Expert Witness—Disclosure of Interests Represented

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It was unethical for Engineer A to provide expert testimony in the manner described.It was unethical for Engineer A to serve as a expert witness under the circumstances.

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This case raises a number of significant issues and identifies a number of troubling ethical issues that can arise when a professional engineer performs services as a government employee and also is involved in private practice activities outside of his role as a government employee. This Board has examined situations involving a professional engineer working in both the public and the private sector during the same period of time. For example, in the early BER Case No. 67-1, John Doe, a professional engineer, was a county engineer and a member of the county planning board. He also engaged in part-time consulting practice. Doe prepared the plans for a subdivision development in his capacity as a consulting engineer, then as county engineer, recommended approval of his plans to the county planning board. As a member of the county planning board, he later voted to approve these plans. In finding that Doe’s actions were unethical, the Board found it abundantly clear that Doe's operations were in direct conflict with the NSPE Code of Ethics. In his capacity as an engineer in private practice, Doe had prepared plans for approval by a governmental body on which he served as a member. Said the Board, “(Doe) would be in violation of NSPE Code even if he had not been a member of the county planning board by virtue of his employment as the county engineer and the responsibility of the county engineer to submit the plans to the county planning board with recommendation.”  Thirty-five years later in BER Case No. 02-8, Engineer A served as a traffic engineer for the State Department of Transportation. Engineer A reviewed private engineering firm contracts and traffic signal plans, specifications, and estimates submitted from outside entities (developers, municipalities, etc.) for traffic signal work performed on the state highway system. Prior to Engineer A’s employment with the State DOT’s traffic engineering division, Engineer A performed airport design through a consulting ...

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Engineer A serves on the State X Environmental Quality Council. The State Y Environmental Quality Council conducts a hearing on proposed rules for coal bed methane discharge permits. Engineer A was retained to testify by a coal bed methane company. In State Y, Engineer A began his testimony by stating that he was a licensed professional engineer only in State X. Engineer A then stated that he is employed by the U.S. Department of Energy, working in the coal bed methane arena. Engineer A’s PowerPoint presentation listed his job title with the U.S. DOE.Although Engineer A also provides consulting services, primarily for coal bed methane companies, Engineer A never stated in his testimony that he works for coal bed methane companies. When asked at the end of his testimony if he was testifying on behalf of the U.S. DOE, Engineer A said, “I am testifying on my own behalf.”Later, a newspaper article on the hearing reports that a “U.S. DOE researcher” testified at the hearing, and information is later revealed that Engineer A’s attendance at the hearing was paid for by the coal bed methane company through his consulting business.

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Was it ethical for Engineer A to provide expert testimony in the manner described?Was it ethical for Engineer A to serve as a expert witness under the circumstances?
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D-tuple Component Breakdown

47

Total Entities

9/9

Components Populated

9/9

With Embeddings

Combined Embedding
Roles R
w=0.12 384D
Engineer A DOE Employee
Employed by the U.S. Department of Energy working in the coal bed methane arena. His PowerPoint presentation listed...
Engineer A Expert Witness
Retained by a coal bed methane company to testify at a State Y hearing on proposed coal bed methane discharge permit...
Engineer A Consultant
Provides consulting services primarily for coal bed methane companies. His attendance at the State Y hearing was...
Engineer A Council Member
Serves on the State X Environmental Quality Council, the State X counterpart of the State Y body before which he...
Coal Bed Methane Company Client
Retained Engineer A to testify at the State Y hearing on proposed coal bed methane discharge permit rules and paid...
State Y Environmental Quality Council
Conducts the hearing on proposed rules for coal bed methane discharge permits at which Engineer A testified, and...
Board of Ethical Review
Reviews Engineer A's dual government-employee and private-consultant activities against prior Board precedent, finds...
7 entities
Principles P
w=0.2 384D
Transparency in Credential Disclosure
Engineer A opened his testimony by disclosing that he was licensed only in State X and that he is employed by the...
Honesty in Hearing Testimony
When directly asked whether he was testifying on behalf of the U.S. DOE, Engineer A answered that he was testifying...
Faithful Agent Loyalty to DOE
The Board finds that Engineer A's work as a part-time consultant for private coal bed methane clients, while...
Conflict Disclosure at Hearing
Engineer A did not disclose in his testimony that he provides consulting services primarily for coal bed methane...
4 entities
Obligations O
w=0.15 384D
Engineer A Sponsorship Disclosure Duty
Engineer A must indicate on whose behalf he is stating his position at the State Y hearing, disclosing that he...
Engineer A Truthful Testimony Duty
Engineer A must be objective and truthful in his hearing testimony, including giving a complete and non-misleading...
Engineer A Faithful Agent Duty
Engineer A must act as an honest and faithful agent for his employer, the U.S. Department of Energy, and must...
3 entities
States S
w=0.1 384D
DOE Employment Plus Private Consulting
Engineer A Questioned Ethical Understanding
Paid Testimony Conflict
Withheld Consulting Relationship
State X Only Licensure Disclosure
DOE Researcher Newspaper Misattribution
Engineer A Testimonial Capacity Ambiguity
DOE Presentation Intent Ambiguity
8 entities
Resources Rs
w=0.1 384D
Proposed Coal Bed Methane Discharge Rules
coal bed methane discharge permits
BER Case No. 67-1
BER Case No. 67-1 (topic: engineer serving simultaneously as county engineer, planning board member, and private consultant)
BER Case No. 02-8
BER Case No. 02-8 (topic: state DOT engineer seeking part-time private consulting contracts with municipalities)
NSPE Code of Ethics
NSPE Code of Ethics (topic: professional conduct requirements for engineers, including faithful agency and conflicts...
Engineer A PowerPoint Presentation
coal bed methane
5 entities
Actions A
w=0.1 384D
Dual Practice Maintenance
Testimony Attribution Statement
Expert Witness Retention Acceptance
Partial Credential Disclosure
Consulting Relationship Nondisclosure
Government Title Display
6 entities
Events E
w=0.08 384D
Hearing Convening
Newspaper Misattribution
Payment Arrangement Revelation
Attendance Payment
4 entities
Capabilities Ca
w=0.07 384D
Board Precedent Reasoning
The Board of Ethical Review retrieves and analyzes prior BER Case Nos. 67-1 and 02-8 involving engineers in dual...
Engineer A Expert Testimony
Engineer A was retained by a coal bed methane company and testified at the State Y Environmental Quality Council...
Engineer A Affiliation Disclosure
Engineer A exercised his disclosure competence by opening his testimony with his State X licensure limitation and...
Engineer A Consulting Services
Engineer A furnishes consulting services through his own consulting business, primarily for coal bed methane...
Engineer A Coal Bed Methane Expertise
Engineer A possesses specialized knowledge of the coal bed methane arena gained through his U.S. Department of...
Engineer A Credential Representation
Engineer A accurately represented his licensure status, stating he was a licensed professional engineer only in...
6 entities
Constraints Cs
w=0.08 384D
Engineer A Testimony Deception Prohibition
Engineer A must not make representations in his hearing testimony that deceive, including omitting the material fact...
Engineer A Paid Testimony Attribution
Engineer A must not issue statements or testimony on the proposed coal bed methane discharge rules that are paid for...
Engineer A Same Area Consulting Prohibition
Engineer A must not work as a part-time consultant in the coal bed methane area for private clients while employed...
Engineer A DOE Presentation Use Prohibition
Engineer A must not use the PowerPoint presentation bearing the U.S. DOE representation when he is not testifying in...
4 entities
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