PASS 1: Contextual Framework Facts Section
Case 173: Modification of Signed and Sealed Plans by Other Than Responsible Engineer
R Roles
S States
Rs Resources
Extracted Ontology Entities
R Roles
Roles Classes
2"Engineer A prepared subdivision plans for a client."
"Engineer B was later retained by the client to review and redesign the project."
- Produces or revises the design documents (grading plans, public improvement plans) for a project rather than merely advising
- Bears responsibility for the plans it signs and seals or takes responsibility for revising
- Competence
- Integrity
- Accountability for work product
Field classification (triples vs literals)
textReferencescontent: Engineer A prepared subdivision plans for a client.; Engineer B was later retained by the client to review and redesign the project.roleCategorycontent: provider_clientroleKindcontent: professionaldistinguishingFeaturescontent: Produces or revises the design documents (grading plans, public improvement plans) for a project rather than merely advising; Bears responsibility for the plans it signs and seals or takes responsibility for revisingprofessionalScopecontent: Preparation, revision, signing, and sealing of engineering design documents for a client's projecttypicalQualificationscontent: Professional Engineer license authorizing signing and sealing of plansassociatedVirtuescontent: Competence; Integrity; Accountability for work productconfidenceassessment: 0.92
"The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans."
"Engineer B was later retained by the client to review and redesign the project."
- Commissions and pays for the design work
- Holds the power to discharge one engineer and retain another
- Directs use of the prior plans as a guide in the redesign
Field classification (triples vs literals)
textReferencescontent: The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans.; Engineer B was later retained by the client to review and redesign the project.roleKindcontent: participantdistinguishingFeaturescontent: Commissions and pays for the design work; Holds the power to discharge one engineer and retain another; Directs use of the prior plans as a guide in the redesignconfidenceassessment: 0.9
Roles Individuals
3Engineer A Original Design Engineer
Design Engineer Role"Engineer A prepared subdivision plans for a client."
"Each set had a cover sheet and all sheets in each set were signed and sealed by Engineer A."
"The client asked Engineer A for his original drawings. Engineer A complied, retaining a set of reproducibles."
"Engineer A prepared subdivision plans for a client."
"Engineer B reviewed the original drawings, made changes on the grading plans"
Field classification (triples vs literals)
actor: Engineer Aattributes: {'work_product': '5-sheet set of grading plans and 38-sheet set of public improvement plans, all sheets signed and sealed', 'retained_records': 'retained a set of reproducibles after delivering original drawings'}relationships: {'type': 'hasClient', 'target': 'Client', 'quote': 'Engineer A prepared subdivision plans for a client.'}; {'type': 'workReviewedBy', 'target': 'Engineer B', 'quote': 'Engineer B reviewed the original drawings, made changes on the grading plans'}
textReferencescontent: Engineer A prepared subdivision plans for a client.; Each set had a cover sheet and all sheets in each set were signed and sealed by Engineer A.; The client asked Engineer A for his original drawings. Engineer A complied, retaining a set of reproducibles.roleClasscontent: Design EngineerroleCategorycontent: provider_clientroleKindcontent: professionallicensecontent: Professional Engineerspecialtycontent: Subdivision design, grading and public improvement plansadditionalRelationshipscontent: {'type': 'dischargedBy', 'target': 'Client', 'quote': 'The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans.'}caseInvolvementcontent: Prepared, signed, and sealed the original subdivision plans, was discharged by the client after full payment, and turned over his original drawings while retaining reproducibles. His seal and signature were left intact on plans that Engineer B later revised without notation.confidenceassessment: 0.95
Engineer B Redesign Engineer
Design Engineer Role"Engineer B was later retained by the client to review and redesign the project."
"Engineer B reviewed the original drawings, made changes on the grading plans, including deletion of one sheet, raising the elevation of the housing pads and changing routing of the street."
"Engineer B placed a note on the title sheet of the public improvement plans, leaving Engineer A's signature and seal intact, stating that he, Engineer B, is taking responsibility for the "revisions of..."
"Engineer B was later retained by the client to review and redesign the project."
"Engineer B reviewed the original drawings, made changes on the grading plans, including deletion of one sheet, raising the elevation of the housing pads and cha..."
Field classification (triples vs literals)
actor: Engineer Battributes: {'signing_conduct': 'did not note what changes were made and did not sign any of the sheets, including the cover sheet', 'responsibility_note': "placed a note on the title sheet taking responsibility for the revisions of the plans while leaving Engineer A's signature and seal intact"}relationships: {'type': 'hasClient', 'target': 'Client', 'quote': 'Engineer B was later retained by the client to review and redesign the project.'}; {'type': 'reviewsWorkOf', 'target': 'Engineer A', 'quote': 'Engineer B reviewed the original drawings, made changes on the grading plans, including deletion of one sheet, raising the elevation of the housing pads and changing routing of the street.'}
textReferencescontent: Engineer B was later retained by the client to review and redesign the project.; Engineer B reviewed the original drawings, made changes on the grading plans, including deletion of one sheet, raising the elevation of the housing pads and changing routing of the street.; Engineer B placed a note on the title sheet of the public improvement plans, leaving Engineer A's signature and seal intact, stating that he, Engineer B, is taking responsibility for the "revisions of the plans," making no notation what those changes were.roleClasscontent: Design EngineerroleCategorycontent: provider_clientroleKindcontent: professionalspecialtycontent: Review and redesign of subdivision grading and public improvement plansadditionalRelationshipscontent: {'type': 'hadNoCommunicationWith', 'target': 'Engineer A', 'quote': 'At no time after Engineer B was retained were there any communications between the two engineers.'}caseInvolvementcontent: Retained by the client to review and redesign the project. Made changes to the grading plans and major design changes to the storm drains, pipe dimensions, sewers, and utilities without noting the changes or signing the sheets, left Engineer A's seal and signature intact, and placed a title-sheet note taking responsibility for the revisions without stating what they were.confidenceassessment: 0.95
Client Subdivision Project Client
Client Role"The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans."
"The client asked Engineer A for his original drawings."
"The client gave Engineer B the set of plans produced by Engineer A to use as a guide in the redesign."
- {'type': 'clientOf', 'target': 'Engineer A', 'quote': 'Engineer A prepared subdivision plans for a client.'}
- {'type': 'clientOf', 'target': 'Engineer B', 'quote': 'Engineer B was later retained by the client to review and redesign the project.'}
- {'type': 'discharged', 'target': 'Engineer A', 'quote': 'The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans.'}
- {'type': 'providedPlansTo', 'target': 'Engineer B', 'quote': 'The client gave Engineer B the set of plans produced by Engineer A to use as a guide in the redesign.'}
Field classification (triples vs literals)
actor: Clientattributes: {'payment_status': 'paid the complete fee for production of the plans before discharging Engineer A'}
textReferencescontent: The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans.; The client asked Engineer A for his original drawings.; The client gave Engineer B the set of plans produced by Engineer A to use as a guide in the redesign.roleClasscontent: ClientroleKindcontent: participantadditionalRelationshipscontent: {'type': 'clientOf', 'target': 'Engineer A', 'quote': 'Engineer A prepared subdivision plans for a client.'}; {'type': 'clientOf', 'target': 'Engineer B', 'quote': 'Engineer B was later retained by the client to review and redesign the project.'}; {'type': 'discharged', 'target': 'Engineer A', 'quote': 'The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans.'}; {'type': 'providedPlansTo', 'target': 'Engineer B', 'quote': 'The client gave Engineer B the set of plans produced by Engineer A to use as a guide in the redesign.'}caseInvolvementcontent: Commissioned the subdivision plans, was not satisfied with them, discharged Engineer A after paying the complete fee, obtained Engineer A's original drawings, and retained Engineer B to review and redesign the project, giving him Engineer A's plans as a guide.confidenceassessment: 0.9
S States
States Classes
4"The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans."
"The client asked Engineer A for his original drawings. Engineer A complied, retaining a set of reproducibles."
Field classification (triples vs literals)
textReferencescontent: The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans.; The client asked Engineer A for his original drawings. Engineer A complied, retaining a set of reproducibles.stateCategorycontent: temporalpersistenceTypecontent: inertialprincipleTransformationcontent: The termination of the engagement fixes the boundary of Engineer A's responsibility for the plans as delivered, so later alterations by others occur outside his engagement.confidenceassessment: 0.92
activationConditions: The client discharges the engineer after paying the complete fee for the plans
"Each set had a cover sheet and all sheets in each set were signed and sealed by Engineer A."
"He made no notation of the changes, did not sign the plans, and left Engineer A's seal and signature intact."
Field classification (triples vs literals)
textReferencescontent: Each set had a cover sheet and all sheets in each set were signed and sealed by Engineer A.; He made no notation of the changes, did not sign the plans, and left Engineer A's seal and signature intact.stateCategorycontent: regulatorypersistenceTypecontent: inertialprincipleTransformationcontent: The seal's function of identifying the engineer responsible for the work is undermined when the sealed plans are altered without the revising engineer signing them, so the seal on the plans no longer reflects actual design responsibility.confidenceassessment: 0.9
activationConditions: Another engineer revises sealed plans while leaving the original engineer's seal and signature intact and without signing the sheetsterminationConditions: The revising engineer signs and takes documented responsibility for the revised sheets or the original seal is removed from the altered work
"Engineer B did not note what changes were made nor did he sign any of the sheets, including the cover sheet."
"He made no notation of the changes, did not sign the plans, and left Engineer A's seal and signature intact."
"stating that he, Engineer B, is taking responsibility for the "revisions of the plans," making no notation what those changes were"
Field classification (triples vs literals)
textReferencescontent: Engineer B did not note what changes were made nor did he sign any of the sheets, including the cover sheet.; He made no notation of the changes, did not sign the plans, and left Engineer A's seal and signature intact.; stating that he, Engineer B, is taking responsibility for the "revisions of the plans," making no notation what those changes werestateCategorycontent: disclosurepersistenceTypecontent: inertialprincipleTransformationcontent: The general expectation that plans disclose who changed what becomes concrete here: the unnoted revisions leave the record silent on which work is Engineer A's and which is Engineer B's.confidenceassessment: 0.88
activationConditions: Revisions are made to the plans without notation of what changes were madeterminationConditions: The changes made to the plans are noted and attributed on the sheets
"At no time after Engineer B was retained were there any communications between the two engineers."
Field classification (triples vs literals)
textReferencescontent: At no time after Engineer B was retained were there any communications between the two engineers.stateCategorycontent: disclosurepersistenceTypecontent: inertialprincipleTransformationcontent: The information flow that would let the original engineer know his sealed plans are being revised is absent, so Engineer A remains uninformed of the changes made under his seal.confidenceassessment: 0.8
activationConditions: Engineer B is retained to review and redesign the project without any communication with Engineer AterminationConditions: Either engineer communicates with the other about the review or the revisions
States Individuals
4"The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans."
- Engineer A
- Client
Field classification (triples vs literals)
textReferencescontent: The client was not satisfied with the plans, so he discharged Engineer A after paying the complete fee for production of the plans.stateClasscontent: Engagement Termination Statesubjectcontent: Engineer A's engagement with the client for the subdivision plansactivePeriodcontent: From the client's discharge of Engineer A onward through Engineer B's retention and revisionstriggeringEventcontent: The client, not satisfied with the plans, discharged Engineer A after paying the complete fee for production of the plansterminatedBycontent: Not stated in the caseaffectedPartiescontent: Engineer A; Clientconfidenceassessment: 0.92urgencyLevelassessment: low
"He made no notation of the changes, did not sign the plans, and left Engineer A's seal and signature intact."
"Engineer B placed a note on the title sheet of the public improvement plans, leaving Engineer A's signature and seal intact"
- Engineer A
- Engineer B
- Client
Field classification (triples vs literals)
textReferencescontent: He made no notation of the changes, did not sign the plans, and left Engineer A's seal and signature intact.; Engineer B placed a note on the title sheet of the public improvement plans, leaving Engineer A's signature and seal intactstateClasscontent: Seal Authority Statesubjectcontent: The grading plans and public improvement plans signed and sealed by Engineer A and revised by Engineer BactivePeriodcontent: From Engineer B's revisions to the plans onwardtriggeringEventcontent: Engineer B made changes to the grading plans and major design changes to the public improvement plans while leaving Engineer A's seal and signature intact and signing none of the sheetsterminatedBycontent: Not stated in the caseaffectedPartiescontent: Engineer A; Engineer B; Clientconfidenceassessment: 0.9urgencyLevelassessment: high
"Engineer B did not note what changes were made nor did he sign any of the sheets, including the cover sheet."
"stating that he, Engineer B, is taking responsibility for the "revisions of the plans," making no notation what those changes were"
- Engineer A
- Engineer B
- Client
Field classification (triples vs literals)
textReferencescontent: Engineer B did not note what changes were made nor did he sign any of the sheets, including the cover sheet.; stating that he, Engineer B, is taking responsibility for the "revisions of the plans," making no notation what those changes werestateClasscontent: Selective Reporting Statesubjectcontent: The revised grading plans and public improvement plansactivePeriodcontent: From Engineer B's revisions onward, while the plans carry unnoted changestriggeringEventcontent: Engineer B made changes to the grading plans and major design changes to the storm drains, pipe dimensions, sewers, and utilities without noting what changes were madeterminatedBycontent: Not stated in the caseaffectedPartiescontent: Engineer A; Engineer B; Clientconfidenceassessment: 0.88urgencyLevelassessment: high
"At no time after Engineer B was retained were there any communications between the two engineers."
- Engineer A
- Engineer B
Field classification (triples vs literals)
textReferencescontent: At no time after Engineer B was retained were there any communications between the two engineers.stateClasscontent: Peer Communication Absence Statesubjectcontent: Engineer A and Engineer BactivePeriodcontent: At no time after Engineer B was retainedtriggeringEventcontent: Engineer B was retained by the client to review and redesign the project without communicating with Engineer AterminatedBycontent: Not stated in the caseaffectedPartiescontent: Engineer A; Engineer Bconfidenceassessment: 0.85urgencyLevelassessment: medium
Rs Resources
Resources Classes
1"The client gave Engineer B the set of plans produced by Engineer A to use as a guide in the redesign."
Field classification (triples vs literals)
textReferencescontent: The client gave Engineer B the set of plans produced by Engineer A to use as a guide in the redesign.resourceCategorycontent: reference_materialconfidenceassessment: 0.8