectivity and fairness regarding projects D previously oversaw for the City
- Potential to unfairly profit from contacts and special knowledge acquired as a public servant
Guided By Principles:
- Right of Employment
- Spirit of the Ethics Code
Required Capabilities:
Field classification (triples vs literals)
guidedByPrinciple: Right of Employment; Spirit of the Ethics CoderequiresCapability: Engineering expertise; Knowledge of municipal projects and procurementinitiates: Potential Conflict of Interest; Continuing Confidentiality Duty to Former Employer
descriptioncontent: Engineer D accepted the position of associate at Firm AE&R, a consultant with whom Engineer D regularly interacted during tenure as City Engineer and that performed many City projects under D's oversight.hasAgentcontent: Engineer DtemporalMarkercontent: Shortly after the resignation announcementeventRoleContextcontent: former City Engineer, incoming associate at Firm AE&RhasMentalStatecontent: deliberateintendedOutcomecontent: Advance professional career in private consulting practiceforeseenUnintendedEffectscontent: Concerns about objectivity and fairness regarding projects D previously oversaw for the City; Potential to unfairly profit from contacts and special knowledge acquired as a public servanttextReferencescontent: accepted the position of “associate” at Firm AE&R, a consultant with whom Engineer D would have regularly interacted during tenure with the CitytemporalExtentcontent: instanttemporalSequencecontent: 5withinCompetenceassessment: True
RDF JSON-LD
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"@context": {
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"@id": "http://proethica.org/ontology/case/10#Action_Private_Firm_Position_Acceptance",
"@type": "proeth:Action",
"proeth:description": "Engineer D accepted the position of associate at Firm AE\u0026R, a consultant with whom Engineer D regularly interacted during tenure as City Engineer and that performed many City projects under D\u0027s oversight.",
"proeth:eventRoleContext": "former City Engineer, incoming associate at Firm AE\u0026R",
"proeth:foreseenUnintendedEffects": [
"Concerns about objectivity and fairness regarding projects D previously oversaw for the City",
"Potential to unfairly profit from contacts and special knowledge acquired as a public servant"
],
"proeth:guidedByPrinciple": [
"Right of Employment",
"Spirit of the Ethics Code"
],
"proeth:hasAgent": "Engineer D",
"proeth:hasMentalState": "deliberate",
"proeth:initiates": [
"Potential Conflict of Interest",
"Continuing Confidentiality Duty to Former Employer"
],
"proeth:intendedOutcome": "Advance professional career in private consulting practice",
"proeth:requiresCapability": [
"Engineering expertise",
"Knowledge of municipal projects and procurement"
],
"proeth:temporalExtent": "instant",
"proeth:temporalMarker": "Shortly after the resignation announcement",
"proeth:temporalSequence": 5,
"proeth:textReferences": [
"accepted the position of \u201cassociate\u201d at Firm AE\u0026R, a consultant with whom Engineer D would have regularly interacted during tenure with the City"
],
"proeth:withinCompetence": true,
"rdfs:label": "Private Firm Position Acceptance"
}
Description: Firm AE&R decided to continue submitting proposals and performing consulting work for the City after hiring Engineer D, sustaining an ongoing business relationship with Engineer D's former public employer.
Temporal Marker: Ongoing after hiring Engineer D interval
Fluent Transitions:
- Appearance of Improper Influence
Mental State: deliberate
Intended Outcome: Maintain and grow consulting work with the City
Foreseen Unintended Effects:
- Objectivity and fairness concerns if Engineer D is placed in responsible charge of projects D formerly oversaw for the City
Guided By Principles:
- Spirit of the Ethics Code
Required Capabilities:
Field classification (triples vs literals)
guidedByPrinciple: Spirit of the Ethics CoderequiresCapability: Proposal preparation; Consulting engineering servicesinitiates: Appearance of Improper Influence
descriptioncontent: Firm AE&R decided to continue submitting proposals and performing consulting work for the City after hiring Engineer D, sustaining an ongoing business relationship with Engineer D's former public employer.hasAgentcontent: Firm AE&RtemporalMarkercontent: Ongoing after hiring Engineer DeventRoleContextcontent: engineering consulting firmhasMentalStatecontent: deliberateintendedOutcomecontent: Maintain and grow consulting work with the CityforeseenUnintendedEffectscontent: Objectivity and fairness concerns if Engineer D is placed in responsible charge of projects D formerly oversaw for the CitytextReferencescontent: the firm plans to continue submitting proposals and performing consulting work for the CitytemporalExtentcontent: intervaltemporalSequencecontent: 8withinCompetenceassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/10#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
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"time": "http://www.w3.org/2006/time#"
},
"@id": "http://proethica.org/ontology/case/10#Action_Continued_City_Work_Pursuit",
"@type": "proeth:Action",
"proeth:description": "Firm AE\u0026R decided to continue submitting proposals and performing consulting work for the City after hiring Engineer D, sustaining an ongoing business relationship with Engineer D\u0027s former public employer.",
"proeth:eventRoleContext": "engineering consulting firm",
"proeth:foreseenUnintendedEffects": [
"Objectivity and fairness concerns if Engineer D is placed in responsible charge of projects D formerly oversaw for the City"
],
"proeth:guidedByPrinciple": [
"Spirit of the Ethics Code"
],
"proeth:hasAgent": "Firm AE\u0026R",
"proeth:hasMentalState": "deliberate",
"proeth:initiates": [
"Appearance of Improper Influence"
],
"proeth:intendedOutcome": "Maintain and grow consulting work with the City",
"proeth:requiresCapability": [
"Proposal preparation",
"Consulting engineering services"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "Ongoing after hiring Engineer D",
"proeth:temporalSequence": 8,
"proeth:textReferences": [
"the firm plans to continue submitting proposals and performing consulting work for the City"
],
"proeth:withinCompetence": true,
"rdfs:label": "Continued City Work Pursuit"
}
Extracted Events (3)
Occurrences that trigger ethical considerations and state changesDescription: The mid-sized municipality experiences rapid population and infrastructure growth, generating a high volume of consultant and construction contract activity that Engineer D handled as City Engineer.
Temporal Marker: Throughout Engineer D's tenure as City Engineer, prior to the resignation announcement interval
Fluent Transitions:
- Rapid Infrastructure Growth State
- High Contract Activity State
Field classification (triples vs literals)
initiates: Rapid Infrastructure Growth State; High Contract Activity State
descriptioncontent: The mid-sized municipality experiences rapid population and infrastructure growth, generating a high volume of consultant and construction contract activity that Engineer D handled as City Engineer.temporalMarkercontent: Throughout Engineer D's tenure as City Engineer, prior to the resignation announcementtextReferencescontent: works as the City Engineer in a mid-sized municipality that has been experiencing rapid growth along with rapid infrastructure growtheventTypecontent: exogenoustemporalExtentcontent: intervaltemporalSequencecontent: 2confidenceassessment: 0.85
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/10#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#",
"time": "http://www.w3.org/2006/time#"
},
"@id": "http://proethica.org/ontology/case/10#Event_Rapid_Municipal_Growth",
"@type": "proeth:Event",
"proeth:confidence": "0.85",
"proeth:description": "The mid-sized municipality experiences rapid population and infrastructure growth, generating a high volume of consultant and construction contract activity that Engineer D handled as City Engineer.",
"proeth:eventType": "exogenous",
"proeth:initiates": [
"Rapid Infrastructure Growth State",
"High Contract Activity State"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "Throughout Engineer D\u0027s tenure as City Engineer, prior to the resignation announcement",
"proeth:temporalSequence": 2,
"proeth:textReferences": [
"works as the City Engineer in a mid-sized municipality that has been experiencing rapid growth along with rapid infrastructure growth"
],
"rdfs:label": "Rapid Municipal Growth"
}
Description: Engineer D's tenure as City Engineer comes to an end following the announced resignation, ending public employment while leaving continuing post-employment ethical obligations such as confidentiality in place.
Temporal Marker: Shortly after Engineer D's announcement of plans to step down instant
Fluent Transitions:
- Post-Employment Confidentiality State
- Transitional Employment State
- City Engineer Tenure State
Caused By Action: Action_Public_Employment_Transition
Field classification (triples vs literals)
causedByAction: http://proethica.org/ontology/case/10#Action_Public_Employment_Transitioninitiates: Post-Employment Confidentiality State; Transitional Employment Stateterminates: City Engineer Tenure State
descriptioncontent: Engineer D's tenure as City Engineer comes to an end following the announced resignation, ending public employment while leaving continuing post-employment ethical obligations such as confidentiality in place.temporalMarkercontent: Shortly after Engineer D's announcement of plans to step downtextReferencescontent: the situation of Engineer D who resigned the position as City Engineer in a mid-sized municipality; Confidentiality is another ethical obligation that continues after one severs employmenteventTypecontent: outcometemporalExtentcontent: instanttemporalSequencecontent: 6confidenceassessment: 0.9
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/10#",
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},
"@id": "http://proethica.org/ontology/case/10#Event_Public_Employment_Termination",
"@type": "proeth:Event",
"proeth:causedByAction": "http://proethica.org/ontology/case/10#Action_Public_Employment_Transition",
"proeth:confidence": "0.9",
"proeth:description": "Engineer D\u0027s tenure as City Engineer comes to an end following the announced resignation, ending public employment while leaving continuing post-employment ethical obligations such as confidentiality in place.",
"proeth:eventType": "outcome",
"proeth:initiates": [
"Post-Employment Confidentiality State",
"Transitional Employment State"
],
"proeth:temporalExtent": "instant",
"proeth:temporalMarker": "Shortly after Engineer D\u0027s announcement of plans to step down",
"proeth:temporalSequence": 6,
"proeth:terminates": [
"City Engineer Tenure State"
],
"proeth:textReferences": [
"the situation of Engineer D who resigned the position as City Engineer in a mid-sized municipality",
"Confidentiality is another ethical obligation that continues after one severs employment"
],
"rdfs:label": "Public Employment Termination"
}
Description: Once Engineer D joins Firm AE&R, a firm with active and prospective City contracts that Engineer D formerly oversaw, a known or potential conflict of interest and concerns about objectivity and fairness arise regarding Engineer D's involvement in those projects and in procurement before the City.
Temporal Marker: Upon Engineer D joining Firm AE&R as an associate instant
Fluent Transitions:
- Potential Conflict of Interest State
- Objectivity and Fairness Concern State
Caused By Action: Action_Private_Firm_Position_Acceptance
Field classification (triples vs literals)
causedByAction: http://proethica.org/ontology/case/10#Action_Private_Firm_Position_Acceptanceinitiates: Potential Conflict of Interest State; Objectivity and Fairness Concern State
descriptioncontent: Once Engineer D joins Firm AE&R, a firm with active and prospective City contracts that Engineer D formerly oversaw, a known or potential conflict of interest and concerns about objectivity and fairness arise regarding Engineer D's involvement in those projects and in procurement before the City.temporalMarkercontent: Upon Engineer D joining Firm AE&R as an associatetextReferencescontent: the BER believes Engineer D’s prior responsibilities with the City for projects currently under contract by D’s new employer would raise concerns about objectivity and fairness if Firm AE&R directly placed Engineer D in responsible charge of those projects as a consultanteventTypecontent: outcometemporalExtentcontent: instanttemporalSequencecontent: 7confidenceassessment: 0.88
RDF JSON-LD
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},
"@id": "http://proethica.org/ontology/case/10#Event_Conflict_of_Interest_Emergence",
"@type": "proeth:Event",
"proeth:causedByAction": "http://proethica.org/ontology/case/10#Action_Private_Firm_Position_Acceptance",
"proeth:confidence": "0.88",
"proeth:description": "Once Engineer D joins Firm AE\u0026R, a firm with active and prospective City contracts that Engineer D formerly oversaw, a known or potential conflict of interest and concerns about objectivity and fairness arise regarding Engineer D\u0027s involvement in those projects and in procurement before the City.",
"proeth:eventType": "outcome",
"proeth:initiates": [
"Potential Conflict of Interest State",
"Objectivity and Fairness Concern State"
],
"proeth:temporalExtent": "instant",
"proeth:temporalMarker": "Upon Engineer D joining Firm AE\u0026R as an associate",
"proeth:temporalSequence": 7,
"proeth:textReferences": [
"the BER believes Engineer D\u2019s prior responsibilities with the City for projects currently under contract by D\u2019s new employer would raise concerns about objectivity and fairness if Firm AE\u0026R directly placed Engineer D in responsible charge of those projects as a consultant"
],
"rdfs:label": "Conflict of Interest Emergence"
}
Causal Chains (5)
NESS test analysis: Necessary Element of Sufficient SetCausal Language: Engineer D announces plans to step down as the City Engineer and indicates that they accepted a position at an unnamed engineering firm in the City.
Necessary Factors (NESS):
- Engineer D's voluntary decision to resign as City Engineer
- Availability of a private-sector position to move into
Sufficient Factors:
- The announced resignation, once effectuated, was sufficient by itself to end Engineer D's public employment
Responsibility Attribution:
Agent: Engineer D
Type: direct
Within Agent Control:
Yes
Causal Sequence:
-
Public Employment Transition
Engineer D announces plans to step down as City Engineer and accept a private firm position -
Public Employment Termination
Engineer D's tenure as City Engineer ends following the announced resignation
Field classification (triples vs literals)
cause: Public Employment Transitioneffect: Public Employment TerminationresponsibleAgent: Engineer D
causalLanguagecontent: Engineer D announces plans to step down as the City Engineer and indicates that they accepted a position at an unnamed engineering firm in the City.necessaryFactorscontent: Engineer D's voluntary decision to resign as City Engineer; Availability of a private-sector position to move intosufficientFactorscontent: The announced resignation, once effectuated, was sufficient by itself to end Engineer D's public employmentcounterfactualcontent: Had Engineer D not announced and pursued the resignation, the tenure as City Engineer would have continued and public employment would not have terminatedcausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Public Employment Transition', 'proeth:description': 'Engineer D announces plans to step down as City Engineer and accept a private firm position'}; {'proeth:step': 2, 'proeth:element': 'Public Employment Termination', 'proeth:description': "Engineer D's tenure as City Engineer ends following the announced resignation"}responsibilityTypeassessment: directwithinAgentControlassessment: True
RDF JSON-LD
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},
"@id": "http://proethica.org/ontology/case/10#CausalChain_1",
"@type": "proeth:CausalChain",
"proeth:causalLanguage": "Engineer D announces plans to step down as the City Engineer and indicates that they accepted a position at an unnamed engineering firm in the City.",
"proeth:causalSequence": [
{
"proeth:description": "Engineer D announces plans to step down as City Engineer and accept a private firm position",
"proeth:element": "Public Employment Transition",
"proeth:step": 1
},
{
"proeth:description": "Engineer D\u0027s tenure as City Engineer ends following the announced resignation",
"proeth:element": "Public Employment Termination",
"proeth:step": 2
}
],
"proeth:cause": "Public Employment Transition",
"proeth:counterfactual": "Had Engineer D not announced and pursued the resignation, the tenure as City Engineer would have continued and public employment would not have terminated",
"proeth:discoveredInSection": "facts",
"proeth:effect": "Public Employment Termination",
"proeth:necessaryFactors": [
"Engineer D\u0027s voluntary decision to resign as City Engineer",
"Availability of a private-sector position to move into"
],
"proeth:responsibilityType": "direct",
"proeth:responsibleAgent": "Engineer D",
"proeth:sufficientFactors": [
"The announced resignation, once effectuated, was sufficient by itself to end Engineer D\u0027s public employment"
],
"proeth:withinAgentControl": true
}
Causal Language: The facts of the case specifically note Engineer A's employment contract with the City did not include a revolving door prohibition such as Engineer P faced in Case 15-8 . Thus, on the face of the matter, it would seem there is no legal barrier to Engineer A accepting employment with Firm AE&R.
Necessary Factors (NESS):
- Absence of revolving door provisions in the City's senior-level employment contracts
- Engineer D's willingness to join a firm that contracts with the City
- Firm AE&R's willingness to hire Engineer D
Sufficient Factors:
- The absence of contractual prohibition combined with mutual employment interest was sufficient to permit acceptance of the AE&R position without legal barrier
Responsibility Attribution:
Agent: The City (municipality)
Type: indirect
Within Agent Control:
Yes
Causal Sequence:
-
Contract Provision Omission
The City omits revolving door provisions from senior-level employment contracts -
Public Employment Transition
Engineer D announces resignation with no post-employment restrictions in place -
Private Firm Position Acceptance
Engineer D accepts the associate position at Firm AE&R with no legal barrier
Field classification (triples vs literals)
cause: Contract Provision Omissioneffect: Private Firm Position AcceptanceresponsibleAgent: The City (municipality)
causalLanguagecontent: The facts of the case specifically note Engineer A's employment contract with the City did not include a revolving door prohibition such as Engineer P faced in Case 15-8 . Thus, on the face of the matter, it would seem there is no legal barrier to Engineer A accepting employment with Firm AE&R.necessaryFactorscontent: Absence of revolving door provisions in the City's senior-level employment contracts; Engineer D's willingness to join a firm that contracts with the City; Firm AE&R's willingness to hire Engineer DsufficientFactorscontent: The absence of contractual prohibition combined with mutual employment interest was sufficient to permit acceptance of the AE&R position without legal barriercounterfactualcontent: Had the City included a revolving door provision, Engineer D would have faced a legal barrier and likely could not have accepted immediate employment with Firm AE&R in a capacity involving City workcausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Contract Provision Omission', 'proeth:description': 'The City omits revolving door provisions from senior-level employment contracts'}; {'proeth:step': 2, 'proeth:element': 'Public Employment Transition', 'proeth:description': 'Engineer D announces resignation with no post-employment restrictions in place'}; {'proeth:step': 3, 'proeth:element': 'Private Firm Position Acceptance', 'proeth:description': 'Engineer D accepts the associate position at Firm AE&R with no legal barrier'}responsibilityTypeassessment: indirectwithinAgentControlassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/10#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#"
},
"@id": "http://proethica.org/ontology/case/10#CausalChain_2",
"@type": "proeth:CausalChain",
"proeth:causalLanguage": "The facts of the case specifically note Engineer A\u0027s employment contract with the City did not include a revolving door prohibition such as Engineer P faced in Case 15-8 . Thus, on the face of the matter, it would seem there is no legal barrier to Engineer A accepting employment with Firm AE\u0026R.",
"proeth:causalSequence": [
{
"proeth:description": "The City omits revolving door provisions from senior-level employment contracts",
"proeth:element": "Contract Provision Omission",
"proeth:step": 1
},
{
"proeth:description": "Engineer D announces resignation with no post-employment restrictions in place",
"proeth:element": "Public Employment Transition",
"proeth:step": 2
},
{
"proeth:description": "Engineer D accepts the associate position at Firm AE\u0026R with no legal barrier",
"proeth:element": "Private Firm Position Acceptance",
"proeth:step": 3
}
],
"proeth:cause": "Contract Provision Omission",
"proeth:counterfactual": "Had the City included a revolving door provision, Engineer D would have faced a legal barrier and likely could not have accepted immediate employment with Firm AE\u0026R in a capacity involving City work",
"proeth:discoveredInSection": "discussion",
"proeth:effect": "Private Firm Position Acceptance",
"proeth:necessaryFactors": [
"Absence of revolving door provisions in the City\u0027s senior-level employment contracts",
"Engineer D\u0027s willingness to join a firm that contracts with the City",
"Firm AE\u0026R\u0027s willingness to hire Engineer D"
],
"proeth:responsibilityType": "indirect",
"proeth:responsibleAgent": "The City (municipality)",
"proeth:sufficientFactors": [
"The absence of contractual prohibition combined with mutual employment interest was sufficient to permit acceptance of the AE\u0026R position without legal barrier"
],
"proeth:withinAgentControl": true
}
Causal Language: the BER believes Engineer D’s prior responsibilities with the City for projects currently under contract by D’s new employer would raise concerns about objectivity and fairness if Firm AE&R directly placed Engineer D in responsible charge of those projects as a consultant.
Necessary Factors (NESS):
- Engineer D's acceptance of employment at Firm AE&R
- Engineer D's prior senior-level oversight of AE&R contracts and projects while City Engineer
- Firm AE&R holding active and prospective City contracts
Sufficient Factors:
- Joining a firm whose active City projects Engineer D formerly oversaw, combined with the firm's intent to continue City work, was sufficient to create actual or apparent conflicts of interest
Responsibility Attribution:
Agent: Engineer D
Type: shared
Within Agent Control:
Yes
Causal Sequence:
-
Public Employment Termination
Engineer D's tenure as City Engineer ends, carrying contacts, associations, and special knowledge into the private sector -
Private Firm Position Acceptance
Engineer D accepts the associate position at Firm AE&R, a consultant D regularly interacted with as City Engineer -
Continued City Work Pursuit
Firm AE&R continues submitting proposals and performing consulting work for the City -
Conflict of Interest Emergence
Actual or apparent conflicts arise regarding objectivity, fairness, confidentiality, and procurement influence
Field classification (triples vs literals)
cause: Private Firm Position Acceptanceeffect: Conflict of Interest EmergenceresponsibleAgent: Engineer D
causalLanguagecontent: the BER believes Engineer D’s prior responsibilities with the City for projects currently under contract by D’s new employer would raise concerns about objectivity and fairness if Firm AE&R directly placed Engineer D in responsible charge of those projects as a consultant.necessaryFactorscontent: Engineer D's acceptance of employment at Firm AE&R; Engineer D's prior senior-level oversight of AE&R contracts and projects while City Engineer; Firm AE&R holding active and prospective City contractssufficientFactorscontent: Joining a firm whose active City projects Engineer D formerly oversaw, combined with the firm's intent to continue City work, was sufficient to create actual or apparent conflicts of interestcounterfactualcontent: Had Engineer D joined a firm without City contracts, or observed a cooling-off period isolated from former projects, the conflict of interest would not have emerged or would have been substantially mitigatedcausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Public Employment Termination', 'proeth:description': "Engineer D's tenure as City Engineer ends, carrying contacts, associations, and special knowledge into the private sector"}; {'proeth:step': 2, 'proeth:element': 'Private Firm Position Acceptance', 'proeth:description': 'Engineer D accepts the associate position at Firm AE&R, a consultant D regularly interacted with as City Engineer'}; {'proeth:step': 3, 'proeth:element': 'Continued City Work Pursuit', 'proeth:description': 'Firm AE&R continues submitting proposals and performing consulting work for the City'}; {'proeth:step': 4, 'proeth:element': 'Conflict of Interest Emergence', 'proeth:description': 'Actual or apparent conflicts arise regarding objectivity, fairness, confidentiality, and procurement influence'}responsibilityTypeassessment: sharedwithinAgentControlassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/10#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#"
},
"@id": "http://proethica.org/ontology/case/10#CausalChain_3",
"@type": "proeth:CausalChain",
"proeth:causalLanguage": "the BER believes Engineer D\u2019s prior responsibilities with the City for projects currently under contract by D\u2019s new employer would raise concerns about objectivity and fairness if Firm AE\u0026R directly placed Engineer D in responsible charge of those projects as a consultant.",
"proeth:causalSequence": [
{
"proeth:description": "Engineer D\u0027s tenure as City Engineer ends, carrying contacts, associations, and special knowledge into the private sector",
"proeth:element": "Public Employment Termination",
"proeth:step": 1
},
{
"proeth:description": "Engineer D accepts the associate position at Firm AE\u0026R, a consultant D regularly interacted with as City Engineer",
"proeth:element": "Private Firm Position Acceptance",
"proeth:step": 2
},
{
"proeth:description": "Firm AE\u0026R continues submitting proposals and performing consulting work for the City",
"proeth:element": "Continued City Work Pursuit",
"proeth:step": 3
},
{
"proeth:description": "Actual or apparent conflicts arise regarding objectivity, fairness, confidentiality, and procurement influence",
"proeth:element": "Conflict of Interest Emergence",
"proeth:step": 4
}
],
"proeth:cause": "Private Firm Position Acceptance",
"proeth:counterfactual": "Had Engineer D joined a firm without City contracts, or observed a cooling-off period isolated from former projects, the conflict of interest would not have emerged or would have been substantially mitigated",
"proeth:discoveredInSection": "discussion",
"proeth:effect": "Conflict of Interest Emergence",
"proeth:necessaryFactors": [
"Engineer D\u0027s acceptance of employment at Firm AE\u0026R",
"Engineer D\u0027s prior senior-level oversight of AE\u0026R contracts and projects while City Engineer",
"Firm AE\u0026R holding active and prospective City contracts"
],
"proeth:responsibilityType": "shared",
"proeth:responsibleAgent": "Engineer D",
"proeth:sufficientFactors": [
"Joining a firm whose active City projects Engineer D formerly oversaw, combined with the firm\u0027s intent to continue City work, was sufficient to create actual or apparent conflicts of interest"
],
"proeth:withinAgentControl": true
}
Causal Language: Shortly after Engineer D's announcement, Firm AE&R announces Engineer D as a newly hired associate. AE&R completed many projects for the City during Engineer D's tenure as City Engineer, and the firm plans to continue submitting proposals and performing consulting work for the City.
Necessary Factors (NESS):
- Firm AE&R's decision to hire Engineer D as an associate
- AE&R's history of completed City projects during Engineer D's tenure
- AE&R's intent to continue pursuing City work
Sufficient Factors:
- Hiring the former City Engineer while holding and pursuing City contracts was sufficient to create the appearance that the firm could unfairly benefit from D's contacts, associations, and special knowledge
Responsibility Attribution:
Agent: Firm AE&R (principals)
Type: shared
Within Agent Control:
Yes
Causal Sequence:
-
Associate Hiring Decision
Firm AE&R hires Engineer D and publicly announces the hire shortly after D's resignation announcement -
Continued City Work Pursuit
AE&R plans to continue submitting proposals and performing consulting work for the City -
Conflict of Interest Emergence
Engineer D's position at a firm with active and prospective City contracts creates known or potential conflicts that could influence or appear to influence judgment
Field classification (triples vs literals)
cause: Associate Hiring Decisioneffect: Conflict of Interest EmergenceresponsibleAgent: Firm AE&R (principals)
causalLanguagecontent: Shortly after Engineer D's announcement, Firm AE&R announces Engineer D as a newly hired associate. AE&R completed many projects for the City during Engineer D's tenure as City Engineer, and the firm plans to continue submitting proposals and performing consulting work for the City.necessaryFactorscontent: Firm AE&R's decision to hire Engineer D as an associate; AE&R's history of completed City projects during Engineer D's tenure; AE&R's intent to continue pursuing City worksufficientFactorscontent: Hiring the former City Engineer while holding and pursuing City contracts was sufficient to create the appearance that the firm could unfairly benefit from D's contacts, associations, and special knowledgecounterfactualcontent: Had AE&R not hired Engineer D, or delayed the hire and isolated D from City-related work, the conflict of interest tied to this employment would not have emergedcausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Associate Hiring Decision', 'proeth:description': "Firm AE&R hires Engineer D and publicly announces the hire shortly after D's resignation announcement"}; {'proeth:step': 2, 'proeth:element': 'Continued City Work Pursuit', 'proeth:description': 'AE&R plans to continue submitting proposals and performing consulting work for the City'}; {'proeth:step': 3, 'proeth:element': 'Conflict of Interest Emergence', 'proeth:description': "Engineer D's position at a firm with active and prospective City contracts creates known or potential conflicts that could influence or appear to influence judgment"}responsibilityTypeassessment: sharedwithinAgentControlassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/10#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#"
},
"@id": "http://proethica.org/ontology/case/10#CausalChain_4",
"@type": "proeth:CausalChain",
"proeth:causalLanguage": "Shortly after Engineer D\u0027s announcement, Firm AE\u0026R announces Engineer D as a newly hired associate. AE\u0026R completed many projects for the City during Engineer D\u0027s tenure as City Engineer, and the firm plans to continue submitting proposals and performing consulting work for the City.",
"proeth:causalSequence": [
{
"proeth:description": "Firm AE\u0026R hires Engineer D and publicly announces the hire shortly after D\u0027s resignation announcement",
"proeth:element": "Associate Hiring Decision",
"proeth:step": 1
},
{
"proeth:description": "AE\u0026R plans to continue submitting proposals and performing consulting work for the City",
"proeth:element": "Continued City Work Pursuit",
"proeth:step": 2
},
{
"proeth:description": "Engineer D\u0027s position at a firm with active and prospective City contracts creates known or potential conflicts that could influence or appear to influence judgment",
"proeth:element": "Conflict of Interest Emergence",
"proeth:step": 3
}
],
"proeth:cause": "Associate Hiring Decision",
"proeth:counterfactual": "Had AE\u0026R not hired Engineer D, or delayed the hire and isolated D from City-related work, the conflict of interest tied to this employment would not have emerged",
"proeth:discoveredInSection": "facts",
"proeth:effect": "Conflict of Interest Emergence",
"proeth:necessaryFactors": [
"Firm AE\u0026R\u0027s decision to hire Engineer D as an associate",
"AE\u0026R\u0027s history of completed City projects during Engineer D\u0027s tenure",
"AE\u0026R\u0027s intent to continue pursuing City work"
],
"proeth:responsibilityType": "shared",
"proeth:responsibleAgent": "Firm AE\u0026R (principals)",
"proeth:sufficientFactors": [
"Hiring the former City Engineer while holding and pursuing City contracts was sufficient to create the appearance that the firm could unfairly benefit from D\u0027s contacts, associations, and special knowledge"
],
"proeth:withinAgentControl": true
}
Causal Language: Engineer D, a licensed professional engineer, works as the City Engineer in a mid-sized municipality that has been experiencing rapid growth along with rapid infrastructure growth.
Necessary Factors (NESS):
- Ongoing municipal and infrastructure growth generating consulting demand
- AE&R's established track record of completed City projects
Sufficient Factors:
- Rapid infrastructure growth combined with AE&R's prior successful City work was sufficient to motivate the firm to continue submitting proposals to the City
Responsibility Attribution:
Agent: Firm AE&R
Type: indirect
Within Agent Control:
Yes
Causal Sequence:
-
Rapid Municipal Growth
The municipality experiences rapid population and infrastructure growth, generating high demand for engineering services -
Continued City Work Pursuit
Firm AE&R decides to continue submitting proposals and performing consulting work for the City -
Conflict of Interest Emergence
Because Engineer D now works at AE&R, continued pursuit of City contracts raises objectivity and fairness concerns
Field classification (triples vs literals)
cause: Rapid Municipal Growtheffect: Continued City Work PursuitresponsibleAgent: Firm AE&R
causalLanguagecontent: Engineer D, a licensed professional engineer, works as the City Engineer in a mid-sized municipality that has been experiencing rapid growth along with rapid infrastructure growth.necessaryFactorscontent: Ongoing municipal and infrastructure growth generating consulting demand; AE&R's established track record of completed City projectssufficientFactorscontent: Rapid infrastructure growth combined with AE&R's prior successful City work was sufficient to motivate the firm to continue submitting proposals to the Citycounterfactualcontent: Without rapid growth generating continued demand for consulting services, AE&R would have had substantially less incentive and opportunity to continue pursuing City workcausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Rapid Municipal Growth', 'proeth:description': 'The municipality experiences rapid population and infrastructure growth, generating high demand for engineering services'}; {'proeth:step': 2, 'proeth:element': 'Continued City Work Pursuit', 'proeth:description': 'Firm AE&R decides to continue submitting proposals and performing consulting work for the City'}; {'proeth:step': 3, 'proeth:element': 'Conflict of Interest Emergence', 'proeth:description': 'Because Engineer D now works at AE&R, continued pursuit of City contracts raises objectivity and fairness concerns'}responsibilityTypeassessment: indirectwithinAgentControlassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/10#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#"
},
"@id": "http://proethica.org/ontology/case/10#CausalChain_5",
"@type": "proeth:CausalChain",
"proeth:causalLanguage": "Engineer D, a licensed professional engineer, works as the City Engineer in a mid-sized municipality that has been experiencing rapid growth along with rapid infrastructure growth.",
"proeth:causalSequence": [
{
"proeth:description": "The municipality experiences rapid population and infrastructure growth, generating high demand for engineering services",
"proeth:element": "Rapid Municipal Growth",
"proeth:step": 1
},
{
"proeth:description": "Firm AE\u0026R decides to continue submitting proposals and performing consulting work for the City",
"proeth:element": "Continued City Work Pursuit",
"proeth:step": 2
},
{
"proeth:description": "Because Engineer D now works at AE\u0026R, continued pursuit of City contracts raises objectivity and fairness concerns",
"proeth:element": "Conflict of Interest Emergence",
"proeth:step": 3
}
],
"proeth:cause": "Rapid Municipal Growth",
"proeth:counterfactual": "Without rapid growth generating continued demand for consulting services, AE\u0026R would have had substantially less incentive and opportunity to continue pursuing City work",
"proeth:discoveredInSection": "facts",
"proeth:effect": "Continued City Work Pursuit",
"proeth:necessaryFactors": [
"Ongoing municipal and infrastructure growth generating consulting demand",
"AE\u0026R\u0027s established track record of completed City projects"
],
"proeth:responsibilityType": "indirect",
"proeth:responsibleAgent": "Firm AE\u0026R",
"proeth:sufficientFactors": [
"Rapid infrastructure growth combined with AE\u0026R\u0027s prior successful City work was sufficient to motivate the firm to continue submitting proposals to the City"
],
"proeth:withinAgentControl": true
}
Allen Temporal Relations (12)
Interval algebra relationships with OWL-Time standard properties| From Entity | Allen Relation | To Entity | OWL-Time Property | Evidence |
|---|---|---|---|---|
| AE&R's completion of many City projects |
during
Entity1 occurs entirely within the duration of Entity2 |
Engineer D's tenure as City Engineer |
time:intervalDuring
http://www.w3.org/2006/time#intervalDuring |
AE&R completed many projects for the City during Engineer D's tenure as City Engineer |
| Engineer D's tenure as City Engineer |
before
Entity1 is before Entity2 |
Engineer D's employment at Firm AE&R |
time:intervalBefore
http://www.w3.org/2006/time#intervalBefore |
Engineer D who resigned the position as City Engineer in a mid-sized municipality, and shortly there... [more] |
| Engineer D's announcement of stepping down |
before
Entity1 is before Entity2 |
Firm AE&R's announcement of hiring Engineer D |
time:intervalBefore
http://www.w3.org/2006/time#intervalBefore |
Shortly after Engineer D's announcement, Firm AE&R announces Engineer D as a newly hired associate. |
| Engineer D's regular interaction with Firm AE&R |
during
Entity1 occurs entirely within the duration of Entity2 |
Engineer D's tenure with the City |
time:intervalDuring
http://www.w3.org/2006/time#intervalDuring |
a consultant with whom Engineer D would have regularly interacted during tenure with the City |
| Engineer D's confidentiality obligation |
after
Entity1 is after Entity2 |
severing employment with the City |
time:intervalAfter
http://www.w3.org/2006/time#intervalAfter |
Confidentiality is another ethical obligation that continues after one severs employment (Code Secti... [more] |
| Engineer D's acquisition of confidential information |
during
Entity1 occurs entirely within the duration of Entity2 |
Engineer D's duties/employment with the City |
time:intervalDuring
http://www.w3.org/2006/time#intervalDuring |
Engineer D should not use or disclose confidential information acquired during the course of or by r... [more] |
| proposed cooling-off / abstention period |
meets
Entity1 ends exactly when Entity2 begins |
Engineer D leaving the public job |
time:intervalMeets
http://www.w3.org/2006/time#intervalMeets |
Engineer D could voluntarily abstain from participation in procurement matters before the City... fo... [more] |
| Engineer D's isolation from former projects |
finishes
Entity1 and Entity2 end at the same time, Entity2 starts first |
the lapse of those City contracts |
time:intervalFinishes
http://www.w3.org/2006/time#intervalFinishes |
Engineer D can follow the recommendations in Case 14-8 and remain isolated from former projects unti... [more] |
| Engineer D's acquisition of contacts, associations, and special knowledge |
during
Entity1 occurs entirely within the duration of Entity2 |
Engineer D's tenure as a public servant |
time:intervalDuring
http://www.w3.org/2006/time#intervalDuring |
Engineer D should not unfairly profit from or otherwise trade upon the contacts, associations, and s... [more] |
| City projects under contract by Firm AE&R |
overlaps
Entity1 starts before Entity2 and ends during Entity2 |
Engineer D's employment at Firm AE&R |
time:intervalOverlaps
http://www.w3.org/2006/time#intervalOverlaps |
Engineer D's prior responsibilities with the City for projects currently under contract by D's new e... [more] |
| rapid municipal growth and infrastructure growth |
overlaps
Entity1 starts before Entity2 and ends during Entity2 |
Engineer D's tenure as City Engineer |
time:intervalOverlaps
http://www.w3.org/2006/time#intervalOverlaps |
works as the City Engineer in a mid-sized municipality that has been experiencing rapid growth along... [more] |
| AE&R's continued submission of proposals and consulting work for the City |
after
Entity1 is after Entity2 |
hiring of Engineer D as associate |
time:intervalAfter
http://www.w3.org/2006/time#intervalAfter |
Firm AE&R announces Engineer D as a newly hired associate... the firm plans to continue submitting p... [more] |
About Allen Relations & OWL-Time
Allen's Interval Algebra provides 13 basic temporal relations between intervals. These relations are mapped to OWL-Time standard properties for interoperability with Semantic Web temporal reasoning systems and SPARQL queries.
Each relation includes both a ProEthica custom property and a
time:* OWL-Time property for maximum compatibility.