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Provenance
Draft
PASS 1: Contextual Framework Facts Section
Case 117: Selection of Firm—Promise of Future Engineering Work on a Public Project
R Roles
0
Classes
4
Individuals
S States
4
Classes
4
Individuals
Rs Resources
0
Classes
0
Individuals
Extracted Ontology Entities
12 RDF entities extracted organized by concept type
R Roles
Roles Classes
0
No new roles classes were identified in this section.
Roles Individuals
4
No new roles classes were discovered - the 4 individual(s) below reference existing classes from the ontology.
Engineer A Consultant Engineer
Consultant Engineer Role
C117
Text References:
"Engineer A is a principal in a medium-sized engineering firm with expertise in mechanical and electrical engineering."
"Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades"
"Engineer A is a principal in a medium-sized engineering firm with expertise in mechanical and electrical engineering."
"Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades"
Confidence:
0.92
Actor:
Engineer A
Role Class:
Consultant Engineer Role
Role Category:
provider_client
Role Kind:
professional
Specialty:
Mechanical and electrical engineering
Experience Level:
Principal in a medium-sized engineering firm
Employer:
Engineer A's engineering firm
Technical Background:
Expertise in mechanical and electrical engineering
Additional Relationships:
- {'type': 'assisted', 'target': 'City X', 'quote': 'to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades'}
- {'type': 'promised future selection by', 'target': 'Engineer C', 'quote': 'Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X'}
Case Involvement:
Engineer A's firm was retained on a speculative basis by Engineer B to assist City X in applying for a federal grant for wastewater treatment equipment upgrades. The application succeeded, and in recognition of this work Engineer C verbally promised to select Engineer A's firm on a future City X project.
Firm position:
Principal
Engagement basis:
Retained on a speculative basis
Hasclient:
Engineer B
"Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant"
"Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant"
[facts] "Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the..."
Field classification (triples vs literals)
Relations (structural triples)
actor: Engineer Aattributes: {'firm_position': 'Principal', 'engagement_basis': 'Retained on a speculative basis'}relationships: {'type': 'hasClient', 'target': 'Engineer B', 'quote': 'Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant'}
Literal extractions (kept for synthesis)
textReferencescontent: Engineer A is a principal in a medium-sized engineering firm with expertise in mechanical and electrical engineering.; Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgradesroleClasscontent: Consultant Engineer RoleroleCategorycontent: provider_clientroleKindcontent: professionalspecialtycontent: Mechanical and electrical engineeringexperienceLevelcontent: Principal in a medium-sized engineering firmemployercontent: Engineer A's engineering firmtechnicalBackgroundcontent: Expertise in mechanical and electrical engineeringadditionalRelationshipscontent: {'type': 'assisted', 'target': 'City X', 'quote': 'to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades'}; {'type': 'promised future selection by', 'target': 'Engineer C', 'quote': 'Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X'}caseInvolvementcontent: Engineer A's firm was retained on a speculative basis by Engineer B to assist City X in applying for a federal grant for wastewater treatment equipment upgrades. The application succeeded, and in recognition of this work Engineer C verbally promised to select Engineer A's firm on a future City X project.confidenceassessment: 0.92
Engineer B Civil Design Engineer
Design Engineer Role
C117
Text References:
"Engineer B, a local civil engineer"
"Engineer B is retained to design the waste water equipment upgrades"
"Engineer B, a local civil engineer"
"Engineer B is retained to design the waste water equipment upgrades"
Confidence:
0.9
Actor:
Engineer B
Role Class:
Design Engineer Role
Role Category:
provider_client
Role Kind:
professional
Specialty:
Civil engineering
Technical Background:
Local civil engineer
Additional Relationships:
{'type': 'retained', 'target': 'Engineer A', 'quote': 'Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant'}
Case Involvement:
Engineer B, a local civil engineer, retained Engineer A's firm on a speculative basis to assist City X in applying for a federal grant, and after the successful application was retained to design the wastewater equipment upgrades.
Hasclient:
City X
"Engineer B is retained to design the waste water equipment upgrades"
"Engineer B is retained to design the waste water equipment upgrades"
[facts] "The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades."
Field classification (triples vs literals)
Relations (structural triples)
actor: Engineer Brelationships: {'type': 'hasClient', 'target': 'City X', 'quote': 'Engineer B is retained to design the waste water equipment upgrades'}
Literal extractions (kept for synthesis)
textReferencescontent: Engineer B, a local civil engineer; Engineer B is retained to design the waste water equipment upgradesroleClasscontent: Design Engineer RoleroleCategorycontent: provider_clientroleKindcontent: professionalspecialtycontent: Civil engineeringtechnicalBackgroundcontent: Local civil engineeradditionalRelationshipscontent: {'type': 'retained', 'target': 'Engineer A', 'quote': 'Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant'}caseInvolvementcontent: Engineer B, a local civil engineer, retained Engineer A's firm on a speculative basis to assist City X in applying for a federal grant, and after the successful application was retained to design the wastewater equipment upgrades.confidenceassessment: 0.9
Engineer C Chief City Engineer
Municipal Engineer Role
C117
Text References:
"Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X"
"Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X"
Confidence:
0.88
Actor:
Engineer C
Role Class:
Municipal Engineer Role
Role Category:
employer_relationship
Role Kind:
professional
Employer:
City X
Additional Relationships:
{'type': 'verbally promised future selection to', 'target': 'Engineer A', 'quote': 'Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X'}
Case Involvement:
As chief city engineer, Engineer C verbally promised to select Engineer A's firm on a future engineering project for City X in recognition of Engineer A's work in securing the grant.
Position:
Chief city engineer
Employedby:
City X
"Engineer C, the chief city engineer"
"Engineer C, the chief city engineer"
[facts] "In recognition of Engineer A’s work in securing the grant, Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X."
Field classification (triples vs literals)
Relations (structural triples)
actor: Engineer Cattributes: {'position': 'Chief city engineer'}relationships: {'type': 'employedBy', 'target': 'City X', 'quote': 'Engineer C, the chief city engineer'}
Literal extractions (kept for synthesis)
textReferencescontent: Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City XroleClasscontent: Municipal Engineer RoleroleCategorycontent: employer_relationshiproleKindcontent: professionalemployercontent: City XadditionalRelationshipscontent: {'type': 'verbally promised future selection to', 'target': 'Engineer A', 'quote': 'Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X'}caseInvolvementcontent: As chief city engineer, Engineer C verbally promised to select Engineer A's firm on a future engineering project for City X in recognition of Engineer A's work in securing the grant.confidenceassessment: 0.88
City X Client
Client Role
C117
Text References:
"to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the city’s wastewater treatment facility"
"The application is successful, City X obtains the grant"
"to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the city’s wastewater treatment facility"
"The application is successful, City X obtains the grant"
Confidence:
0.9
Actor:
City X
Role Class:
Client Role
Role Kind:
participant
Additional Relationships:
{'type': 'obtained federal grant', 'target': 'Federal grant program', 'quote': 'The application is successful, City X obtains the grant'}
Case Involvement:
City X applied for and obtained a federal grant for wastewater treatment equipment upgrades to its wastewater treatment facility, with Engineer A's firm assisting the application and Engineer B retained to design the upgrades.
Facility:
Owns the city's wastewater treatment facility
[facts] "Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the..."
Field classification (triples vs literals)
Relations (structural triples)
actor: City Xattributes: {'facility': "Owns the city's wastewater treatment facility"}
Literal extractions (kept for synthesis)
textReferencescontent: to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the city’s wastewater treatment facility; The application is successful, City X obtains the grantroleClasscontent: Client RoleroleKindcontent: participantadditionalRelationshipscontent: {'type': 'obtained federal grant', 'target': 'Federal grant program', 'quote': 'The application is successful, City X obtains the grant'}caseInvolvementcontent: City X applied for and obtained a federal grant for wastewater treatment equipment upgrades to its wastewater treatment facility, with Engineer A's firm assisting the application and Engineer B retained to design the upgrades.confidenceassessment: 0.9
S States
States Classes
4
C117
Definition
Extracted from facts
primary
A condition in which a professional holds a contract in force with a client, so the engagement duties under that contract currently apply, here Engineer B being retained to design the wastewater equipment upgrades for City X after the grant is obtained.
Inherited from ActiveClientEngagementState
· note
A condition in which a professional firm holds one or more contracts in force with a client, so the engagement duties under those contracts currently apply and the firm stands in an ongoing service relationship with the client.
Properties
Text References:
"Engineer B is retained to design the waste water equipment upgrades."
"Engineer B is retained to design the waste water equipment upgrades."
Confidence:
0.85
State Category:
regulatory
Persistence Type:
inertial
Activation Conditions:
A client retains the professional for defined services
Termination Conditions:
The engagement is completed or terminated
Principle Transformation:
With the design retention in force, the duties owed under that engagement currently apply to the retained professional.
[facts] "The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades."
Field classification (triples vs literals)
Literal extractions (kept for synthesis)
textReferencescontent: Engineer B is retained to design the waste water equipment upgrades.stateCategorycontent: regulatorypersistenceTypecontent: inertialprincipleTransformationcontent: With the design retention in force, the duties owed under that engagement currently apply to the retained professional.confidenceassessment: 0.85
Derived (reconstructable from the graph)
activationConditions: A client retains the professional for defined servicesterminationConditions: The engagement is completed or terminated
New
C117
Definition
Extracted from facts
primary
A resource condition in which a professional or firm is retained on a speculative basis, so that compensation for the services depends on the outcome of the engagement rather than being assured, here Engineer A's firm being retained on a speculative basis to assist in applying for a federal grant.
Properties
Text References:
"Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the..."
"Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the..."
Confidence:
0.88
State Category:
resource
Persistence Type:
inertial
Activation Conditions:
A firm is retained on a speculative basis so that its compensation depends on the outcome of the engagement
Termination Conditions:
The contingency is resolved, for example the grant application succeeds or fails
Principle Transformation:
Because the firm's compensation rides on the outcome, the arrangement ties the firm's financial interest to the success of the application, which bears on the independence of the services rendered.
[facts] "Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the..."
Field classification (triples vs literals)
Literal extractions (kept for synthesis)
textReferencescontent: Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the city’s wastewater treatment facility.stateCategorycontent: resourcepersistenceTypecontent: inertialprincipleTransformationcontent: Because the firm's compensation rides on the outcome, the arrangement ties the firm's financial interest to the success of the application, which bears on the independence of the services rendered.confidenceassessment: 0.88
Derived (reconstructable from the graph)
activationConditions: A firm is retained on a speculative basis so that its compensation depends on the outcome of the engagementterminationConditions: The contingency is resolved, for example the grant application succeeds or fails
New
C117
Definition
Extracted from facts
primary
A conflict-of-interest condition in which a public official has verbally promised to select a professional's firm for a future project in recognition of past services, so a commitment of future public work exists as a reward outside any completed selection process, here Engineer C, the chief city engineer, verbally promising to select Engineer A's firm on a future engineering project for City X in recognition of Engineer A's work in securing the grant.
Properties
Text References:
"In recognition of Engineer A’s work in securing the grant, Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X."
"In recognition of Engineer A’s work in securing the grant, Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X."
Confidence:
0.9
State Category:
conflict_of_interest
Persistence Type:
inertial
Activation Conditions:
A public official verbally promises to select a firm for a future project in recognition of past services
Termination Conditions:
The promise is withdrawn, fulfilled through a proper selection, or otherwise resolved
Principle Transformation:
A standing promise of future public work as a reward places the official's selection commitment in tension with merit-based procurement, since the future award is committed in recognition of past favor rather than through an open selection.
[facts] "In recognition of Engineer A’s work in securing the grant, Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X."
Field classification (triples vs literals)
Literal extractions (kept for synthesis)
textReferencescontent: In recognition of Engineer A’s work in securing the grant, Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X.stateCategorycontent: conflict_of_interestpersistenceTypecontent: inertialprincipleTransformationcontent: A standing promise of future public work as a reward places the official's selection commitment in tension with merit-based procurement, since the future award is committed in recognition of past favor rather than through an open selection.confidenceassessment: 0.9
Derived (reconstructable from the graph)
activationConditions: A public official verbally promises to select a firm for a future project in recognition of past servicesterminationConditions: The promise is withdrawn, fulfilled through a proper selection, or otherwise resolved
C117
Definition
Extracted from facts
primary
A resource condition in which a public body holds awarded grant funding for a defined project, so the funding arrangement is in force for the work it covers, here City X obtaining the federal grant for the wastewater treatment equipment upgrades.
Inherited from ContractualArrangementState
· note
A condition in which a contractual or project arrangement is in force for the situation. Here the State DOT contracts directly with municipalities by means of grant agreements to fund improvements to municipal airports, so the projects the former firm would pursue are funded through agreements held by Engineer A's public employer.
Properties
Text References:
"The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades."
"The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades."
Confidence:
0.8
State Category:
resource
Persistence Type:
inertial
Activation Conditions:
A grant application succeeds and the public body obtains the funding
Termination Conditions:
The funded project is completed or the grant is exhausted or rescinded
Principle Transformation:
With federal grant funds in force for the upgrades, the engagements that follow are carried out under a publicly funded arrangement.
[facts] "The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades."
Field classification (triples vs literals)
Literal extractions (kept for synthesis)
textReferencescontent: The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades.stateCategorycontent: resourcepersistenceTypecontent: inertialprincipleTransformationcontent: With federal grant funds in force for the upgrades, the engagements that follow are carried out under a publicly funded arrangement.confidenceassessment: 0.8
Derived (reconstructable from the graph)
activationConditions: A grant application succeeds and the public body obtains the fundingterminationConditions: The funded project is completed or the grant is exhausted or rescinded
States Individuals
4Speculative Grant Assistance Retention
OutcomeContingentCompensationState
New
C117
Text References:
"Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the..."
"Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the..."
Confidence:
0.88
State Class:
Contingent Compensation State
Subject:
Engineer A's firm, retained on a speculative basis by Engineer B
Active Period:
From the speculative retention until the grant application is resolved
Triggering Event:
Engineer B retains Engineer A's firm on a speculative basis to assist City X in applying for the federal grant
Terminated By:
The application is successful and City X obtains the grant, resolving the contingency
Affected Parties:
- Engineer A
- Engineer B
- City X
Urgency Level:
low
[facts] "Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the..."
Field classification (triples vs literals)
Relations (structural triples)
affectedParties: Engineer A; Engineer B; City X
Literal extractions (kept for synthesis)
textReferencescontent: Engineer A’s firm is retained on a speculative basis by Engineer B, a local civil engineer, to assist City X in applying for a federal grant for certain wastewater treatment equipment upgrades for the city’s wastewater treatment facility.stateClasscontent: Contingent Compensation Statesubjectcontent: Engineer A's firm, retained on a speculative basis by Engineer BactivePeriodcontent: From the speculative retention until the grant application is resolvedtriggeringEventcontent: Engineer B retains Engineer A's firm on a speculative basis to assist City X in applying for the federal grantterminatedBycontent: The application is successful and City X obtains the grant, resolving the contingencyconfidenceassessment: 0.88urgencyLevelassessment: low
Verbal Promise of Future Selection
ConflictOfInterestState
New
C117
Text References:
"In recognition of Engineer A’s work in securing the grant, Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X."
"In recognition of Engineer A’s work in securing the grant, Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X."
Confidence:
0.92
State Class:
Promised Future Engagement State
Subject:
Engineer C, the chief city engineer, whose verbal promise commits a future City X project to Engineer A's firm
Active Period:
From the verbal promise onward, with no resolution stated in the facts
Triggering Event:
Engineer C verbally promises to select Engineer A's firm on a future engineering project in recognition of Engineer A's work in securing the grant
Terminated By:
Not stated in the case facts
Affected Parties:
- Engineer A
- Engineer C
- City X
Urgency Level:
medium
[facts] "In recognition of Engineer A’s work in securing the grant, Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X."
Field classification (triples vs literals)
Relations (structural triples)
affectedParties: Engineer A; Engineer C; City X
Literal extractions (kept for synthesis)
textReferencescontent: In recognition of Engineer A’s work in securing the grant, Engineer C, the chief city engineer, verbally promises to select Engineer A’s firm on a future engineering project for City X.stateClasscontent: Promised Future Engagement Statesubjectcontent: Engineer C, the chief city engineer, whose verbal promise commits a future City X project to Engineer A's firmactivePeriodcontent: From the verbal promise onward, with no resolution stated in the factstriggeringEventcontent: Engineer C verbally promises to select Engineer A's firm on a future engineering project in recognition of Engineer A's work in securing the grantterminatedBycontent: Not stated in the case factsconfidenceassessment: 0.92urgencyLevelassessment: medium
City X Federal Grant Obtained
Contractual Arrangement State
C117
Text References:
"The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades."
"The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades."
Confidence:
0.8
State Class:
Grant Funding State
Subject:
City X, holding the federal grant for the wastewater treatment equipment upgrades
Active Period:
From the grant award through the funded upgrade work
Triggering Event:
The grant application is successful and City X obtains the grant
Terminated By:
Not stated in the case facts
Affected Parties:
- City X
- Engineer B
- Engineer A
Urgency Level:
low
[facts] "The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades."
Field classification (triples vs literals)
Relations (structural triples)
affectedParties: City X; Engineer B; Engineer A
Literal extractions (kept for synthesis)
textReferencescontent: The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades.stateClasscontent: Grant Funding Statesubjectcontent: City X, holding the federal grant for the wastewater treatment equipment upgradesactivePeriodcontent: From the grant award through the funded upgrade worktriggeringEventcontent: The grant application is successful and City X obtains the grantterminatedBycontent: Not stated in the case factsconfidenceassessment: 0.8urgencyLevelassessment: low
Engineer B Design Retention
Active Client Engagement State
C117
Text References:
"Engineer B is retained to design the waste water equipment upgrades."
"Engineer B is retained to design the waste water equipment upgrades."
Confidence:
0.85
State Class:
Active Client Engagement State
Subject:
Engineer B, retained to design the wastewater equipment upgrades for City X
Active Period:
From the retention for the design work onward
Triggering Event:
Engineer B is retained to design the wastewater equipment upgrades after City X obtains the grant
Terminated By:
Not stated in the case facts
Affected Parties:
- Engineer B
- City X
Urgency Level:
low
[facts] "The application is successful, City X obtains the grant, and Engineer B is retained to design the waste water equipment upgrades."
Field classification (triples vs literals)
Relations (structural triples)
affectedParties: Engineer B; City X
Literal extractions (kept for synthesis)
textReferencescontent: Engineer B is retained to design the waste water equipment upgrades.stateClasscontent: Active Client Engagement Statesubjectcontent: Engineer B, retained to design the wastewater equipment upgrades for City XactivePeriodcontent: From the retention for the design work onwardtriggeringEventcontent: Engineer B is retained to design the wastewater equipment upgrades after City X obtains the grantterminatedBycontent: Not stated in the case factsconfidenceassessment: 0.85urgencyLevelassessment: low
Rs Resources
No new resources were extracted for this section.
The extraction did not find any resources to add. This typically means the case text doesn't contain relevant resources for this section, or extraction hasn't been run yet.