PASS 3: Temporal Dynamics
Case 163: Signing and Sealing Plans Not Prepared by Engineer
Timeline Overview
OWL-Time Temporal Structure 8 relations time: = w3.org/2006/time
Extracted Actions (6)
Volitional professional decisions with intentions and ethical contextDescription: Engineer A hires engineers in whose abilities he places confidence and establishes an ongoing practice of general direction and supervision, helping to set design concepts and requirements, reviewing design elements as work progresses, and answering technical questions when consulted.
Temporal Marker: Prior to and ongoing throughout the practice described in the facts interval
Fluent Transitions:
- General Direction and Supervision Arrangement
Mental State: deliberate
Intended Outcome: Enable the firm to design a large number of concurrent projects through delegation to trusted subordinate engineers
Foreseen Unintended Effects:
- Chief engineer detachment from detailed preparation of individual designs
Guided By Principles:
- Responsible Charge
Required Capabilities:
Field classification (triples vs literals)
guidedByPrinciple: Responsible ChargerequiresCapability: Engineering management; Design concept development; Technical consultationinitiates: General Direction and Supervision Arrangement
descriptioncontent: Engineer A hires engineers in whose abilities he places confidence and establishes an ongoing practice of general direction and supervision, helping to set design concepts and requirements, reviewing design elements as work progresses, and answering technical questions when consulted.hasAgentcontent: Engineer AtemporalMarkercontent: Prior to and ongoing throughout the practice described in the factseventRoleContextcontent: Chief EngineerhasMentalStatecontent: deliberateintendedOutcomecontent: Enable the firm to design a large number of concurrent projects through delegation to trusted subordinate engineersforeseenUnintendedEffectscontent: Chief engineer detachment from detailed preparation of individual designstextReferencescontent: he is involved in helping to establish the concept, the design requirements, and review elements of the design or project status as the design progresses; Engineer A is consulted about technical questions and he provides answers and direction in these matters; his confidence in the ability of those he has hired and who are working under his general direction and supervisiontemporalExtentcontent: intervaltemporalSequencecontent: 1withinCompetenceassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/163#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
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},
"@id": "http://proethica.org/ontology/case/163#Action_Supervisory_Structure_Establishment",
"@type": "proeth:Action",
"generatedAtTime": "2026-07-12T19:50:14.970524+00:00",
"proeth:description": "Engineer A hires engineers in whose abilities he places confidence and establishes an ongoing practice of general direction and supervision, helping to set design concepts and requirements, reviewing design elements as work progresses, and answering technical questions when consulted.",
"proeth:discoveredInSection": "facts",
"proeth:eventRoleContext": "Chief Engineer",
"proeth:foreseenUnintendedEffects": [
"Chief engineer detachment from detailed preparation of individual designs"
],
"proeth:guidedByPrinciple": [
"Responsible Charge"
],
"proeth:hasAgent": "Engineer A",
"proeth:hasMentalState": "deliberate",
"proeth:initiates": [
"General Direction and Supervision Arrangement"
],
"proeth:intendedOutcome": "Enable the firm to design a large number of concurrent projects through delegation to trusted subordinate engineers",
"proeth:requiresCapability": [
"Engineering management",
"Design concept development",
"Technical consultation"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "Prior to and ongoing throughout the practice described in the facts",
"proeth:temporalSequence": 1,
"proeth:textReferences": [
"he is involved in helping to establish the concept, the design requirements, and review elements of the design or project status as the design progresses",
"Engineer A is consulted about technical questions and he provides answers and direction in these matters",
"his confidence in the ability of those he has hired and who are working under his general direction and supervision"
],
"proeth:withinCompetence": true,
"rdfs:label": "Supervisory Structure Establishment"
}
Description: Given the size of the organization and the volume of concurrent projects, Engineer A chooses not to give a detailed review or check of the designs before affixing his seal.
Temporal Marker: Ongoing, at each sealing occasion interval
Fluent Transitions:
- Plans Sealed Without Detailed Review
Mental State: deliberate, resigned to practical impossibility
Intended Outcome: Manage the workload of a large firm with many simultaneous projects
Foreseen Unintended Effects:
- Sealing plans whose technical content he has not personally verified
Obligation Engagement:
- Sign and Seal Only Work Prepared Under Direction and Control (II.2.b)
Required Capabilities:
Field classification (triples vs literals)
violatesObligation: Sign and Seal Only Work Prepared Under Direction and Control (II.2.b)requiresCapability: Design review and checkinginitiates: Plans Sealed Without Detailed Review
descriptioncontent: Given the size of the organization and the volume of concurrent projects, Engineer A chooses not to give a detailed review or check of the designs before affixing his seal.hasAgentcontent: Engineer AtemporalMarkercontent: Ongoing, at each sealing occasioneventRoleContextcontent: Chief EngineerhasMentalStatecontent: deliberate, resigned to practical impossibilityintendedOutcomecontent: Manage the workload of a large firm with many simultaneous projectsforeseenUnintendedEffectscontent: Sealing plans whose technical content he has not personally verifiedtextReferencescontent: Because of the size of the organization and the large number of projects being designed at any one time, Engineer A finds it impossible to give a detailed review or check of the design.temporalExtentcontent: intervaltemporalSequencecontent: 4withinCompetenceassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/163#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#",
"time": "http://www.w3.org/2006/time#"
},
"@id": "http://proethica.org/ontology/case/163#Action_Detailed_Review_Omission",
"@type": "proeth:Action",
"generatedAtTime": "2026-07-12T19:50:14.970748+00:00",
"proeth:description": "Given the size of the organization and the volume of concurrent projects, Engineer A chooses not to give a detailed review or check of the designs before affixing his seal.",
"proeth:discoveredInSection": "facts",
"proeth:eventRoleContext": "Chief Engineer",
"proeth:foreseenUnintendedEffects": [
"Sealing plans whose technical content he has not personally verified"
],
"proeth:fulfillsObligation": [],
"proeth:hasAgent": "Engineer A",
"proeth:hasMentalState": "deliberate, resigned to practical impossibility",
"proeth:initiates": [
"Plans Sealed Without Detailed Review"
],
"proeth:intendedOutcome": "Manage the workload of a large firm with many simultaneous projects",
"proeth:raisesObligation": [],
"proeth:requiresCapability": [
"Design review and checking"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "Ongoing, at each sealing occasion",
"proeth:temporalSequence": 4,
"proeth:textReferences": [
"Because of the size of the organization and the large number of projects being designed at any one time, Engineer A finds it impossible to give a detailed review or check of the design."
],
"proeth:violatesObligation": [
"Sign and Seal Only Work Prepared Under Direction and Control (II.2.b)"
],
"proeth:withinCompetence": true,
"rdfs:label": "Detailed Review Omission"
}
Description: Engineer A affixes his seal to plans prepared by registered engineers working under his general direction, engineers who do not affix their own seals to those plans.
Temporal Marker: Ongoing practice at the firm interval
Fluent Transitions:
- Sealed Plans Not Prepared by Sealing Engineer
Mental State: deliberate, confident in subordinates' abilities
Intended Outcome: Provide the required professional seal on the firm's plans while allowing registered subordinates to prepare them
Foreseen Unintended Effects:
- Assuming legal responsibility for work he did not prepare or check in detail
Obligation Engagement:
- Sign and Seal Only Work Prepared Under Direction and Control (II.2.b)
- Each Technical Segment Sealed by the Qualified Engineer Who Prepared It (II.2.c)
Required Capabilities:
Field classification (triples vs literals)
violatesObligation: Sign and Seal Only Work Prepared Under Direction and Control (II.2.b); Each Technical Segment Sealed by the Qualified Engineer Who Prepared It (II.2.c)requiresCapability: Professional engineering licensure; Engineering judgmentinitiates: Sealed Plans Not Prepared by Sealing Engineer
descriptioncontent: Engineer A affixes his seal to plans prepared by registered engineers working under his general direction, engineers who do not affix their own seals to those plans.hasAgentcontent: Engineer AtemporalMarkercontent: Ongoing practice at the firmeventRoleContextcontent: Chief EngineerhasMentalStatecontent: deliberate, confident in subordinates' abilitiesintendedOutcomecontent: Provide the required professional seal on the firm's plans while allowing registered subordinates to prepare themforeseenUnintendedEffectscontent: Assuming legal responsibility for work he did not prepare or check in detailtextReferencescontent: affixes his seal to some of the plans prepared by registered engineers working under his general direction who do not affix their seals to the planstemporalExtentcontent: intervaltemporalSequencecontent: 5withinCompetenceassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/163#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#",
"time": "http://www.w3.org/2006/time#"
},
"@id": "http://proethica.org/ontology/case/163#Action_Sealing_Registered_Engineers__Plans",
"@type": "proeth:Action",
"generatedAtTime": "2026-07-12T19:50:14.970670+00:00",
"proeth:description": "Engineer A affixes his seal to plans prepared by registered engineers working under his general direction, engineers who do not affix their own seals to those plans.",
"proeth:discoveredInSection": "facts",
"proeth:eventRoleContext": "Chief Engineer",
"proeth:foreseenUnintendedEffects": [
"Assuming legal responsibility for work he did not prepare or check in detail"
],
"proeth:fulfillsObligation": [],
"proeth:hasAgent": "Engineer A",
"proeth:hasMentalState": "deliberate, confident in subordinates\u0027 abilities",
"proeth:initiates": [
"Sealed Plans Not Prepared by Sealing Engineer"
],
"proeth:intendedOutcome": "Provide the required professional seal on the firm\u0027s plans while allowing registered subordinates to prepare them",
"proeth:raisesObligation": [],
"proeth:requiresCapability": [
"Professional engineering licensure",
"Engineering judgment"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "Ongoing practice at the firm",
"proeth:temporalSequence": 5,
"proeth:textReferences": [
"affixes his seal to some of the plans prepared by registered engineers working under his general direction who do not affix their seals to the plans"
],
"proeth:violatesObligation": [
"Sign and Seal Only Work Prepared Under Direction and Control (II.2.b)",
"Each Technical Segment Sealed by the Qualified Engineer Who Prepared It (II.2.c)"
],
"proeth:withinCompetence": true,
"rdfs:label": "Sealing Registered Engineers\u0027 Plans"
}
Description: Engineer A also seals plans prepared by non-registered graduate engineers working under his general supervision, without direct control and personal supervision of that work.
Temporal Marker: At times, during the ongoing practice interval
Fluent Transitions:
- Unlicensed Work Sealed Without Personal Supervision
Mental State: deliberate, confident in subordinates' abilities
Intended Outcome: Enable non-registered graduate engineers to contribute design work that carries a professional seal
Foreseen Unintended Effects:
- Sealing work by individuals who cannot themselves assume legal responsibility for it
Obligation Engagement:
- Sign and Seal Only Work Prepared Under Direction and Control (II.2.b)
- Direct Control and Personal Supervision of Unlicensed Engineers' Work
Required Capabilities:
Field classification (triples vs literals)
violatesObligation: Sign and Seal Only Work Prepared Under Direction and Control (II.2.b); Direct Control and Personal Supervision of Unlicensed Engineers' WorkrequiresCapability: Professional engineering licensure; Personal supervision of unlicensed engineersinitiates: Unlicensed Work Sealed Without Personal Supervision
descriptioncontent: Engineer A also seals plans prepared by non-registered graduate engineers working under his general supervision, without direct control and personal supervision of that work.hasAgentcontent: Engineer AtemporalMarkercontent: At times, during the ongoing practiceeventRoleContextcontent: Chief EngineerhasMentalStatecontent: deliberate, confident in subordinates' abilitiesintendedOutcomecontent: Enable non-registered graduate engineers to contribute design work that carries a professional sealforeseenUnintendedEffectscontent: Sealing work by individuals who cannot themselves assume legal responsibility for ittextReferencescontent: At times Engineer A also seals plans prepared by non-registered, graduate engineers working under his general supervision.temporalExtentcontent: intervaltemporalSequencecontent: 6withinCompetenceassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/163#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#",
"time": "http://www.w3.org/2006/time#"
},
"@id": "http://proethica.org/ontology/case/163#Action_Sealing_Unregistered_Engineers__Plans",
"@type": "proeth:Action",
"generatedAtTime": "2026-07-12T19:50:14.970718+00:00",
"proeth:description": "Engineer A also seals plans prepared by non-registered graduate engineers working under his general supervision, without direct control and personal supervision of that work.",
"proeth:discoveredInSection": "facts",
"proeth:eventRoleContext": "Chief Engineer",
"proeth:foreseenUnintendedEffects": [
"Sealing work by individuals who cannot themselves assume legal responsibility for it"
],
"proeth:fulfillsObligation": [],
"proeth:hasAgent": "Engineer A",
"proeth:hasMentalState": "deliberate, confident in subordinates\u0027 abilities",
"proeth:initiates": [
"Unlicensed Work Sealed Without Personal Supervision"
],
"proeth:intendedOutcome": "Enable non-registered graduate engineers to contribute design work that carries a professional seal",
"proeth:raisesObligation": [],
"proeth:requiresCapability": [
"Professional engineering licensure",
"Personal supervision of unlicensed engineers"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "At times, during the ongoing practice",
"proeth:temporalSequence": 6,
"proeth:textReferences": [
"At times Engineer A also seals plans prepared by non-registered, graduate engineers working under his general supervision."
],
"proeth:violatesObligation": [
"Sign and Seal Only Work Prepared Under Direction and Control (II.2.b)",
"Direct Control and Personal Supervision of Unlicensed Engineers\u0027 Work"
],
"proeth:withinCompetence": true,
"rdfs:label": "Sealing Unregistered Engineers\u0027 Plans"
}
Description: Engineer A judges his sealing practice to be ethically and legally correct, grounding that conclusion in his confidence in the ability of the engineers he hired and supervises.
Temporal Marker: Ongoing, concurrent with the sealing practice interval
Fluent Transitions:
- Continued Reliance on General Supervision
Mental State: confident, self-justifying
Intended Outcome: Justify continuing the practice of sealing subordinates' work without detailed review
Required Capabilities:
Field classification (triples vs literals)
requiresCapability: Ethical judgment; Knowledge of Code provisions on sealinginitiates: Continued Reliance on General Supervision
descriptioncontent: Engineer A judges his sealing practice to be ethically and legally correct, grounding that conclusion in his confidence in the ability of the engineers he hired and supervises.hasAgentcontent: Engineer AtemporalMarkercontent: Ongoing, concurrent with the sealing practiceeventRoleContextcontent: Chief EngineerhasMentalStatecontent: confident, self-justifyingintendedOutcomecontent: Justify continuing the practice of sealing subordinates' work without detailed reviewtextReferencescontent: He believes he is ethically and legally correct in not doing so because of his confidence in the ability of those he has hired and who are working under his general direction and supervision.temporalExtentcontent: intervaltemporalSequencecontent: 7withinCompetenceassessment: False
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/163#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#",
"time": "http://www.w3.org/2006/time#"
},
"@id": "http://proethica.org/ontology/case/163#Action_Ethical_Correctness_Judgment",
"@type": "proeth:Action",
"generatedAtTime": "2026-07-12T19:50:14.970773+00:00",
"proeth:description": "Engineer A judges his sealing practice to be ethically and legally correct, grounding that conclusion in his confidence in the ability of the engineers he hired and supervises.",
"proeth:discoveredInSection": "facts",
"proeth:eventRoleContext": "Chief Engineer",
"proeth:hasAgent": "Engineer A",
"proeth:hasMentalState": "confident, self-justifying",
"proeth:initiates": [
"Continued Reliance on General Supervision"
],
"proeth:intendedOutcome": "Justify continuing the practice of sealing subordinates\u0027 work without detailed review",
"proeth:requiresCapability": [
"Ethical judgment",
"Knowledge of Code provisions on sealing"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "Ongoing, concurrent with the sealing practice",
"proeth:temporalSequence": 7,
"proeth:textReferences": [
"He believes he is ethically and legally correct in not doing so because of his confidence in the ability of those he has hired and who are working under his general direction and supervision."
],
"proeth:withinCompetence": false,
"rdfs:label": "Ethical Correctness Judgment"
}
Description: The Board determines that each technical segment must be signed and sealed only by the qualified engineers who prepared it, and that work by non-registered engineers must be performed under the direct control and personal supervision of registered engineers who would seal the documents.
Temporal Marker: Discussion phase, retrospective review of the practice instant
Fluent Transitions:
- Clarified Sealing Responsibility Standard
Mental State: deliberative
Intended Outcome: Clarify the ethical limits on a chief engineer sealing delegated work and establish proper sealing responsibility within firms
Obligation Engagement:
- Each Technical Segment Sealed by the Qualified Engineer Who Prepared It (II.2.c)
- Direct Control and Personal Supervision of Unlicensed Engineers' Work
Guided By Principles:
- Responsible Charge
Required Capabilities:
Field classification (triples vs literals)
fulfillsObligation: Each Technical Segment Sealed by the Qualified Engineer Who Prepared It (II.2.c); Direct Control and Personal Supervision of Unlicensed Engineers' WorkguidedByPrinciple: Responsible ChargerequiresCapability: Code interpretation; Ethical reviewinitiates: Clarified Sealing Responsibility Standard
descriptioncontent: The Board determines that each technical segment must be signed and sealed only by the qualified engineers who prepared it, and that work by non-registered engineers must be performed under the direct control and personal supervision of registered engineers who would seal the documents.hasAgentcontent: NSPE Board of Ethical ReviewtemporalMarkercontent: Discussion phase, retrospective review of the practicehasMentalStatecontent: deliberativeintendedOutcomecontent: Clarify the ethical limits on a chief engineer sealing delegated work and establish proper sealing responsibility within firmstextReferencescontent: we reiterate the language contained in Section II.2.c. noting that "each technical segment [shall be] signed and sealed only by the qualified engineers who prepared the segment."; the firm has an ethical obligation that this work be performed under the direct control and personal supervision of registered engineers who would seal the documenttemporalExtentcontent: instanttemporalSequencecontent: 8withinCompetenceassessment: True
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/163#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#",
"time": "http://www.w3.org/2006/time#"
},
"@id": "http://proethica.org/ontology/case/163#Action_Board_Segment-Sealing_Determination",
"@type": "proeth:Action",
"generatedAtTime": "2026-07-12T19:50:14.970845+00:00",
"proeth:description": "The Board determines that each technical segment must be signed and sealed only by the qualified engineers who prepared it, and that work by non-registered engineers must be performed under the direct control and personal supervision of registered engineers who would seal the documents.",
"proeth:discoveredInSection": "discussion",
"proeth:fulfillsObligation": [
"Each Technical Segment Sealed by the Qualified Engineer Who Prepared It (II.2.c)",
"Direct Control and Personal Supervision of Unlicensed Engineers\u0027 Work"
],
"proeth:guidedByPrinciple": [
"Responsible Charge"
],
"proeth:hasAgent": "NSPE Board of Ethical Review",
"proeth:hasMentalState": "deliberative",
"proeth:initiates": [
"Clarified Sealing Responsibility Standard"
],
"proeth:intendedOutcome": "Clarify the ethical limits on a chief engineer sealing delegated work and establish proper sealing responsibility within firms",
"proeth:raisesObligation": [],
"proeth:requiresCapability": [
"Code interpretation",
"Ethical review"
],
"proeth:temporalExtent": "instant",
"proeth:temporalMarker": "Discussion phase, retrospective review of the practice",
"proeth:temporalSequence": 8,
"proeth:textReferences": [
"we reiterate the language contained in Section II.2.c. noting that \"each technical segment [shall be] signed and sealed only by the qualified engineers who prepared the segment.\"",
"the firm has an ethical obligation that this work be performed under the direct control and personal supervision of registered engineers who would seal the document"
],
"proeth:violatesObligation": [],
"proeth:withinCompetence": true,
"rdfs:label": "Board Segment-Sealing Determination"
}
Extracted Events (2)
Occurrences that trigger ethical considerations and state changesDescription: Due to the size of the organization and the large number of concurrent projects, it became impossible for Engineer A to give a detailed review or check of each design before sealing. This condition arose from the firm's scale and workload rather than from a deliberate intervention.
Temporal Marker: Ongoing during Engineer A's tenure as Chief Engineer, holding at any one time projects are being designed interval
Fluent Transitions:
- Detailed Review Infeasibility
- Reliance On General Direction And Supervision
Field classification (triples vs literals)
initiates: Detailed Review Infeasibility; Reliance On General Direction And Supervision
descriptioncontent: Due to the size of the organization and the large number of concurrent projects, it became impossible for Engineer A to give a detailed review or check of each design before sealing. This condition arose from the firm's scale and workload rather than from a deliberate intervention.temporalMarkercontent: Ongoing during Engineer A's tenure as Chief Engineer, holding at any one time projects are being designedtextReferencescontent: Because of the size of the organization and the large number of projects being designed at any one time, Engineer A finds it impossible to give a detailed review or check of the design.eventTypecontent: exogenoustemporalExtentcontent: intervaltemporalSequencecontent: 2confidenceassessment: 0.85
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/163#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#",
"time": "http://www.w3.org/2006/time#"
},
"@id": "http://proethica.org/ontology/case/163#Event_Review_Capacity_Overload",
"@type": "proeth:Event",
"generatedAtTime": "2026-07-12T19:50:14.970987+00:00",
"proeth:confidence": "0.85",
"proeth:description": "Due to the size of the organization and the large number of concurrent projects, it became impossible for Engineer A to give a detailed review or check of each design before sealing. This condition arose from the firm\u0027s scale and workload rather than from a deliberate intervention.",
"proeth:discoveredInSection": "facts",
"proeth:eventType": "exogenous",
"proeth:initiates": [
"Detailed Review Infeasibility",
"Reliance On General Direction And Supervision"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "Ongoing during Engineer A\u0027s tenure as Chief Engineer, holding at any one time projects are being designed",
"proeth:temporalSequence": 2,
"proeth:textReferences": [
"Because of the size of the organization and the large number of projects being designed at any one time, Engineer A finds it impossible to give a detailed review or check of the design."
],
"rdfs:label": "Review Capacity Overload"
}
Description: Plans prepared by registered engineers and by non-registered graduate engineers under Engineer A's general direction become complete and ready for sealing, with the preparing registered engineers not affixing their own seals. This recurring completion of unsealed plans is the occurrence that presents Engineer A with documents to seal.
Temporal Marker: Recurring throughout the firm's ongoing project work, prior to each sealing by Engineer A interval
Fluent Transitions:
- Unsealed Plans Awaiting Seal
Caused By Action: Action_Supervisory_Structure_Establishment
Field classification (triples vs literals)
causedByAction: http://proethica.org/ontology/case/163#Action_Supervisory_Structure_Establishmentinitiates: Unsealed Plans Awaiting Seal
descriptioncontent: Plans prepared by registered engineers and by non-registered graduate engineers under Engineer A's general direction become complete and ready for sealing, with the preparing registered engineers not affixing their own seals. This recurring completion of unsealed plans is the occurrence that presents Engineer A with documents to seal.temporalMarkercontent: Recurring throughout the firm's ongoing project work, prior to each sealing by Engineer AtextReferencescontent: some of the plans prepared by registered engineers working under his general direction who do not affix their seals to the plans; At times Engineer A also seals plans prepared by non-registered, graduate engineers working under his general supervision.eventTypecontent: outcometemporalExtentcontent: intervaltemporalSequencecontent: 3confidenceassessment: 0.7
RDF JSON-LD
{
"@context": {
"proeth": "http://proethica.org/ontology/intermediate#",
"proeth-case": "http://proethica.org/ontology/case/163#",
"rdf": "http://www.w3.org/1999/02/22-rdf-syntax-ns#",
"rdfs": "http://www.w3.org/2000/01/rdf-schema#",
"time": "http://www.w3.org/2006/time#"
},
"@id": "http://proethica.org/ontology/case/163#Event_Plan_Completion",
"@type": "proeth:Event",
"generatedAtTime": "2026-07-12T19:50:14.971548+00:00",
"proeth:causedByAction": "http://proethica.org/ontology/case/163#Action_Supervisory_Structure_Establishment",
"proeth:confidence": "0.7",
"proeth:description": "Plans prepared by registered engineers and by non-registered graduate engineers under Engineer A\u0027s general direction become complete and ready for sealing, with the preparing registered engineers not affixing their own seals. This recurring completion of unsealed plans is the occurrence that presents Engineer A with documents to seal.",
"proeth:discoveredInSection": "facts",
"proeth:eventType": "outcome",
"proeth:initiates": [
"Unsealed Plans Awaiting Seal"
],
"proeth:temporalExtent": "interval",
"proeth:temporalMarker": "Recurring throughout the firm\u0027s ongoing project work, prior to each sealing by Engineer A",
"proeth:temporalSequence": 3,
"proeth:textReferences": [
"some of the plans prepared by registered engineers working under his general direction who do not affix their seals to the plans",
"At times Engineer A also seals plans prepared by non-registered, graduate engineers working under his general supervision."
],
"rdfs:label": "Plan Completion"
}
Causal Chains (6)
NESS test analysis: Necessary Element of Sufficient SetCausal Language: Engineer A is the Chief Engineer within a large engineering firm, and affixes his seal to some of the plans prepared by registered engineers working under his general direction who do not affix their seals to the plans.
Necessary Factors (NESS):
- Existence of completed plans prepared by registered engineers
- Registered preparers not affixing their own seals
- Engineer A's authority and willingness to affix his seal
Sufficient Factors:
- Combination of completed unsealed plans + firm practice of chief-engineer sealing + Engineer A's confidence in his staff was enough to bring about his sealing of the plans
Responsibility Attribution:
Agent: Engineer A (Chief Engineer)
Type: direct
Within Agent Control:
Yes
Causal Sequence:
-
Plan Completion
Registered engineers under general direction complete plans without sealing them -
Detailed Review Omission
Engineer A forgoes detailed review due to project volume -
Sealing Registered Engineers' Plans
Engineer A affixes his seal to plans he did not prepare or review in detail
Field classification (triples vs literals)
cause: Plan Completioneffect: Sealing Registered Engineers' PlansresponsibleAgent: Engineer A (Chief Engineer)
causalLanguagecontent: Engineer A is the Chief Engineer within a large engineering firm, and affixes his seal to some of the plans prepared by registered engineers working under his general direction who do not affix their seals to the plans.necessaryFactorscontent: Existence of completed plans prepared by registered engineers; Registered preparers not affixing their own seals; Engineer A's authority and willingness to affix his sealsufficientFactorscontent: Combination of completed unsealed plans + firm practice of chief-engineer sealing + Engineer A's confidence in his staff was enough to bring about his sealing of the planscounterfactualcontent: If the registered engineers who prepared the plans had sealed their own work, Engineer A would not have needed to affix his seal to documents he did not personally controlagentKnowledgecontent: Engineer A knew he had not given a detailed review or check of the designs he sealedinterveningFactorscontent: Firm practice under which registered preparers do not affix their sealscausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Plan Completion', 'proeth:description': 'Registered engineers under general direction complete plans without sealing them'}; {'proeth:step': 2, 'proeth:element': 'Detailed Review Omission', 'proeth:description': 'Engineer A forgoes detailed review due to project volume'}; {'proeth:step': 3, 'proeth:element': "Sealing Registered Engineers' Plans", 'proeth:description': 'Engineer A affixes his seal to plans he did not prepare or review in detail'}responsibilityTypeassessment: directwithinAgentControlassessment: True
RDF JSON-LD
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"@id": "http://proethica.org/ontology/case/163#CausalChain_3",
"@type": "proeth:CausalChain",
"generatedAtTime": "2026-07-12T19:50:14.971835+00:00",
"proeth:agentKnowledge": "Engineer A knew he had not given a detailed review or check of the designs he sealed",
"proeth:causalLanguage": "Engineer A is the Chief Engineer within a large engineering firm, and affixes his seal to some of the plans prepared by registered engineers working under his general direction who do not affix their seals to the plans.",
"proeth:causalSequence": [
{
"proeth:description": "Registered engineers under general direction complete plans without sealing them",
"proeth:element": "Plan Completion",
"proeth:step": 1
},
{
"proeth:description": "Engineer A forgoes detailed review due to project volume",
"proeth:element": "Detailed Review Omission",
"proeth:step": 2
},
{
"proeth:description": "Engineer A affixes his seal to plans he did not prepare or review in detail",
"proeth:element": "Sealing Registered Engineers\u0027 Plans",
"proeth:step": 3
}
],
"proeth:cause": "Plan Completion",
"proeth:counterfactual": "If the registered engineers who prepared the plans had sealed their own work, Engineer A would not have needed to affix his seal to documents he did not personally control",
"proeth:discoveredInSection": "facts",
"proeth:effect": "Sealing Registered Engineers\u0027 Plans",
"proeth:interveningFactors": [
"Firm practice under which registered preparers do not affix their seals"
],
"proeth:necessaryFactors": [
"Existence of completed plans prepared by registered engineers",
"Registered preparers not affixing their own seals",
"Engineer A\u0027s authority and willingness to affix his seal"
],
"proeth:responsibilityType": "direct",
"proeth:responsibleAgent": "Engineer A (Chief Engineer)",
"proeth:sufficientFactors": [
"Combination of completed unsealed plans + firm practice of chief-engineer sealing + Engineer A\u0027s confidence in his staff was enough to bring about his sealing of the plans"
],
"proeth:withinAgentControl": true
}
Causal Language: Because of the size of the organization and the large number of projects being designed at any one time, Engineer A finds it impossible to give a detailed review or check of the design.
Necessary Factors (NESS):
- Large organizational size producing high volume of concurrent projects
- Engineer A serving as sole sealing authority for many plans
- Finite time and attention of a single chief engineer
Sufficient Factors:
- Combination of high project volume + single-seal structure + limited review capacity was enough to make detailed review of every design impossible for Engineer A
Responsibility Attribution:
Agent: Engineer A (Chief Engineer)
Type: direct
Within Agent Control:
Yes
Causal Sequence:
-
Review Capacity Overload
The firm's size and concurrent project volume exceed the capacity of one engineer to review all designs -
Detailed Review Omission
Engineer A chooses not to give a detailed review or check of the designs he seals -
Sealing Without Full Review
Plans are sealed on the basis of general direction and supervision rather than direct control and personal supervision
Field classification (triples vs literals)
cause: Review Capacity Overloadeffect: Detailed Review OmissionresponsibleAgent: Engineer A (Chief Engineer)
causalLanguagecontent: Because of the size of the organization and the large number of projects being designed at any one time, Engineer A finds it impossible to give a detailed review or check of the design.necessaryFactorscontent: Large organizational size producing high volume of concurrent projects; Engineer A serving as sole sealing authority for many plans; Finite time and attention of a single chief engineersufficientFactorscontent: Combination of high project volume + single-seal structure + limited review capacity was enough to make detailed review of every design impossible for Engineer Acounterfactualcontent: With a smaller project load, or a structure in which qualified preparers sealed their own segments, Engineer A would not have faced the impossibility that drove his choice to forgo detailed reviewagentKnowledgecontent: Engineer A knew the volume of work made detailed review impossible yet continued to seal the plansinterveningFactorscontent: Size of the organization; Large number of projects being designed at any one timecausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Review Capacity Overload', 'proeth:description': "The firm's size and concurrent project volume exceed the capacity of one engineer to review all designs"}; {'proeth:step': 2, 'proeth:element': 'Detailed Review Omission', 'proeth:description': 'Engineer A chooses not to give a detailed review or check of the designs he seals'}; {'proeth:step': 3, 'proeth:element': 'Sealing Without Full Review', 'proeth:description': 'Plans are sealed on the basis of general direction and supervision rather than direct control and personal supervision'}responsibilityTypeassessment: directwithinAgentControlassessment: True
RDF JSON-LD
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"@id": "http://proethica.org/ontology/case/163#CausalChain_1",
"@type": "proeth:CausalChain",
"generatedAtTime": "2026-07-12T19:50:14.971765+00:00",
"proeth:agentKnowledge": "Engineer A knew the volume of work made detailed review impossible yet continued to seal the plans",
"proeth:causalLanguage": "Because of the size of the organization and the large number of projects being designed at any one time, Engineer A finds it impossible to give a detailed review or check of the design.",
"proeth:causalSequence": [
{
"proeth:description": "The firm\u0027s size and concurrent project volume exceed the capacity of one engineer to review all designs",
"proeth:element": "Review Capacity Overload",
"proeth:step": 1
},
{
"proeth:description": "Engineer A chooses not to give a detailed review or check of the designs he seals",
"proeth:element": "Detailed Review Omission",
"proeth:step": 2
},
{
"proeth:description": "Plans are sealed on the basis of general direction and supervision rather than direct control and personal supervision",
"proeth:element": "Sealing Without Full Review",
"proeth:step": 3
}
],
"proeth:cause": "Review Capacity Overload",
"proeth:counterfactual": "With a smaller project load, or a structure in which qualified preparers sealed their own segments, Engineer A would not have faced the impossibility that drove his choice to forgo detailed review",
"proeth:discoveredInSection": "facts",
"proeth:effect": "Detailed Review Omission",
"proeth:interveningFactors": [
"Size of the organization",
"Large number of projects being designed at any one time"
],
"proeth:necessaryFactors": [
"Large organizational size producing high volume of concurrent projects",
"Engineer A serving as sole sealing authority for many plans",
"Finite time and attention of a single chief engineer"
],
"proeth:responsibilityType": "direct",
"proeth:responsibleAgent": "Engineer A (Chief Engineer)",
"proeth:sufficientFactors": [
"Combination of high project volume + single-seal structure + limited review capacity was enough to make detailed review of every design impossible for Engineer A"
],
"proeth:withinAgentControl": true
}
Causal Language: At times Engineer A also seals plans prepared by non-registered, graduate engineers working under his general supervision.
Necessary Factors (NESS):
- Completed plans prepared by non-registered graduate engineers
- Non-registered preparers being legally unable to seal their own work
- Engineer A's willingness to seal work performed under only general supervision
Sufficient Factors:
- Combination of unsealed plans by non-registered engineers + need for a licensed seal + Engineer A's sealing practice was enough to produce his sealing of these plans
Responsibility Attribution:
Agent: Engineer A (Chief Engineer)
Type: shared
Within Agent Control:
Yes
Causal Sequence:
-
Plan Completion
Non-registered graduate engineers complete plans under general supervision -
Sealing Unregistered Engineers' Plans
Engineer A affixes his seal to plans he neither prepared nor directly controlled -
Ethical Concern Raised
The practice raises the fundamental question of the extent to which an engineer may ethically seal delegated work
Field classification (triples vs literals)
cause: Plan Completioneffect: Sealing Unregistered Engineers' PlansresponsibleAgent: Engineer A (Chief Engineer)
causalLanguagecontent: At times Engineer A also seals plans prepared by non-registered, graduate engineers working under his general supervision.necessaryFactorscontent: Completed plans prepared by non-registered graduate engineers; Non-registered preparers being legally unable to seal their own work; Engineer A's willingness to seal work performed under only general supervisionsufficientFactorscontent: Combination of unsealed plans by non-registered engineers + need for a licensed seal + Engineer A's sealing practice was enough to produce his sealing of these planscounterfactualcontent: If the work had been performed under the direct control and personal supervision of registered engineers who would seal the documents, Engineer A's sealing of work he did not directly control would not have occurredagentKnowledgecontent: Engineer A knew the preparers were not licensed professional engineers and that he exercised only general supervisioninterveningFactorscontent: Legal requirement that plans bear the seal of a registered engineer; Firm staffing that placed non-registered engineers on design workcausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Plan Completion', 'proeth:description': 'Non-registered graduate engineers complete plans under general supervision'}; {'proeth:step': 2, 'proeth:element': "Sealing Unregistered Engineers' Plans", 'proeth:description': 'Engineer A affixes his seal to plans he neither prepared nor directly controlled'}; {'proeth:step': 3, 'proeth:element': 'Ethical Concern Raised', 'proeth:description': 'The practice raises the fundamental question of the extent to which an engineer may ethically seal delegated work'}responsibilityTypeassessment: sharedwithinAgentControlassessment: True
RDF JSON-LD
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"@id": "http://proethica.org/ontology/case/163#CausalChain_4",
"@type": "proeth:CausalChain",
"generatedAtTime": "2026-07-12T19:50:14.971874+00:00",
"proeth:agentKnowledge": "Engineer A knew the preparers were not licensed professional engineers and that he exercised only general supervision",
"proeth:causalLanguage": "At times Engineer A also seals plans prepared by non-registered, graduate engineers working under his general supervision.",
"proeth:causalSequence": [
{
"proeth:description": "Non-registered graduate engineers complete plans under general supervision",
"proeth:element": "Plan Completion",
"proeth:step": 1
},
{
"proeth:description": "Engineer A affixes his seal to plans he neither prepared nor directly controlled",
"proeth:element": "Sealing Unregistered Engineers\u0027 Plans",
"proeth:step": 2
},
{
"proeth:description": "The practice raises the fundamental question of the extent to which an engineer may ethically seal delegated work",
"proeth:element": "Ethical Concern Raised",
"proeth:step": 3
}
],
"proeth:cause": "Plan Completion",
"proeth:counterfactual": "If the work had been performed under the direct control and personal supervision of registered engineers who would seal the documents, Engineer A\u0027s sealing of work he did not directly control would not have occurred",
"proeth:discoveredInSection": "facts",
"proeth:effect": "Sealing Unregistered Engineers\u0027 Plans",
"proeth:interveningFactors": [
"Legal requirement that plans bear the seal of a registered engineer",
"Firm staffing that placed non-registered engineers on design work"
],
"proeth:necessaryFactors": [
"Completed plans prepared by non-registered graduate engineers",
"Non-registered preparers being legally unable to seal their own work",
"Engineer A\u0027s willingness to seal work performed under only general supervision"
],
"proeth:responsibilityType": "shared",
"proeth:responsibleAgent": "Engineer A (Chief Engineer)",
"proeth:sufficientFactors": [
"Combination of unsealed plans by non-registered engineers + need for a licensed seal + Engineer A\u0027s sealing practice was enough to produce his sealing of these plans"
],
"proeth:withinAgentControl": true
}
Causal Language: He believes he is ethically and legally correct in not doing so because of his confidence in the ability of those he has hired and who are working under his general direction and supervision.
Necessary Factors (NESS):
- Engineer A's decision not to give detailed review
- Engineer A's confidence in the ability of those he hired
- Engineer A's interpretation of general direction and supervision as sufficient
Sufficient Factors:
- Combination of the omission needing justification + subjective confidence in staff was enough to produce the self-judgment of ethical and legal correctness
Responsibility Attribution:
Agent: Engineer A (Chief Engineer)
Type: direct
Within Agent Control:
Yes
Causal Sequence:
-
Detailed Review Omission
Engineer A does not give a detailed review or check of the designs -
Ethical Correctness Judgment
Engineer A concludes his practice is ethically and legally correct based on confidence in his staff -
Continued Sealing Practice
The self-justification sustains ongoing sealing of plans prepared by others
Field classification (triples vs literals)
cause: Detailed Review Omissioneffect: Ethical Correctness JudgmentresponsibleAgent: Engineer A (Chief Engineer)
causalLanguagecontent: He believes he is ethically and legally correct in not doing so because of his confidence in the ability of those he has hired and who are working under his general direction and supervision.necessaryFactorscontent: Engineer A's decision not to give detailed review; Engineer A's confidence in the ability of those he hired; Engineer A's interpretation of general direction and supervision as sufficientsufficientFactorscontent: Combination of the omission needing justification + subjective confidence in staff was enough to produce the self-judgment of ethical and legal correctnesscounterfactualcontent: Had Engineer A performed detailed reviews, or measured his conduct against 'direct control and personal supervision,' no self-justifying judgment excusing the omission would have been formedagentKnowledgecontent: Engineer A knew he was not reviewing designs in detail and consciously rationalized the practice via confidence in his staffinterveningFactorscontent: Ambiguity in the meaning of 'direction' and 'control' later clarified by the BoardcausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Detailed Review Omission', 'proeth:description': 'Engineer A does not give a detailed review or check of the designs'}; {'proeth:step': 2, 'proeth:element': 'Ethical Correctness Judgment', 'proeth:description': 'Engineer A concludes his practice is ethically and legally correct based on confidence in his staff'}; {'proeth:step': 3, 'proeth:element': 'Continued Sealing Practice', 'proeth:description': 'The self-justification sustains ongoing sealing of plans prepared by others'}responsibilityTypeassessment: directwithinAgentControlassessment: True
RDF JSON-LD
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"@id": "http://proethica.org/ontology/case/163#CausalChain_5",
"@type": "proeth:CausalChain",
"generatedAtTime": "2026-07-12T19:50:14.971900+00:00",
"proeth:agentKnowledge": "Engineer A knew he was not reviewing designs in detail and consciously rationalized the practice via confidence in his staff",
"proeth:causalLanguage": "He believes he is ethically and legally correct in not doing so because of his confidence in the ability of those he has hired and who are working under his general direction and supervision.",
"proeth:causalSequence": [
{
"proeth:description": "Engineer A does not give a detailed review or check of the designs",
"proeth:element": "Detailed Review Omission",
"proeth:step": 1
},
{
"proeth:description": "Engineer A concludes his practice is ethically and legally correct based on confidence in his staff",
"proeth:element": "Ethical Correctness Judgment",
"proeth:step": 2
},
{
"proeth:description": "The self-justification sustains ongoing sealing of plans prepared by others",
"proeth:element": "Continued Sealing Practice",
"proeth:step": 3
}
],
"proeth:cause": "Detailed Review Omission",
"proeth:counterfactual": "Had Engineer A performed detailed reviews, or measured his conduct against \u0027direct control and personal supervision,\u0027 no self-justifying judgment excusing the omission would have been formed",
"proeth:discoveredInSection": "facts",
"proeth:effect": "Ethical Correctness Judgment",
"proeth:interveningFactors": [
"Ambiguity in the meaning of \u0027direction\u0027 and \u0027control\u0027 later clarified by the Board"
],
"proeth:necessaryFactors": [
"Engineer A\u0027s decision not to give detailed review",
"Engineer A\u0027s confidence in the ability of those he hired",
"Engineer A\u0027s interpretation of general direction and supervision as sufficient"
],
"proeth:responsibilityType": "direct",
"proeth:responsibleAgent": "Engineer A (Chief Engineer)",
"proeth:sufficientFactors": [
"Combination of the omission needing justification + subjective confidence in staff was enough to produce the self-judgment of ethical and legal correctness"
],
"proeth:withinAgentControl": true
}
Causal Language: By general direction and supervision, Engineer A means that he is involved in helping to establish the concept, the design requirements, and review elements of the design or project status as the design progresses.
Necessary Factors (NESS):
- Engineer A hiring engineers and placing confidence in their ability
- Assignment of design preparation to registered and non-registered subordinates
- Engineer A providing concept, design requirements, and answers to technical questions
Sufficient Factors:
- Combination of staffed engineering team + delegated design preparation + general direction from Engineer A was enough to produce completed plans
Responsibility Attribution:
Agent: Engineer A (Chief Engineer)
Type: shared
Within Agent Control:
Yes
Causal Sequence:
-
Supervisory Structure Establishment
Engineer A hires engineers and sets up a practice of general direction and supervision -
Design Delegation
Preparation of plans is delegated to registered and non-registered graduate engineers -
Plan Completion
Plans are completed by subordinates without their own seals affixed
Field classification (triples vs literals)
cause: Supervisory Structure Establishmenteffect: Plan CompletionresponsibleAgent: Engineer A (Chief Engineer)
causalLanguagecontent: By general direction and supervision, Engineer A means that he is involved in helping to establish the concept, the design requirements, and review elements of the design or project status as the design progresses.necessaryFactorscontent: Engineer A hiring engineers and placing confidence in their ability; Assignment of design preparation to registered and non-registered subordinates; Engineer A providing concept, design requirements, and answers to technical questionssufficientFactorscontent: Combination of staffed engineering team + delegated design preparation + general direction from Engineer A was enough to produce completed planscounterfactualcontent: Without the delegation structure Engineer A established, the plans would not have been prepared by subordinates working under his general direction and supervisionagentKnowledgecontent: Engineer A knew the plans were prepared by others, including non-registered graduate engineers, under only general directioninterveningFactorscontent: Independent professional judgment exercised by the subordinate engineers who actually prepared the planscausalSequencecontent: {'proeth:step': 1, 'proeth:element': 'Supervisory Structure Establishment', 'proeth:description': 'Engineer A hires engineers and sets up a practice of general direction and supervision'}; {'proeth:step': 2, 'proeth:element': 'Design Delegation', 'proeth:description': 'Preparation of plans is delegated to registered and non-registered graduate engineers'}; {'proeth:step': 3, 'proeth:element': 'Plan Completion', 'proeth:description': 'Plans are completed by subordinates without their own seals affixed'}responsibilityTypeassessment: sharedwithinAgentControlassessment: True
RDF JSON-LD
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"@id": "http://proethica.org/ontology/case/163#CausalChain_2",
"@type": "proeth:CausalChain",
"generatedAtTime": "2026-07-12T19:50:14.971810+00:00",
"proeth:agentKnowledge": "Engineer A knew the plans were prepared by others, including non-registered graduate engineers, under only general direction",
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{
"proeth:description": "Engineer A hires engineers and sets up a practice of general direction and supervision",
"proeth:element": "Supervisory Structure Establishment",
"proeth:step": 1
},
{
"proeth:description": "Preparation of plans is delegated to registered and non-registered graduate engineers",
"proeth:element": "Design Delegation",
"proeth:step": 2
},
{
"proeth:description": "Plans are completed by subordinates without their own seals affixed",
"proeth:element": "Plan Completion",
"proeth:step": 3
}
],
"proeth:cause": "Supervisory Structure Establishment",
"proeth:counterfactual": "Without the delegation structure Engineer A established, the plans would not have been prepared by subordinates working under his general direction and supervision",
"proeth:discoveredInSection": "facts",
"proeth:effect": "Plan Completion",
"proeth:interveningFactors": [
"Independent professional judgment exercised by the subordinate engineers who actually prepared the plans"
],
"proeth:necessaryFactors": [
"Engineer A hiring engineers and placing confidence in their ability",
"Assignment of design preparation to registered and non-registered subordinates",
"Engineer A providing concept, design requirements, and answers to technical questions"
],
"proeth:responsibilityType": "shared",
"proeth:responsibleAgent": "Engineer A (Chief Engineer)",
"proeth:sufficientFactors": [
"Combination of staffed engineering team + delegated design preparation + general direction from Engineer A was enough to produce completed plans"
],
"proeth:withinAgentControl": true
}
Causal Language: we reiterate the language contained in Section II.2.c. noting that "each technical segment [shall be] signed and sealed only by the qualified engineers who prepared the segment."
Necessary Factors (NESS):
- Engineer A's practice of sealing plans prepared by non-registered graduate engineers
- Code Sections II.2.a, II.2.b, and II.2.c read together
- The Model Law definition of responsible charge as direct control and personal supervision
Sufficient Factors:
- Combination of the questioned sealing practice + the applicable Code provisions + the responsible-charge standard was enough for the Board to determine that each segment must be sealed by its qualified preparer
Responsibility Attribution:
Agent: Board of Ethical Review
Type: indirect
Within Agent Control:
Yes
Causal Sequence:
-
Sealing Unregistered Engineers' Plans
Engineer A seals plans prepared by non-registered graduate engineers under general supervision -
Ethical Inquiry
The facts raise fundamental questions about how engineering firms practice the profession -
Code and Precedent Analysis
The Board reads Sections II.2.a-c together, defines direction and control, and considers Case 85-3 -
Board Segment-Sealing Determination
The Board determines each technical segment must be signed and sealed only by the qualified engineers who prepared it
Field classification (triples vs literals)
cause: Sealing Unregistered Engineers' Planseffect: Board Segment-Sealing DeterminationresponsibleAgent: Board of Ethical Review
causalLanguagecontent: we reiterate the language contained in Section II.2.c. noting that "each technical segment [shall be] signed and sealed only by the qualified engineers who prepared the segment."necessaryFactorscontent: Engineer A's practice of sealing plans prepared by non-registered graduate engineers; Code Sections II.2.a, II.2.b, and II.2.c read together; The Model Law definition of responsible charge as direct control and personal supervisionsufficientFactorscontent: Combination of the questioned sealing practice + the applicable Code provisions + the responsible-charge standard was enough for the Board to determine that each segment must be sealed by its qualified preparercounterfactualcontent: Had the segments been sealed by the qualified engineers who prepared them, the Board's corrective determination in this case would not have been occasionedagentKnowledgecontent: The Board knew the facts of Engineer A's practice, the Code provisions, the Model Law, and the precedent of Case 85-3interveningFactorscontent: Precedent Position Acceptance in Case 85-3 informing the Board's reasoningcausalSequencecontent: {'proeth:step': 1, 'proeth:element': "Sealing Unregistered Engineers' Plans", 'proeth:description': 'Engineer A seals plans prepared by non-registered graduate engineers under general supervision'}; {'proeth:step': 2, 'proeth:element': 'Ethical Inquiry', 'proeth:description': 'The facts raise fundamental questions about how engineering firms practice the profession'}; {'proeth:step': 3, 'proeth:element': 'Code and Precedent Analysis', 'proeth:description': 'The Board reads Sections II.2.a-c together, defines direction and control, and considers Case 85-3'}; {'proeth:step': 4, 'proeth:element': 'Board Segment-Sealing Determination', 'proeth:description': 'The Board determines each technical segment must be signed and sealed only by the qualified engineers who prepared it'}responsibilityTypeassessment: indirectwithinAgentControlassessment: True
RDF JSON-LD
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"@id": "http://proethica.org/ontology/case/163#CausalChain_6",
"@type": "proeth:CausalChain",
"generatedAtTime": "2026-07-12T19:50:14.971935+00:00",
"proeth:agentKnowledge": "The Board knew the facts of Engineer A\u0027s practice, the Code provisions, the Model Law, and the precedent of Case 85-3",
"proeth:causalLanguage": "we reiterate the language contained in Section II.2.c. noting that \"each technical segment [shall be] signed and sealed only by the qualified engineers who prepared the segment.\"",
"proeth:causalSequence": [
{
"proeth:description": "Engineer A seals plans prepared by non-registered graduate engineers under general supervision",
"proeth:element": "Sealing Unregistered Engineers\u0027 Plans",
"proeth:step": 1
},
{
"proeth:description": "The facts raise fundamental questions about how engineering firms practice the profession",
"proeth:element": "Ethical Inquiry",
"proeth:step": 2
},
{
"proeth:description": "The Board reads Sections II.2.a-c together, defines direction and control, and considers Case 85-3",
"proeth:element": "Code and Precedent Analysis",
"proeth:step": 3
},
{
"proeth:description": "The Board determines each technical segment must be signed and sealed only by the qualified engineers who prepared it",
"proeth:element": "Board Segment-Sealing Determination",
"proeth:step": 4
}
],
"proeth:cause": "Sealing Unregistered Engineers\u0027 Plans",
"proeth:counterfactual": "Had the segments been sealed by the qualified engineers who prepared them, the Board\u0027s corrective determination in this case would not have been occasioned",
"proeth:discoveredInSection": "discussion",
"proeth:effect": "Board Segment-Sealing Determination",
"proeth:interveningFactors": [
"Precedent Position Acceptance in Case 85-3 informing the Board\u0027s reasoning"
],
"proeth:necessaryFactors": [
"Engineer A\u0027s practice of sealing plans prepared by non-registered graduate engineers",
"Code Sections II.2.a, II.2.b, and II.2.c read together",
"The Model Law definition of responsible charge as direct control and personal supervision"
],
"proeth:responsibilityType": "indirect",
"proeth:responsibleAgent": "Board of Ethical Review",
"proeth:sufficientFactors": [
"Combination of the questioned sealing practice + the applicable Code provisions + the responsible-charge standard was enough for the Board to determine that each segment must be sealed by its qualified preparer"
],
"proeth:withinAgentControl": true
}
Allen Temporal Relations (8)
Interval algebra relationships with OWL-Time standard properties| From Entity | Allen Relation | To Entity | OWL-Time Property | Evidence |
|---|---|---|---|---|
| establishment of design concept and design requirements by Engineer A |
starts
Entity1 and Entity2 start at the same time, Entity1 ends first |
project design work |
time:intervalStarts
http://www.w3.org/2006/time#intervalStarts |
the chief engineer should be involved at the outset of the project in the establishment of the desig... [more] |
| Engineer A's review of design elements and project status |
during
Entity1 occurs entirely within the duration of Entity2 |
design progression |
time:intervalDuring
http://www.w3.org/2006/time#intervalDuring |
review elements of the design or project status as the design progresses |
| Engineer A's consultation and answering of technical questions |
during
Entity1 occurs entirely within the duration of Entity2 |
project design work |
time:intervalDuring
http://www.w3.org/2006/time#intervalDuring |
Engineer A is consulted about technical questions and he provides answers and direction in these mat... [more] |
| preparation of plans by subordinate engineers |
before
Entity1 is before Entity2 |
Engineer A affixing his seal to the plans |
time:intervalBefore
http://www.w3.org/2006/time#intervalBefore |
affixes his seal to some of the plans prepared by registered engineers working under his general dir... [more] |
| Engineer A's sealing of plans |
meets
Entity1 ends exactly when Entity2 begins |
assumption of legal responsibility for the documents |
time:intervalMeets
http://www.w3.org/2006/time#intervalMeets |
an engineer must sign and seal documents and assume legal responsibility only for that in which he p... [more] |
| Engineer A's ongoing practice of sealing plans without detailed review |
overlaps
Entity1 starts before Entity2 and ends during Entity2 |
concurrent design of multiple projects at the firm |
time:intervalOverlaps
http://www.w3.org/2006/time#intervalOverlaps |
Because of the size of the organization and the large number of projects being designed at any one t... [more] |
| work performed by non-registered engineers |
during
Entity1 occurs entirely within the duration of Entity2 |
direct control and personal supervision of registered engineers (required standard) |
time:intervalDuring
http://www.w3.org/2006/time#intervalDuring |
the firm has an ethical obligation that this work be performed under the direct control and personal... [more] |
| hiring of subordinate engineers by Engineer A |
before
Entity1 is before Entity2 |
Engineer A's reliance on their ability when sealing plans |
time:intervalBefore
http://www.w3.org/2006/time#intervalBefore |
because of his confidence in the ability of those he has hired and who are working under his general... [more] |
About Allen Relations & OWL-Time
Allen's Interval Algebra provides 13 basic temporal relations between intervals. These relations are mapped to OWL-Time standard properties for interoperability with Semantic Web temporal reasoning systems and SPARQL queries.
Each relation includes both a ProEthica custom property and a
time:* OWL-Time property for maximum compatibility.