Public Health, Safety and Welfare-Former Employee's Participation in a Public Safety Standards Hearing
Case 142
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The NSPE Board of Ethical Review does not believe there is any clear ethical prohibition on Engineer A from participating in the public safety standards hearing as long as (1) Engineer A possesses the technical competence to serve as an engineering expert in the area in which Engineer A is testifying; (2) Engineer A testifies in an objective and truthful manner; and (3) Engineer A does not disclose any information regarding Company X’s product that will violate any confidentiality agreements with Company X. If, in fact, Engineer A has a good faith belief that Company X or other industry products raise public safety concerns for consumers, Engineer A should bring this to the attention of the appropriate governmental agency or authorities for further review, investigation, and analysis, consistent with the NSPE Code of Ethics.
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This case presents an example of one of the more salient ethical dilemmas faced by professional engineers in their professional practice. Engineers are sometimes presented with situations involving an impact on the public health and safety and must decide, after pointing out the situation, how far their obligation reaches in recommending corrective action.
The NSPE Board of Ethical Review has considered this ethical dilemma on several occasions, and the Board’s decision in each of these situations depends on the specific facts and circumstances involved. There is no black and white standard that can be applied to these types of cases.
For example, in BER Case No. 76-4, the XYZ Corporation was advised by a State Pollution Control Authority that it had 60 days to apply for a permit to discharge manufacturing wastes into a receiving body of water. XYZ Corporation was also advised of the minimum standard that must be met. To convince the authority that the receiving body of water would still meet established environmental standards after receiving the manufacturing wastes, the corporation employed Engineer Doe to perform consulting engineering services and submit a detailed report. After completing his studies but before completing a written report, Engineer Doe concluded that the plant’s discharge would lower the quality of the receiving body of water below established standards. He further concluded that corrective action would be very costly. Engineer Doe verbally advised the XYZ Corporation of his findings. Subsequently, the corporation terminated the contract with Engineer Doe with full payment for services performed and instructed Engineer Doe not to render a written report to the corporation. Thereafter, Engineer Doe learned that the authority had called a public hearing and that the XYZ Corporation had presented data to support its view that the present discharge met minimum standards. In concluding that Engineer Doe had an ethical obligation to report his fin...
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Engineer A works for Company X in connection with the design and manufacturing of a new consumer product. During and following the company’s standard safety testing process (which has been completed and has demonstrated that the new consumer product is within acceptable safety parameters), Engineer A observes what Engineer A believes are inconsistent product performance issues that in Engineer A’s opinion raise unique safety concerns. Engineer A recommends to Supervisor B that Company X conduct a new series of tests to determine whether the new consumer product will be operated safely by consumers. Current national product safety standards do not yet address the new product or its potential impact on consumer safety. Currently, there are no governmental or industry standards relating to this new consumer product other than general and standard product safety-testing policies and procedures. Because of the potential cost and the delay that may result due to additional testing, Company X rejects Engineer A’s recommendation that it perform additional safety testing. Later, Engineer A resigns from Company X. One year later, the relevant government agency announces a public safety standard hearing in connection with a series of new consumer products, including the new product developed by Company X and ones developed by its competitors. Engineer A is considering participating as a witness at the public safety standards hearing.
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Would it be ethical for Engineer A to participate as a witness at the public safety standard hearings?
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Find Similar CasesD-tuple Component Breakdown
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Total Entities9/9
Components Populated9/9
With EmbeddingsCombined Embedding
Roles
R
w=0.12
384D
NSPE Board of Ethical Review
Reviews the ethical dilemma in the present case, concludes there is no clear ethical prohibition on Engineer A...
Engineer A Company Engineer
Worked for Company X on the design and manufacturing of a new consumer product, observed what he believed were...
Engineer A Prospective Hearing Witness
Is considering participating as a witness at the public safety standards hearing announced by the relevant...
Supervisor B Supervisor
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Company X Employer
Employed Engineer A on the design and manufacturing of a new consumer product, completed standard safety testing...
Government Agency Standards Regulator
Announced a public safety standard hearing in connection with a series of new consumer products, including the new...
Competitors of Company X
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Consumers Affected Public
The members of the public who will operate the new consumer product and whose safe operation of it is the subject of...
8 entities
Principles
P
w=0.2
384D
Consumer Safety in Product Testing
Engineer A, believing that inconsistent product performance issues raise unique safety concerns despite the...
Competence in Expert Testimony
The Board conditions the permissibility of Engineer A's participation in the hearing on Engineer A possessing the...
Confidentiality Toward Company X
The Board conditions Engineer A's participation in the hearing on not disclosing any information regarding Company...
Public Welfare in Standards Hearing
The Board advises that if Engineer A has a good faith belief that Company X or other industry products raise public...
Objectivity in Hearing Testimony
The Board conditions the permissibility of Engineer A's participation on Engineer A testifying in an objective and...
Corrective Action Proportionality Here
The Board frames the dilemma as one where engineers must decide how far their obligation reaches in recommending...
6 entities
Obligations
O
w=0.15
384D
Engineer A Agency Reporting Duty
If Engineer A has a good faith belief that Company X or other industry products raise public safety concerns for...
Engineer A Consumer Safety Duty
Engineer A must hold paramount the safety of the consumers who will operate the new consumer product by acting on...
Engineer A Internal Escalation Duty
Engineer A must raise his safety concerns about the new consumer product through internal channels at Company X by...
Engineer A Hearing Competence Duty
If Engineer A participates in the public safety standards hearing, Engineer A must possess the technical competence...
Engineer A Hearing Objectivity Duty
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Engineer A Confidentiality Compliance Duty
If Engineer A participates in the public safety standards hearing, Engineer A must comply with his confidentiality...
6 entities
States
S
w=0.1
384D
Engineer A Confidentiality Bound Knowledge
Rejected Additional Testing Recommendation
Announced Safety Standard Hearing Window
Completed Safety Testing Compliance
Engineer A Unquantified Safety Concern
Absent Product Safety Standards
Additional Testing Cost And Delay
Engineer A Post Resignation Phase
Company X Refusal Found Reasonable
Engineer A Conditional Hearing Participation
Engineer A Conditional Good Faith Belief
11 entities
Resources
Rs
w=0.1
384D
NSPE Code of Ethics
NSPE Code of Ethics (topic: professional ethical duties of engineers regarding public safety, truthful testimony,...
1 entity
Actions
A
w=0.1
384D
Recommendation Rejection
Safety Concern Reporting
Additional Testing Recommendation
Witness Participation Consideration
Employment Resignation
5 entities
Events
E
w=0.08
384D
Product Performance Inconsistency
Public Hearing Announcement
Safety Testing Completion
3 entities
Capabilities
Ca
w=0.07
384D
Engineer A Expert Testimony
The Board conditions Engineer A's participation in the public safety standards hearing on his possessing the...
Engineer A Internal Safety Disclosure
Engineer A exercised this competence by communicating his safety concerns to Supervisor B and recommending that...
Engineer A Testimony Objectivity
The Board conditions Engineer A's participation in the hearing on his testifying in an objective and truthful...
Engineer A Confidentiality Judgment
The Board conditions Engineer A's hearing participation on his not disclosing any information about Company X's...
Engineer A Safety Risk Recognition
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Engineer A Product Design Competence
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Engineer A Testing Adequacy Judgment
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Engineer A Product Knowledge
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Engineer A Agency Reporting Disclosure
The Board's guidance that Engineer A should bring good faith public safety concerns to the appropriate governmental...
9 entities
Constraints
Cs
w=0.08
384D
Engineer A Additional Testing Refusal Bound
Engineer A may not proceed with the recommended new series of safety tests at Company X, because Company X, citing...
Company X Standard Safety Testing Bound
Company X may not treat the new consumer product as within acceptable safety parameters unless the product satisfies...
Engineer A Hearing Confidentiality Boundary
Engineer A must not disclose any information regarding Company X's product that would violate his confidentiality...
3 entities
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