PASS 1: Contextual Framework Facts Section
Case 147: Duty To Disclose Disciplinary Complaint To Client
R Roles
S States
Rs Resources
Extracted Ontology Entities
R Roles
Roles Classes
3"Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility."
"relating to services provided on a project for Client C"
Field classification (triples vs literals)
textReferencescontent: Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility.; relating to services provided on a project for Client CroleKindcontent: participantdistinguishingFeaturescontent: Commissions and receives professional engineering services rather than providing themconfidenceassessment: 0.95
"Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility."
"Engineer A prepares the plans and specifications and the CPM schedule."
- Professional Engineer license
- Design experience in the relevant discipline
- Competence
- Honesty
- Candor toward the client
Field classification (triples vs literals)
textReferencescontent: Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility.; Engineer A prepares the plans and specifications and the CPM schedule.roleCategorycontent: provider_clientroleKindcontent: professionaldistinguishingFeaturescontent: Produces plans, specifications, and project schedules for a client rather than reviewing another engineer's workprofessionalScopecontent: Design services including preparation of plans, specifications, and a Critical Path Method schedule for a facility projecttypicalQualificationscontent: Professional Engineer license; Design experience in the relevant disciplineassociatedVirtuescontent: Competence; Honesty; Candor toward the clientconfidenceassessment: 0.92
Regulatory Authority
rdfs:subClassOf Roles"the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client C"
Field classification (triples vs literals)
textReferencescontent: the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client CroleKindcontent: participantdistinguishingFeaturescontent: Exercises statutory oversight of engineering practice by receiving and acting on ethics complaintsconfidenceassessment: 0.9
Roles Individuals
4Engineer A Design Engineer
Design Engineer Role"Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility."
"Engineer A prepares the plans and specifications and the CPM schedule."
"Engineer A does not believe it is necessary to notify Client B of the pending complaint."
"Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility."
"relating to services provided on a project for Client C that are similar to the services being performed for Client B"
Field classification (triples vs literals)
actor: Engineer Aattributes: {'pending_ethics_complaint': 'Ethics complaint filed with the state board of professional engineers by Client C alleging lack of competence'}relationships: {'type': 'hasClient', 'target': 'Client B', 'quote': 'Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility.'}; {'type': 'hasClient', 'target': 'Client C', 'quote': 'relating to services provided on a project for Client C that are similar to the services being performed for Client B'}
textReferencescontent: Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility.; Engineer A prepares the plans and specifications and the CPM schedule.; Engineer A does not believe it is necessary to notify Client B of the pending complaint.roleClasscontent: Design Engineer RoleroleCategorycontent: provider_clientroleKindcontent: professionallicensecontent: Professional Engineerspecialtycontent: Design services and Critical Path Method schedulingadditionalRelationshipscontent: {'type': 'subjectOfComplaintBefore', 'target': 'State Board of Professional Engineers', 'quote': 'the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client C'}caseInvolvementcontent: Retained by Client B to perform design services and provide a CPM schedule for a manufacturing facility, prepares the plans, specifications, and CPM schedule, becomes subject of an ethics complaint by Client C alleging lack of competence, and decides not to notify Client B of the pending complaint.confidenceassessment: 0.92
Client C Complainant Client
Client Role"an ethics complaint filed against Engineer A by Client C relating to services provided on a project for Client C"
"Client C alleges that Engineer A lacked the competence to perform the services in question."
Field classification (triples vs literals)
actor: Client Cattributes: {'complaint_allegation': 'Alleges that Engineer A lacked the competence to perform the services in question'}
textReferencescontent: an ethics complaint filed against Engineer A by Client C relating to services provided on a project for Client C; Client C alleges that Engineer A lacked the competence to perform the services in question.roleClasscontent: Client RoleroleKindcontent: participantadditionalRelationshipscontent: {'type': 'filedEthicsComplaintAgainst', 'target': 'Engineer A', 'quote': 'an ethics complaint filed against Engineer A by Client C relating to services provided on a project for Client C'}caseInvolvementcontent: A prior client of Engineer A on a similar project who files an ethics complaint with the state board of professional engineers alleging that Engineer A lacked the competence to perform the services in question.confidenceassessment: 0.93
State Board Regulatory Authority
Regulatory Authority Role"the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client C"
Field classification (triples vs literals)
actor: State Board of Professional Engineers
textReferencescontent: the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client CroleClasscontent: Regulatory Authority RoleroleKindcontent: participantadditionalRelationshipscontent: {'type': 'contactsRegardingComplaint', 'target': 'Engineer A', 'quote': 'the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client C'}caseInvolvementcontent: Contacts Engineer A regarding the ethics complaint filed against Engineer A by Client C while Engineer A is rendering services to Client B.confidenceassessment: 0.9
Client B Client
Client Role"Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility."
"Client B learns of the ethics complaint filed against Engineer A and tells Engineer A that he is upset by the allegations"
Field classification (triples vs literals)
actor: Client Battributes: {'project': 'Manufacturing facility'}
textReferencescontent: Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility.; Client B learns of the ethics complaint filed against Engineer A and tells Engineer A that he is upset by the allegationsroleClasscontent: Client RoleroleKindcontent: participantadditionalRelationshipscontent: {'type': 'retains', 'target': 'Engineer A', 'quote': 'Engineer A is retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility.'}caseInvolvementcontent: Retains Engineer A for design services and a CPM schedule for a manufacturing facility, later learns through another party of the ethics complaint against Engineer A and tells Engineer A he is upset that the matter was not brought to his attention.confidenceassessment: 0.95
S States
States Classes
4"the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client C relating to services provided on a project for Client C that are simila..."
"Client C alleges that Engineer A lacked the competence to perform the services in question."
Field classification (triples vs literals)
textReferencescontent: the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client C relating to services provided on a project for Client C that are similar to the services being performed for Client B; Client C alleges that Engineer A lacked the competence to perform the services in question.stateCategorycontent: regulatorypersistenceTypecontent: inertialprincipleTransformationcontent: The pendency of the complaint raises the question whether candor to the current client requires informing that client of the matter while services on a similar project continue.confidenceassessment: 0.92
activationConditions: An ethics complaint is filed against the professional with the state board of professional engineersterminationConditions: The state board resolves or dismisses the complaintobligationActivation: Duty of the engineer to respond to and cooperate with the state board regarding the complaint
"Engineer A does not believe it is necessary to notify Client B of the pending complaint."
Field classification (triples vs literals)
textReferencescontent: Engineer A does not believe it is necessary to notify Client B of the pending complaint.stateCategorycontent: disclosurepersistenceTypecontent: inertialprincipleTransformationcontent: The withholding of the pending complaint places the engineer's judgment about necessity of notice in tension with the client's expectation of being informed.confidenceassessment: 0.9
activationConditions: The professional learns of a matter material to the client and does not notify the clientterminationConditions: The client learns of the matter, whether from the professional or from another sourceobligationActivation: Duty asserted by Client B that Engineer A should have brought the matter to Client B's attention
"Engineer A does not believe it is necessary to notify Client B of the pending complaint."
Field classification (triples vs literals)
textReferencescontent: Engineer A does not believe it is necessary to notify Client B of the pending complaint.stateCategorycontent: epistemicpersistenceTypecontent: inertialprincipleTransformationcontent: The belief that notice is unnecessary is the ground on which the engineer refrains from disclosure, making the epistemic condition the pivot for whether the disclosure duty is discharged.confidenceassessment: 0.85
activationConditions: The professional forms a judgment about whether notice to the client is necessaryterminationConditions: The professional revises the judgment, for example after the client learns of the matter and objects
"Later, through another party, Client B learns of the ethics complaint filed against Engineer A"
Field classification (triples vs literals)
textReferencescontent: Later, through another party, Client B learns of the ethics complaint filed against Engineer AstateCategorycontent: disclosurepersistenceTypecontent: inertialprincipleTransformationcontent: The client's discovery through another party converts the earlier nondisclosure into an articulated grievance, the client stating the engineer should have brought the matter to his attention.confidenceassessment: 0.85
activationConditions: A third party informs the client of the matter the professional had not disclosedobligationActivation: Duty asserted by Client B that Engineer A should have brought the matter to Client B's attention
States Individuals
4"Engineer A does not believe it is necessary to notify Client B of the pending complaint."
- Client B
- Engineer A
Field classification (triples vs literals)
textReferencescontent: Engineer A does not believe it is necessary to notify Client B of the pending complaint.stateClasscontent: Disclosure Absence Statesubjectcontent: The fact of the pending ethics complaint, withheld by Engineer A from Client BactivePeriodcontent: From the state board contacting Engineer A until Client B learns of the complaint through another partytriggeringEventcontent: The state board contacts Engineer A about the complaint and Engineer A does not notify Client BterminatedBycontent: Client B learns of the ethics complaint through another partyaffectedPartiescontent: Client B; Engineer Aconfidenceassessment: 0.9urgencyLevelassessment: medium
"Engineer A does not believe it is necessary to notify Client B of the pending complaint."
- Engineer A
- Client B
Field classification (triples vs literals)
textReferencescontent: Engineer A does not believe it is necessary to notify Client B of the pending complaint.stateClasscontent: Notification Necessity Belief Statesubjectcontent: Engineer A's belief that it is not necessary to notify Client B of the pending complaintactivePeriodcontent: From the state board contacting Engineer A until Client B confronts Engineer A about the allegationstriggeringEventcontent: The state board of professional engineers contacts Engineer A regarding the ethics complaintterminatedBycontent: Client B tells Engineer A that he is upset by the allegations and that Engineer A should have brought the matter to Client B's attentionaffectedPartiescontent: Engineer A; Client Bconfidenceassessment: 0.85urgencyLevelassessment: medium
"the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client C relating to services provided on a project for Client C that are simila..."
"Client C alleges that Engineer A lacked the competence to perform the services in question."
- Engineer A
- Client B
- Client C
Field classification (triples vs literals)
textReferencescontent: the state board of professional engineers contacts Engineer A regarding an ethics complaint filed against Engineer A by Client C relating to services provided on a project for Client C that are similar to the services being performed for Client B; Client C alleges that Engineer A lacked the competence to perform the services in question.stateClasscontent: Pending Investigation Statesubjectcontent: Engineer A, against whom an ethics complaint filed by Client C is pending before the state boardactivePeriodcontent: From the filing of Client C's complaint, during the rendering of services to Client B, until the board resolves the complainttriggeringEventcontent: Client C files an ethics complaint against Engineer A with the state board of professional engineers alleging lack of competenceterminatedBycontent: Resolution of the complaint by the state board, not stated in the case factsaffectedPartiescontent: Engineer A; Client B; Client Cconfidenceassessment: 0.92urgencyLevelassessment: medium
"Later, through another party, Client B learns of the ethics complaint filed against Engineer A and tells Engineer A that he is upset by the allegations and that Engineer A should have brought the matt..."
- Client B
- Engineer A
Field classification (triples vs literals)
textReferencescontent: Later, through another party, Client B learns of the ethics complaint filed against Engineer A and tells Engineer A that he is upset by the allegations and that Engineer A should have brought the matter to Client B’s attention.stateClasscontent: Indirect Disclosure Statesubjectcontent: Client B, who learned of the ethics complaint against Engineer A through another party rather than from Engineer AactivePeriodcontent: From the moment Client B learns of the complaint through another party onwardtriggeringEventcontent: Another party informs Client B of the ethics complaint filed against Engineer AterminatedBycontent: Not stated in the case factsaffectedPartiescontent: Client B; Engineer Aconfidenceassessment: 0.88urgencyLevelassessment: medium
Rs Resources
The extraction did not find any resources to add. This typically means the case text doesn't contain relevant resources for this section, or extraction hasn't been run yet.