Step 2: Normative Requirements Pass (Facts Section)
Extract principles, obligations, constraints, and capabilities from the facts section
Protecting Public Health, Safety, and Welfare
Step 2 of 5
Facts Section
Section Content:
Facts: City passes an ordinance requiring a sprinkler system in residences with less than eight feet between them and makes the ordinance effective as to all construction which has not yet received an occupancy permit. This means that projects under construction must have a sprinkler system added. Engineer A, who happens to have both structural and fire protection credentials, is hired by Homeowner to design a retaining wall system to stabilize a rear yard. Homeowner allowed Engineer A to store equipment in the integral garage. Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage, exposing the pipes to freezing temperatures.
Principles Extraction
LLM Prompt
DUAL PRINCIPLE EXTRACTION - Ethical Principles Analysis
THEORETICAL CONTEXT (Chapter 2.2.2):
- Principles are ABSTRACT ethical foundations requiring extensional definition through cases
- They function like constitutional principles - open-textured and requiring interpretation
- Principles mediate moral ideals into concrete reality through context-specific application
- They cannot be applied deductively but require balancing and interpretation
EXISTING PRINCIPLE CLASSES IN ONTOLOGY:
- Competence Principle: Balances professional autonomy with recognition of limitations and need for collaboration.
- Confidentiality Principle: Must be balanced against public safety obligations and legal disclosure requirements.
- Domain-Specific Principle: Examples: Environmental Stewardship (engineering), Patient Autonomy (medicine), Academic Freedom (education). These address domain-specific ethical ch
- Environmental Stewardship Principle: Bridges engineering practice with broader environmental and societal responsibilities.
- Ethical Principle: Legacy synonym for Principle. Use :Principle for new concepts.
- Fundamental Ethical Principle: Examples: Public Welfare Paramount, Respect for Persons, Justice, Beneficence. These require extensive interpretation and balancing in specific contex
- Integrity Principle: Central to professional identity formation and trust maintenance in professional relationships.
- Principle: An information content entity representing ethical values and guidelines for conduct. This is the P component of the formal specification D=(R,P,O,S,R
- Principle Argument: An argument based on fundamental ethical principles or values.
- Principle Refinement: Capability to evolve principles as inconsistencies are resolved and new cases are added (GenEth system, Anderson & Anderson 2018)
- Professional Virtue Principle: Examples: Integrity, Competence, Honesty, Professional Courage, Accountability. These shape professional character and decision-making.
- Public Welfare Principle: Requires contextual interpretation to balance against client confidentiality and employer loyalty when public safety is at risk.
- Relational Principle: Examples: Confidentiality, Loyalty, Fairness, Transparency, Respect for Autonomy. These govern interpersonal professional dynamics.
- Transparency Principle: Essential for maintaining trust and enabling stakeholder participation in professional decisions.
=== TASK ===
From the following case text (facts section), extract information at TWO levels:
LEVEL 1 - NEW PRINCIPLE CLASSES: Identify ethical principles that appear to be NEW types not covered by existing classes above. Look for:
- Fundamental ethical values being invoked
- Abstract moral ideals guiding decisions
- Constitutional-like principles requiring interpretation
- Values that transcend specific rules or obligations
For each NEW principle class, provide:
- label: Clear principle name (e.g., "Environmental Stewardship", "Professional Autonomy")
- definition: What moral ideal this principle represents
- abstract_nature: The abstract ethical foundation (justice, welfare, autonomy, etc.)
- extensional_examples: Concrete cases/situations where this principle applies
- value_basis: Core moral value underlying the principle
- application_context: Professional domains or situations where relevant
- operationalization: How this abstract principle becomes concrete in practice
- balancing_requirements: What other principles it typically must be balanced against
- examples_from_case: How this principle appears in the case text
LEVEL 2 - PRINCIPLE INDIVIDUALS: Identify specific instances where principles are invoked or applied. For each instance:
- identifier: Unique identifier for this principle instance (e.g., "PublicSafety_Case8_Discussion")
- principle_class: Which principle class it instantiates (use existing classes when possible)
- concrete_expression: EXACT text showing how the principle is expressed
- invoked_by: Who invokes or appeals to this principle
- applied_to: What decision/situation/dilemma it applies to
- interpretation: How the principle is interpreted in this specific context
- balancing_with: Other principles that must be balanced against it
- tension_resolution: How conflicts between principles are resolved
- case_relevance: Why this principle matters in this specific case
IMPORTANT:
- Focus on ABSTRACT ethical foundations, not specific rules or procedures
- Principles are broader than obligations - they generate obligations in context
- Use EXACT quotes from case text where principles are expressed
- Distinguish between the abstract principle CLASS and its concrete APPLICATION
CASE TEXT:
City passes an ordinance requiring a sprinkler system in residences with less than eight feet between them and makes the ordinance effective as to all construction which has not yet received an occupancy permit. This means that projects under construction must have a sprinkler system added. Engineer A, who happens to have both structural and fire protection credentials, is hired by Homeowner to design a retaining wall system to stabilize a rear yard. Homeowner allowed Engineer A to store equipment in the integral garage. Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage, exposing the pipes to freezing temperatures.
Respond with valid JSON in this format:
{
"new_principle_classes": [
{
"label": "Sustainable Development",
"definition": "Principle that engineering solutions must balance current needs with long-term environmental and societal impacts",
"abstract_nature": "Intergenerational justice and environmental stewardship",
"extensional_examples": ["Green building design", "Renewable energy projects", "Resource conservation"],
"value_basis": "Responsibility to future generations",
"application_context": ["Infrastructure projects", "Environmental engineering", "Urban planning"],
"operationalization": "Through environmental impact assessments, lifecycle analysis, sustainable design criteria",
"balancing_requirements": ["Economic feasibility", "Immediate safety needs", "Client requirements"],
"examples_from_case": ["Engineer considered long-term environmental impacts", "balanced immediate needs with sustainability"],
"source_text": "Engineer considered long-term environmental impacts and balanced immediate needs with sustainability"
}
],
"principle_individuals": [
{
"identifier": "PublicSafety_Case8_Facts",
"principle_class": "Public Safety",
"concrete_expression": "the safety of the public must be held paramount",
"invoked_by": ["Engineer L"],
"applied_to": ["stormwater management system design"],
"interpretation": "Safety considerations override cost savings in drainage design",
"source_text": "the safety of the public must be held paramount",
"balancing_with": ["Cost Efficiency", "Client Interests"],
"tension_resolution": "Safety takes precedence even if it increases project costs",
"case_relevance": "Critical for evaluating adequacy of proposed drainage solution"
}
]
}
Saved: 2025-12-29 22:16
LLM Response
```json
{
"new_principle_classes": [],
"principle_individuals": [
{
"identifier": "PublicSafety_SprinklerOrdinance_Facts",
"principle_class": "Public Welfare Principle",
"concrete_expression": "City passes an ordinance requiring a sprinkler system in residences with less than eight feet between them",
"invoked_by": ["City government"],
"applied_to": ["Fire safety requirements for closely-spaced residences"],
"interpretation": "Public safety from fire hazards justifies retroactive building requirements even for projects under construction",
"source_text": "City passes an ordinance requiring a sprinkler system in residences with less than eight feet between them and makes the ordinance effective as to all construction which has not yet received an occupancy permit",
"balancing_with": ["Property rights", "Economic burden on homeowners"],
"tension_resolution": "Public safety takes precedence over construction disruption and additional costs",
"case_relevance": "Establishes the regulatory context that creates the safety hazard Engineer A observes"
},
{
"identifier": "CompetenceScope_EngineerA_Facts",
"principle_class": "Competence Principle",
"concrete_expression": "Engineer A, who happens to have both structural and fire protection credentials",
"invoked_by": ["Case narrative"],
"applied_to": ["Engineer A's professional qualifications and scope of practice"],
"interpretation": "Having credentials in both structural and fire protection engineering creates expanded professional responsibility to identify safety issues",
"source_text": "Engineer A, who happens to have both structural and fire protection credentials",
"balancing_with": ["Scope of contracted work", "Client autonomy"],
"tension_resolution": "Dual credentials may create obligation to report observed hazards even outside contracted scope",
"case_relevance": "Engineer A's fire protection credentials make the observed sprinkler hazard fall within their competence to evaluate"
},
{
"identifier": "PublicSafety_FreezingHazard_Facts",
"principle_class": "Public Welfare Principle",
"concrete_expression": "Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage, exposing the pipes to freezing temperatures",
"invoked_by": ["Engineer A's observation"],
"applied_to": ["Sprinkler system installation creating potential failure risk"],
"interpretation": "Public safety is threatened when fire protection systems are installed in ways that could cause failure",
"source_text": "Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage, exposing the pipes to freezing temperatures",
"balancing_with": ["Professional scope limitations", "Client relationship boundaries"],
"tension_resolution": "Observed safety hazard may require action despite being outside contracted work scope",
"case_relevance": "Creates the ethical dilemma of whether Engineer A must report a safety issue observed incidentally"
}
]
}
```
Obligations Extraction
LLM Prompt
You are an expert in professional ethics analyzing a case for obligations (professional duties and requirements).
Based on the literature:
- Obligations are CONCRETE PROFESSIONAL DUTIES derived from abstract principles (Hallamaa & Kalliokoski 2022)
- They specify what professionals MUST, SHOULD, or MUST NOT do (Dennis et al. 2016)
- Obligations have deontic force and are enforceable (Wooldridge & Jennings 1995)
- They operationalize principles in specific contexts (Kong et al. 2020)
Your task is to:
1. Identify NEW OBLIGATION CLASSES not in the existing ontology
2. Extract SPECIFIC OBLIGATION INDIVIDUALS from the case
EXISTING OBLIGATIONS IN ONTOLOGY (check if your identified obligations match these before creating new classes):
- Attribution Obligation: Duty to properly cite and acknowledge all sources, tools, and methods used in creating professional deliverables
- Collegial Obligation: Duties toward professional peers including respect, fairness, and credit for work
- Competence Obligation: Requirement to perform services only in areas of competence (NSPE II.2)
- Conditional Obligation: Obligations that apply only when specific conditions are met
- Confidentiality Obligation: Duty to protect confidential information of clients or employers (NSPE III.4)
- Defeasible Obligation: Obligations that admit justified exceptions under specified conditions (Ganascia 2007)
- Disclosure Obligation: Requirement to inform stakeholders about conflicts, limitations, or risks (NSPE II.3.a)
- Ethical Obligation: Obligations arising from ethical principles beyond legal requirements
- Legal Obligation: Obligations arising from legal requirements and regulations
- Mandatory Obligation: Obligations that MUST be fulfilled (deontic force: mandatory)
- Obligation: An information content entity expressing required actions or behaviors in professional contexts. This is the O component of the formal specification D=(R,P,O,S,Rs,A,E,Ca,Cs).
- Prima Facie Obligation: Obligations that hold at first appearance but may be overridden by stronger duties (Anderson & Anderson)
- Professional Obligation: A duty or responsibility arising from professional role or standards
- Quality Assurance Obligation: Requirement to implement appropriate review and verification processes for all professional deliverables before submission
- Reporting Obligation: Duty to report violations or unsafe conditions to appropriate authorities
- Responsible Charge Obligation: Duty to maintain active engagement and personal decision-making authority throughout engineering process from conception to completion
- Safety Obligation: Duty to hold paramount the safety, health, and welfare of the public (NSPE I.1)
- Technology Competence Obligation: Requirement to understand and verify the capabilities, limitations, and risks of technological tools used in professional practice
- Technology Verification Obligation: Requirement to thoroughly verify and validate outputs from technological tools including AI before incorporating them into professional work
Analyze this facts section:
City passes an ordinance requiring a sprinkler system in residences with less than eight feet between them and makes the ordinance effective as to all construction which has not yet received an occupancy permit. This means that projects under construction must have a sprinkler system added. Engineer A, who happens to have both structural and fire protection credentials, is hired by Homeowner to design a retaining wall system to stabilize a rear yard. Homeowner allowed Engineer A to store equipment in the integral garage. Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage, exposing the pipes to freezing temperatures.
Extract obligations following this JSON structure:
{
"new_obligation_classes": [
{
"label": "Clear, specific obligation class name",
"definition": "What this type of obligation requires professionals to do",
"derived_from_principle": "Which principle this operationalizes (e.g., 'Public Safety', 'Honesty')",
"duty_type": "professional|legal|ethical|societal",
"enforcement_mechanism": "How this obligation is typically enforced",
"violation_consequences": "What happens when this obligation is violated",
"examples_from_case": ["Example 1 from the case", "Example 2"],
"source_text": "EXACT text snippet from case where this obligation is identified (max 200 characters)",
"confidence": 0.0-1.0,
"reasoning": "Why this is a new class not in existing ontology"
}
],
"obligation_individuals": [
{
"identifier": "Unique name for this specific obligation instance",
"obligation_class": "Name of the obligation class (new or existing)",
"obligated_party": "Who has this obligation (e.g., 'Engineer L', 'All Licensed PEs')",
"obligation_statement": "The specific duty statement (e.g., 'Report safety risks to authorities')",
"derived_from": "Source principle or law (e.g., 'NSPE Code', 'State Law')",
"enforcement_context": "How enforced in this case",
"temporal_scope": "When this obligation applies",
"compliance_status": "met|unmet|unclear|pending",
"case_context": "How this obligation manifests in the specific case",
"source_text": "EXACT text snippet from case where this obligation is mentioned (max 200 characters)",
"is_existing_class": true/false,
"confidence": 0.0-1.0
}
]
}
Focus on:
1. NEW obligation types that represent novel professional duties
2. Specific obligation instances showing how duties apply in this case
3. The relationship between obligations and the principles they operationalize
4. Enforcement mechanisms and compliance status
Return ONLY the JSON structure, no additional text.
Saved: 2025-12-29 22:17
LLM Response
```json
{
"new_obligation_classes": [
{
"label": "Observation Reporting Obligation",
"definition": "Duty to report observed safety hazards or code violations encountered during professional activities, even when outside the original scope of work",
"derived_from_principle": "Public Safety",
"duty_type": "professional",
"enforcement_mechanism": "Professional licensing boards, building departments, liability exposure",
"violation_consequences": "Professional sanctions, liability for damages if hazard materializes, loss of license",
"examples_from_case": ["Engineer A observes improperly routed sprinkler piping while on site for unrelated work"],
"source_text": "Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage, exposing the pipes to freezing",
"confidence": 0.85,
"reasoning": "Differs from general Reporting Obligation by specifically addressing incidental observations during other professional activities"
}
],
"obligation_individuals": [
{
"identifier": "EngineerA_ReportSprinklerHazard",
"obligation_class": "Observation Reporting Obligation",
"obligated_party": "Engineer A",
"obligation_statement": "Report the improperly routed sprinkler piping that creates freezing hazard",
"derived_from": "NSPE Code I.1 - Public Safety",
"enforcement_context": "Professional duty when observing safety hazards",
"temporal_scope": "Upon observation of the hazard",
"compliance_status": "unclear",
"case_context": "Engineer A observed sprinkler pipes routed through unheated garage while working on retaining wall project",
"source_text": "Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage",
"is_existing_class": false,
"confidence": 0.9
},
{
"identifier": "Builder_CodeCompliance",
"obligation_class": "Legal Obligation",
"obligated_party": "Builder",
"obligation_statement": "Install sprinkler system in compliance with city ordinance",
"derived_from": "City Ordinance",
"enforcement_context": "Building permit and occupancy permit requirements",
"temporal_scope": "Before occupancy permit issuance",
"compliance_status": "unmet",
"case_context": "Builder must retrofit sprinkler system per new ordinance but routed pipes improperly",
"source_text": "ordinance requiring a sprinkler system in residences with less than eight feet between them",
"is_existing_class": true,
"confidence": 0.95
},
{
"identifier": "EngineerA_CompetenceFireProtection",
"obligation_class": "Competence Obligation",
"obligated_party": "Engineer A",
"obligation_statement": "Apply fire protection expertise when observing fire safety systems",
"derived_from": "NSPE Code II.2",
"enforcement_context": "Professional standards given dual credentials",
"temporal_scope": "When encountering fire protection issues",
"compliance_status": "pending",
"case_context": "Engineer A has fire protection credentials and observes sprinkler system deficiency",
"source_text": "Engineer A, who happens to have both structural and fire protection credentials",
"is_existing_class": true,
"confidence": 0.8
}
]
}
```
Constraints Extraction
LLM Prompt
You are an expert in professional ethics analyzing a case for constraints (boundaries, limitations, and restrictions).
Based on the literature:
- Constraints are INVIOLABLE BOUNDARIES that limit acceptable actions (Dennis et al. 2016)
- They differ from obligations by being restrictions rather than requirements
- Constraints can be legal, physical, resource-based, or procedural
- They define the space within which ethical decisions must be made
Your task is to:
1. Identify NEW CONSTRAINT CLASSES not in the existing ontology
2. Extract SPECIFIC CONSTRAINT INDIVIDUALS from the case
EXISTING CONSTRAINTS IN ONTOLOGY (check if your identified constraints match these before creating new classes):
- Attribution Constraint: Requirements and limitations regarding the disclosure and citation of tools, methods, or sources used in professional work products
- Competence Constraint: Boundaries defined by agent capabilities and technical limitations (Hallamaa & Kalliokoski 2022)
- Confidentiality Constraint: Boundaries on information disclosure and privacy (Dennis et al. 2016)
- Constraint: An information content entity expressing limitations or restrictions on professional actions or decisions. This is the Cs component of the formal specification D=(R,P,O,S,Rs,A,E,Ca,Cs).
- Defeasible Constraint: Constraints that admit justified exceptions under specified conditions (Ganascia 2007)
- Ethical Constraint: Professional ethical boundaries beyond legal requirements (Benzmüller et al. 2020)
- Inviolable Constraint: Absolute constraints that cannot be overridden under any circumstances (Dennis et al. 2016)
- Jurisdictional Constraint: Boundaries of authority and geographical or organizational scope (Dennis et al. 2016)
- Legal Constraint: Constraints arising from legal requirements and statutes that establish inviolable boundaries (Kroll 2020, Stenseke 2024)
- Priority Constraint: Constraints establishing precedence when multiple requirements conflict (Scheutz & Malle 2014)
- Procedural Constraint: Requirements for following specific processes or protocols (Furbach et al. 2014)
- Regulatory Constraint: Constraints from regulatory bodies and professional standards organizations (Taddeo et al. 2024)
- Resource Constraint: Limitations on available time, budget, materials, or human resources (Ganascia 2007)
- Safety Constraint: Constraints ensuring safety requirements are met (Arkin 2008)
- Technology Substitution Constraint: Boundaries preventing technology from replacing professional judgment and human oversight in critical decision-making
Analyze this facts section:
City passes an ordinance requiring a sprinkler system in residences with less than eight feet between them and makes the ordinance effective as to all construction which has not yet received an occupancy permit. This means that projects under construction must have a sprinkler system added. Engineer A, who happens to have both structural and fire protection credentials, is hired by Homeowner to design a retaining wall system to stabilize a rear yard. Homeowner allowed Engineer A to store equipment in the integral garage. Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage, exposing the pipes to freezing temperatures.
Extract constraints following this JSON structure:
{
"new_constraint_classes": [
{
"label": "Clear, specific constraint class name",
"definition": "What this type of constraint limits or restricts",
"constraint_type": "legal|physical|resource|temporal|procedural",
"flexibility": "hard|soft|negotiable",
"violation_impact": "What happens if this constraint is violated",
"mitigation_possible": "Whether and how this constraint can be mitigated",
"examples_from_case": ["Example 1 from the case", "Example 2"],
"source_text": "EXACT text snippet from case where this constraint is identified (max 200 characters)",
"confidence": 0.0-1.0,
"reasoning": "Why this is a new class not in existing ontology"
}
],
"constraint_individuals": [
{
"identifier": "Unique name for this specific constraint instance",
"constraint_class": "Name of the constraint class (new or existing)",
"constrained_entity": "What or who is constrained (e.g., 'Engineer L', 'Project')",
"constraint_statement": "The specific limitation (e.g., 'Cannot exceed budget of $X')",
"source": "Origin of constraint (e.g., 'Client budget', 'Environmental law')",
"enforcement_mechanism": "How this constraint is enforced",
"temporal_scope": "When this constraint applies",
"severity": "critical|major|minor",
"case_context": "How this constraint manifests in the specific case",
"source_text": "EXACT text snippet from case where this constraint is mentioned (max 200 characters)",
"is_existing_class": true/false,
"confidence": 0.0-1.0
}
]
}
Focus on:
1. NEW constraint types that represent novel limitations or boundaries
2. Specific constraint instances showing how limitations apply in this case
3. The difference between constraints (boundaries) and obligations (duties)
4. Impact and severity of constraints on decision-making
Return ONLY the JSON structure, no additional text.
Saved: 2025-12-29 22:17
LLM Response
```json
{
"new_constraint_classes": [
{
"label": "Retrofit Constraint",
"definition": "Limitations and requirements imposed on existing or in-progress construction projects that must be modified to meet new standards after initial design or construction has begun",
"constraint_type": "legal",
"flexibility": "hard",
"violation_impact": "Denial of occupancy permit, legal penalties, potential safety hazards",
"mitigation_possible": "Only through compliance with retrofit requirements",
"examples_from_case": ["Projects under construction must add sprinkler systems", "Retrofitted systems must meet current code"],
"source_text": "projects under construction must have a sprinkler system added",
"confidence": 0.85,
"reasoning": "This represents a unique constraint type where existing work must be modified mid-process, distinct from initial design constraints or maintenance requirements"
},
{
"label": "Occupancy Permit Constraint",
"definition": "Boundaries on construction completion and building use tied to obtaining official occupancy permits",
"constraint_type": "legal",
"flexibility": "hard",
"violation_impact": "Cannot legally occupy building, potential fines, liability issues",
"mitigation_possible": "Only by meeting all requirements for permit issuance",
"examples_from_case": ["Construction without occupancy permit must add sprinklers"],
"source_text": "effective as to all construction which has not yet received an occupancy permit",
"confidence": 0.75,
"reasoning": "Specific constraint tied to occupancy permit status that creates hard boundaries on building use and completion requirements"
}
],
"constraint_individuals": [
{
"identifier": "Sprinkler_System_Ordinance_Constraint",
"constraint_class": "Legal Constraint",
"constrained_entity": "All residences with less than 8 feet separation",
"constraint_statement": "Must install sprinkler system before occupancy permit",
"source": "City ordinance",
"enforcement_mechanism": "Denial of occupancy permit",
"temporal_scope": "Effective immediately for all construction without occupancy permit",
"severity": "critical",
"case_context": "Homeowner's project must retrofit sprinkler system despite being under construction",
"source_text": "City passes an ordinance requiring a sprinkler system in residences with less than eight feet between them",
"is_existing_class": true,
"confidence": 0.95
},
{
"identifier": "Eight_Feet_Separation_Constraint",
"constraint_class": "Legal Constraint",
"constrained_entity": "Residential buildings",
"constraint_statement": "Buildings with less than 8 feet separation trigger sprinkler requirement",
"source": "City ordinance",
"enforcement_mechanism": "Building code enforcement",
"temporal_scope": "Ongoing",
"severity": "critical",
"case_context": "Determines which residences must install sprinkler systems",
"source_text": "residences with less than eight feet between them",
"is_existing_class": true,
"confidence": 0.9
},
{
"identifier": "Freezing_Temperature_Safety_Constraint",
"constraint_class": "Safety Constraint",
"constrained_entity": "Sprinkler system piping",
"constraint_statement": "Piping must not be exposed to freezing temperatures",
"source": "Fire protection engineering standards",
"enforcement_mechanism": "Professional standards and building codes",
"temporal_scope": "Permanent installation requirement",
"severity": "critical",
"case_context": "Builder violated constraint by routing pipes through unheated garage",
"source_text": "routed the piping for the retrofitted sprinkler system through the unheated garage, exposing the pipes to freezing temperatures",
"is_existing_class": true,
"confidence": 0.85
},
{
"identifier": "Retrofit_Timeline_Constraint",
"constraint_class": "Retrofit Constraint",
"constrained_entity": "Projects under construction",
"constraint_statement": "Must add sprinkler system before receiving occupancy permit",
"source": "City ordinance",
"enforcement_mechanism": "Building inspection and permit process",
"temporal_scope": "Until occupancy permit obtained",
"severity": "critical",
"case_context": "Forces modification of in-progress construction",
"source_text": "projects under construction must have a sprinkler system added",
"is_existing_class": false,
"confidence": 0.8
}
]
}
```
Capabilities Extraction
LLM Prompt
You are an expert in professional ethics analyzing a case for capabilities (competencies and skills required for professional practice).
Based on the literature:
- Capabilities are COMPETENCIES that enable norm compliance (Hallamaa & Kalliokoski 2022)
- They represent the skills needed to fulfill professional obligations (Dennis et al. 2016)
- Capabilities include technical, ethical, communicative, and analytical competencies
- They constitute "norm competence" - the ability to act ethically (Kong et al. 2020)
Your task is to:
1. Identify NEW CAPABILITY CLASSES not in the existing ontology
2. Extract SPECIFIC CAPABILITY INDIVIDUALS from the case
EXISTING CAPABILITIES IN ONTOLOGY (check if your identified capabilities match these before creating new classes):
- AI Tool Evaluation Capability: The competency to assess, validate, and appropriately use AI-generated content in professional work
- Capability: A realizable entity that can be realized by specific types of actions or processes in professional contexts. This is the Ca component of the formal specification D=(R,P,O,S,Rs,A,E,Ca,Cs).
- Capability Type: Meta-class for specific capability types recognized by the ProEthica system
- Data Privacy Protection Capability: The competency to safeguard confidential client information when using digital tools and platforms
- Justification Capability: Capability to trace reasoning paths connecting decisions to authoritative sources (McLaren 2003, Anderson & Anderson 2018)
- Regulatory Compliance Capability: The competency to ensure designs and documents meet local regulations and safety standards
- Responsible Charge Capability: The competency to maintain active engagement and supervisory control from conception to completion of engineering work
- Technical Capability: A specialized technical skill or competency in a professional domain
- Technical Writing Capability: The competency to produce clear, accurate, and professional technical documentation and reports
- Technology Integration Capability: The competency to appropriately integrate new technologies while maintaining professional judgment
Analyze this facts section:
City passes an ordinance requiring a sprinkler system in residences with less than eight feet between them and makes the ordinance effective as to all construction which has not yet received an occupancy permit. This means that projects under construction must have a sprinkler system added. Engineer A, who happens to have both structural and fire protection credentials, is hired by Homeowner to design a retaining wall system to stabilize a rear yard. Homeowner allowed Engineer A to store equipment in the integral garage. Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage, exposing the pipes to freezing temperatures.
Extract capabilities following this JSON structure:
{
"new_capability_classes": [
{
"label": "Clear, specific capability class name",
"definition": "What competency or skill this capability represents",
"capability_type": "technical|ethical|communicative|analytical",
"norm_competence_related": "Which professional obligations this capability enables",
"skill_level": "basic|intermediate|advanced|expert",
"acquisition_method": "How this capability is typically acquired (education, training, experience)",
"examples_from_case": ["Example 1 from the case", "Example 2"],
"source_text": "EXACT text snippet from case where this capability is identified (max 200 characters)",
"confidence": 0.0-1.0,
"reasoning": "Why this is a new class not in existing ontology"
}
],
"capability_individuals": [
{
"identifier": "Unique name for this specific capability instance",
"capability_class": "Name of the capability class (new or existing)",
"possessed_by": "Who has this capability (e.g., 'Engineer L', 'All Licensed PEs')",
"capability_statement": "The specific competency (e.g., 'Design stormwater systems')",
"demonstrated_through": "How shown in the case (e.g., 'Years of experience', 'Professional license')",
"proficiency_level": "basic|intermediate|advanced|expert",
"enables_obligations": "Which obligations this capability enables",
"temporal_aspect": "When this capability is relevant",
"case_context": "How this capability manifests in the specific case",
"source_text": "EXACT text snippet from case where this capability is mentioned (max 200 characters)",
"is_existing_class": true/false,
"confidence": 0.0-1.0
}
]
}
Focus on:
1. NEW capability types that represent novel competencies
2. Specific capability instances showing professional competencies in this case
3. The relationship between capabilities and norm competence
4. How capabilities enable fulfillment of professional obligations
Return ONLY the JSON structure, no additional text.
Saved: 2025-12-29 22:17
LLM Response
```json
{
"new_capability_classes": [
{
"label": "Cross-Disciplinary Observation Capability",
"definition": "The competency to identify and assess issues outside one's primary scope of work that may impact safety or compliance",
"capability_type": "analytical",
"norm_competence_related": "Enables professionals to fulfill broader safety obligations beyond immediate project scope",
"skill_level": "advanced",
"acquisition_method": "Experience across multiple projects, interdisciplinary training, professional development",
"examples_from_case": ["Observing sprinkler system routing while working on retaining wall", "Identifying freezing risk in unheated garage"],
"source_text": "Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage",
"confidence": 0.85,
"reasoning": "Not covered by existing capabilities - represents ability to identify issues beyond assigned scope, different from general technical capability"
},
{
"label": "Multi-Credential Integration Capability",
"definition": "The competency to effectively leverage multiple professional credentials to provide comprehensive assessment across disciplines",
"capability_type": "technical",
"norm_competence_related": "Enables fulfillment of obligations across multiple engineering domains simultaneously",
"skill_level": "expert",
"acquisition_method": "Multiple professional certifications, cross-disciplinary education, diverse project experience",
"examples_from_case": ["Having both structural and fire protection credentials", "Ability to assess both retaining wall and sprinkler systems"],
"source_text": "Engineer A, who happens to have both structural and fire protection credentials",
"confidence": 0.9,
"reasoning": "Distinct from general technical capability - specifically about integrating multiple credential domains"
}
],
"capability_individuals": [
{
"identifier": "EngineerA_StructuralDesign",
"capability_class": "Technical Capability",
"possessed_by": "Engineer A",
"capability_statement": "Design and implement retaining wall systems for yard stabilization",
"demonstrated_through": "Structural engineering credentials and being hired for the project",
"proficiency_level": "expert",
"enables_obligations": "Fulfillment of structural safety and stability requirements",
"temporal_aspect": "During retaining wall project execution",
"case_context": "Hired specifically to design retaining wall system for rear yard stabilization",
"source_text": "is hired by Homeowner to design a retaining wall system to stabilize a rear yard",
"is_existing_class": true,
"confidence": 0.95
},
{
"identifier": "EngineerA_FireProtection",
"capability_class": "Technical Capability",
"possessed_by": "Engineer A",
"capability_statement": "Assess and evaluate fire protection systems including sprinkler installations",
"demonstrated_through": "Fire protection credentials",
"proficiency_level": "expert",
"enables_obligations": "Ability to identify fire safety code violations and system deficiencies",
"temporal_aspect": "When observing sprinkler system installation",
"case_context": "Recognized freezing risk to sprinkler pipes in unheated garage",
"source_text": "Engineer A, who happens to have both structural and fire protection credentials",
"is_existing_class": true,
"confidence": 0.95
},
{
"identifier": "EngineerA_CrossDisciplinaryObservation",
"capability_class": "Cross-Disciplinary Observation Capability",
"possessed_by": "Engineer A",
"capability_statement": "Identify safety issues in building systems outside primary project scope",
"demonstrated_through": "Observation of sprinkler routing while working on retaining wall",
"proficiency_level": "advanced",
"enables_obligations": "Fulfillment of broader professional duty to protect public safety",
"temporal_aspect": "During site visits for retaining wall project",
"case_context": "Noticed improper sprinkler pipe routing through unheated garage while on-site",
"source_text": "Engineer A observes that the builder routed the piping for the retrofitted sprinkler system through the unheated garage",
"is_existing_class": false,
"confidence": 0.85
},
{
"identifier": "EngineerA_RegulatoryAwareness",
"capability_class": "Regulatory Compliance Capability",
"possessed_by": "Engineer A",
"capability_statement": "Understanding of local ordinances including sprinkler system requirements",
"demonstrated_through": "Recognition of retrofit requirement and freezing temperature compliance issues",
"proficiency_level": "advanced",
"enables_obligations": "Ability to identify non-compliance with city ordinances",
"temporal_aspect": "During project execution after ordinance passage",
"case_context": "Awareness of new city ordinance requiring sprinkler systems and its implications",
"source_text": "City passes an ordinance requiring a sprinkler system in residences with less than eight feet between them",
"is_existing_class": true,
"confidence": 0.8
}
]
}
```