Employment—Duty To Disclose Revocation Of Contractor License
Case 148
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2026-02-13 16:13
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Engineer F had an ethical obligation to report on the employment application the revocation of his contractor’s license.
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The obligation to provide full and complete disclosure to employers or clients is a critical one for professional engineers. The scope of this obligation is sometimes subject to examination depending upon the issues involved and other factors.
Two previous Board of Ethical Review cases provide some background for considering this case. The first is BER Case 97-11, where Engineer A was retained by Client B to perform design services and provide a Critical Path Method (CPM) schedule for a manufacturing facility. Engineer A prepared the plans, specifications, and the CPM schedule. During the rendering of services to Client B on this project, the state board of professional engineers contacted Engineer A regarding an ethics complaint filed against Engineer A by Client C relating to services provided on a project for Client C that were similar to the services being performed for Client B. Client C alleged that Engineer A lacked the competence to perform the services in question. Engineer A did not believe it was necessary to notify Client B of the pending complaint. Later, through another party, Client B learned of the ethics complaint filed against Engineer A and told Engineer A that he was upset by the allegations and that Engineer A should have brought the matter to Client B's attention.
In finding that it was ethical for Engineer A not to report to Client B the ethics complaint filed against Engineer A by Client C, the Board noted that while an engineer clearly has an ethical obligation to act as a faithful agent and trustee for the benefit of a client, avoid deceptive acts, be objective and truthful, avoid conflicts, etc., such obligations would not compel an engineer to automatically disclose that a complaint had been filed against the engineer with the state engineering licensure board. As the Board noted, a complaint is a mere allegation and does not amount to a finding of fact or conclusion of law. Said the Board, “No engineer should be compelled to disclose p...
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Engineer F is a professional engineer and applies for a professional engineering position with an engineering firm. Previously, Engineer F was the owner of a fire sprinkler contracting firm which was required to have a contractor’s license. On the engineering firm employment application, there is a question asking whether the engineer “has ever been disciplined in the practice of professional engineering or had his license suspended or revoked?” Engineer F responds in the negative on the employment application. Later, the engineering firm learns that while Engineer F’s engineering license was never revoked or suspended, Engineer F’s contractor’s license was revoked because he allowed an unlicensed individual who was unrelated to his contracting firm to use the contractor license number on another project.
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Did Engineer F have an ethical obligation to report on the employment application the revocation of his contractor’s license?
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D-tuple Component Breakdown
149
Total Entities9/9
Components Populated9/9
With EmbeddingsCombined Embedding
Roles
R
w=0.12
384D
Engineer F Contractor License Revocation Omitting Engineer
Engineer F, a licensed PE and former fire sprinkler contracting firm owner, applied for an engineering position and...
Engineering Firm Hiring Authority
The engineering firm that posted a professional engineering position, administered an employment application...
Engineer A Ethics Complaint Non-Disclosing Engineer
Engineer A was retained by Client B for design services and a CPM schedule. During this engagement, a separate...
Client B Engineering Client Reviewer
Client B retained Engineer A for design services and a CPM schedule for a manufacturing facility. Client B later...
Client C Former Client Now Retaining Competitor Stakeholder
Client C had previously engaged Engineer A for similar services and filed an ethics complaint with the state board...
Engineer F's Employer Engineering Firm Hiring Authority
Engineer F's employer asked Engineer F specifically about whether Engineer F had a license suspended or been...
6 entities
Principles
P
w=0.2
384D
Allegation-Adjudication Distinction Invoked in Engineer F vs Engineer A Comparison
The Board distinguished Engineer A's case (mere allegation, no disclosure required) from Engineer F's case (actual...
Prudential Disclosure Relational Self-Protection Applied to Engineer F Employer Relationship
The Board noted that Engineer F's failure to disclose the contractor license revocation at the outset of the...
Prudential Disclosure Applied to Engineer A Client B Background Information Recommendation
Even though the Board found Engineer A had no ethical obligation to disclose the pending complaint to Client B, the...
Cross-License Disciplinary Disclosure Scope Invoked by Engineer F Application
The employment application question was limited to discipline 'in the practice of professional engineering' and PE...
Honesty in Professional Representations Invoked by Engineer F Employment Application
Engineer F's negative answer on the employment application, while literally accurate as to PE license discipline,...
Technically True But Misleading Statement Prohibition Applied to Engineer F Employment Application
Engineer F's negative answer to the disciplinary question was technically defensible on a literal reading (the...
Employer Hiring Due Diligence Invoked by Engineering Firm
The engineering firm's employment application question was narrowly scoped to PE discipline and PE license actions,...
Omission Materiality of Contractor License Revocation by Engineer F
Engineer F did not volunteer the contractor license revocation because the application question did not literally...
Licensure Integrity Implicated by Engineer F License Lending
Engineer F's act of allowing an unrelated unlicensed individual to use his contractor license number on another...
Cross-License Disciplinary History Disclosure Scope Principle
Professional honesty principle establishing that when an employment application asks specifically about discipline...
Contractor License Number Lending Prohibition
Domain-specific professional integrity principle establishing that a licensed contractor - including a professional...
Employment Application Question Scope Fidelity Obligation
Relational principle requiring that engineering firms, when administering employment applications containing...
Technically True But Misleading Answer by Engineer F
Engineer F answered 'no' to a question about PE discipline/license revocation, which was literally accurate (the PE...
Contractor License Number Lending by Engineer F
Engineer F allowed an unlicensed individual unrelated to his contracting firm to use his contractor license number...
Employment Application Question Scope Fidelity Invoked by Hiring Firm
The engineering firm's employment application question was limited to 'professional engineering' discipline and PE...
Domain-Relevance Amplification of Disclosure Obligation
Professional virtue principle establishing that when an engineer's prior misconduct or disciplinary history is...
Whole-Person Character Integrity Standard in Engineering Employment
Fundamental ethical principle establishing that when an engineer seeks employment, the employer's questions about...
Personal Misconduct Ethics Code Jurisdiction Applied to Engineer F Contractor Revocation
The Board applied BER Case 75-5 to hold that Engineer F's contractor license revocation - though not arising from...
Ethics Code Higher Standard Than Legal Minimum Applied to Engineer F Employment Disclosure
The Board held that Engineer F's legalistic rationale for not disclosing the contractor license revocation - relying...
Domain-Relevance Amplification Applied to Engineer F Fire Protection Contractor Revocation
The Board specifically noted that Engineer F's contractor license revocation arose from fire protection services -...
Whole-Person Character Integrity Standard Applied to Engineer F Employment Application
The Board held that Engineer F should have interpreted the employer's disciplinary question as an inquiry into...
Public Welfare Paramount Invoked as Cross-Domain Character Standard for Engineer F
The Board invoked the first Fundamental Canon - holding paramount public safety, health, and welfare - as a...
22 entities
Obligations
O
w=0.15
384D
Engineer F Ethics Beyond Minimum Employment Disclosure Failure
Engineer F was obligated to go beyond the minimum literal compliance with the employment application question and...
Engineer F Artfully Misleading Employment Application Answer
Engineer F was obligated to refrain from answering 'no' to the disciplinary history question in a manner that was...
Engineer F Ethics Code Supersession of Legalistic Minimum Employment Disclosure
Engineer F was obligated to recognize that satisfying the literal minimum of the employment application question did...
Engineer F Contractor License Number Lending Prohibition Violation
Engineer F was obligated to refrain from allowing an unlicensed individual unrelated to his contracting firm to use...
Contractor License Number Lending Prohibition Obligation
Duty of a licensed professional engineer who holds or has held a contractor's license to refrain from allowing any...
Engineer F Contractor License Revocation Non-Disclosure Employment Application
Engineer F was obligated to disclose the revocation of his contractor's license on the engineering firm's employment...
Engineer F Technically True Misleading Answer Employment Application
Engineer F was obligated to refrain from answering 'no' to the disciplinary history question in a manner that was...
Engineer F Qualifications Non-Misrepresentation Employment Application
Engineer F was obligated to refrain from misrepresenting his professional qualifications and disciplinary history on...
Employment Application Contractor License Revocation Proactive Disclosure Obligation
Duty of a professional engineer completing an employment application that asks about prior disciplinary history -...
Hiring Firm Broad-Scope Disciplinary Inquiry Due Diligence Obligation
Duty of an engineering firm administering employment applications to draft disciplinary history questions with...
Engineer F Non-Engineering Professional License Revocation Character Disclosure
Engineer F was obligated to interpret the employment application's disciplinary history question broadly -...
Engineer F Adjudicated Misconduct Employment Application Disclosure
Engineer F was obligated to disclose the adjudicated revocation of his contractor's license on the employment...
Engineering Firm Hiring Authority Broad Disciplinary Inquiry Due Diligence
The engineering firm was obligated to draft its employment application disciplinary history question with sufficient...
Engineer F Employment Application Contractor License Revocation Proactive Disclosure
Engineer F was obligated to proactively disclose the revocation of his contractor's license on the employment...
Employer Question Intent Broad Interpretation Disclosure Obligation
Duty of a professional engineer completing an employment application to interpret disciplinary history questions...
Ethics Beyond Minimum Employment Relationship Conduct Obligation
Duty of a professional engineer in an employer-employee or engineer-client relationship to conduct themselves...
Domain-Relevance Amplified Adjudicated Misconduct Disclosure Obligation
Duty of a professional engineer to recognize that when prior adjudicated misconduct - including misconduct arising...
Employer-Employee Trust Foundation Proactive Disclosure Obligation
Duty of a professional engineer to disclose material adjudicated misconduct or professional disciplinary history to...
Engineer F Employer Question Intent Broad Interpretation Failure
Engineer F was obligated to interpret the employer's disciplinary history question according to its evident purpose...
Engineer F Domain-Relevance Amplified Fire Protection Disclosure Failure
Engineer F was obligated to recognize that his contractor license revocation - arising from fire protection services...
Engineer F Employer-Employee Trust Foundation Proactive Disclosure Failure
Engineer F was obligated to disclose the contractor license revocation at the outset of the employment relationship...
Engineer F Adjudicated Misconduct Employment Application Disclosure Failure
Engineer F was obligated to disclose the adjudicated revocation of his contractor's license on the employment...
Engineer F Non-Engineering License Disciplinary History Employment Disclosure Failure
Engineer F was obligated to disclose the revocation of his contractor's license - a non-engineering professional...
Engineer F Personal Misconduct Ethics Code Jurisdiction Recognition Failure
Engineer F was obligated to recognize that the NSPE Code of Ethics extends its jurisdiction to personal misconduct -...
Engineer A Pending Complaint Limited Background Information Prudential Weighing BER 97-11
Engineer A was obligated to weigh whether to provide Client B with limited, dispassionate background information...
25 entities
States
S
w=0.1
384D
Engineer F Contractor License Revocation
Engineer F's contractor's license status
Engineer F Adjudicated Wrongdoing Disclosure Obligation
Engineer F's obligation to disclose the contractor license revocation as an adjudicated finding of wrongdoing
Engineer F Employment Application Narrow Question Omission
Engineer F's response to the employment application disciplinary question
Engineer F Cross-Domain License Revocation Non-Disclosure
Engineer F's non-disclosure of contractor license revocation on PE employment application
Engineer F Privacy vs Material Omission Tension
Engineer F's tension between relying on narrow question wording and disclosing material conduct history
Engineer F Narrow Application Question Exploitable Omission
Engineer F's exploitation of narrowly-worded PE license discipline question to omit contractor revocation
Engineer F Non-PE License Revocation Integrity Relevance
Engineer F's contractor license revocation for allowing unlicensed use of license number
Engineer A Pending Ethics Complaint Non-Disclosure (BER 97-11 Precedent)
Engineer A's non-disclosure to Client B of pending ethics complaint filed by Client C (BER Case 97-11)
BER 97-11 vs Present Case Allegation-Adjudication Threshold Differential
Ethics board's comparative analysis distinguishing BER Case 97-11 (allegation) from Engineer F's case (adjudication)
BER 75-5 Whole-Person Integrity Standard Activation
Application of BER Case 75-5 whole-person integrity standard to Engineer F's non-engineering contractor misconduct
Engineer F Fire Protection Safety Domain Heightened Materiality
Engineer F's contractor work in fire protection creating heightened materiality for disclosure of integrity violation
Engineer F Employer Trust Undermined by Initial Non-Disclosure
Engineer F's employment relationship with employer, retroactively compromised by initial non-disclosure of...
Engineer F Privacy vs. Material Omission Tension
Engineer F's tension between privacy interest in non-disclosure of contractor revocation and ethical duty to...
Cross-Domain License Revocation Non-Disclosure State
State in which a professional engineer has had a license in a domain adjacent to or separate from professional...
Narrow Application Question Exploitable Omission State
State in which an employment or professional application contains a question that is narrowly scoped to a specific...
Non-PE License Revocation for Integrity-Relevant Conduct State
State in which a professional engineer has had a non-engineering professional license (such as a contractor's...
Employer Trust Undermined by Initial Non-Disclosure State
State in which a professional engineer, at the outset of an employer-employee relationship, failed to disclose...
Allegation vs. Adjudication Disclosure Threshold Differential State
State in which an ethics analysis must distinguish between two materially different disclosure contexts: (1) a...
Whole-Person Integrity Standard Activation State
State in which the ethical evaluation of a professional engineer's conduct must extend beyond the specific practice...
Safety-Domain Integrity Violation Heightened Materiality State
State in which a professional engineer's integrity-relevant misconduct (such as a contractor license revocation) is...
20 entities
Resources
Rs
w=0.1
384D
Contractor-License-Revocation-Disclosure-Standard
Governs whether Engineer F had an ethical obligation to disclose the revocation of his contractor's license on the...
Misrepresentation-in-Business-Dealings-Standard
Governs whether Engineer F's technically accurate but potentially misleading negative response to the employment...
NSPE-Code-of-Ethics-Honesty-Integrity
Primary normative authority governing Engineer F's obligation to provide truthful and complete disclosures on an...
Qualification-Representation-Standard
Governs Engineer F's obligation to honestly and accurately represent his professional background, disciplinary...
BER Case 97-11
Referenced as precedent establishing that a pending ethics complaint (mere allegation) does not automatically compel...
BER Case 75-5
Referenced as precedent establishing that personal misconduct unrelated to the direct practice of engineering may...
NSPE Code of Ethics - Fundamental Canon 1 (Public Safety, Health, and Welfare)
Cited as the first Fundamental Canon requiring engineers to hold paramount the safety, health, and welfare of the...
NSPE Code of Ethics - Deceptive Acts Provision
Cited in BER Case 75-5 and the present discussion as the basis for the obligation that engineers shall avoid...
Ethics Complaint Disclosure Standard
Applied as the governing standard for evaluating whether a pending ethics complaint must be disclosed to a current...
Contractor License Revocation Disclosure Standard
Applied as the governing standard requiring Engineer F to disclose the revocation of his contractor's license to his...
Personal-Misconduct-Ethics-Standard
Governs whether Engineer F's conduct - allowing an unlicensed individual unrelated to his firm to use his contractor...
Unlicensed-Practice-Reporting-Standard
Provides background context for the underlying misconduct that led to Engineer F's contractor license revocation -...
Personal Misconduct Ethics Standard
Applied to establish that Engineer F's contractor license revocation-though occurring outside formal engineering...
13 entities
Actions
A
w=0.1
384D
Non-Disclosure to Active Client (BER 97-11 Precedent)
Unlicensed Individual License Sharing
Negative Disclosure Answer on Application
Post-Hire Non-Disclosure of Revocation
4 entities
Events
E
w=0.08
384D
Contractor License Revocation
PE License Non-Suspension Outcome
Firm Discovers Revocation
Engineer F Hired By Firm
Disciplinary Record Created
5 entities
Capabilities
Ca
w=0.07
384D
Ethics-Exceeds-Minimum Employment Conduct Self-Regulation Capability
Capability of a professional engineer to recognize that professional ethics in employment and client relationships...
Engineer F Allegation vs Adjudication Disclosure Threshold Failure
Engineer F lacked or failed to exercise the capability to distinguish between a pending allegation (which does not...
Engineer F Non-Engineering License Disclosure Scope Failure
Engineer F lacked or failed to exercise the capability to recognize that the scope of required disclosure on the...
Engineer F Prudential Pre-Disclosure Foresight Failure
Engineer F lacked or failed to exercise the capability to foresee that proactively disclosing the contractor license...
Engineer F Employer Question Intent Purposive Interpretation Failure
Engineer F lacked or failed to exercise the capability to interpret the employer's disciplinary history question...
Engineer F Employer-Employee Trust Foundation Disclosure Failure
Engineer F lacked or failed to exercise the capability to recognize that the employer-employee relationship is...
Engineer F Ethics-Exceeds-Minimum Employment Conduct Failure
Engineer F lacked or failed to exercise the capability to recognize that professional ethics required going beyond...
Engineer F Non-Engineering License Disclosure Scope Recognition
Engineer F lacked or failed to exercise the capability to recognize that the employment application's disciplinary...
Engineer F Contractor License Number Lending Prohibition Self-Awareness
Engineer F lacked or failed to exercise the capability to recognize that allowing an unaffiliated unlicensed...
Engineering Firm Hiring Authority Disciplinary Inquiry Scope Drafting
The engineering firm's hiring authority needed the capability to draft a disciplinary history question broad enough...
Engineering Firm Hiring Authority Licensure Due Diligence
The engineering firm needed the capability to conduct reasonable pre-hire due diligence that would surface...
Engineer F Technically True Misleading Answer Failure
Engineer F lacked or failed to exercise the capability to recognize that answering 'no' to the disciplinary history...
Engineering Firm Hiring Authority Employment Application Scope Drafting
The engineering firm's hiring authority possessed - but may not have fully exercised - the capability to draft...
Engineer F Personal Misconduct Ethics Code Jurisdiction Failure
Engineer F lacked or failed to exercise the capability to recognize that the NSPE Code of Ethics extends its...
Engineer F Precedent Triangulation Disclosure Calibration Failure
Engineer F lacked or failed to exercise the capability to synthesize BER precedents - particularly BER 97-11...
Engineer A Pending Complaint Disclosure Calibration BER 97-11
Engineer A exercised the capability to recognize that a pending ethics complaint - a mere allegation - did not...
Engineer F Domain-Relevance Amplified Disclosure Duty Failure
Engineer F lacked or failed to exercise the capability to recognize that his contractor license revocation - arising...
Engineer A Prudential Background Information Weighing BER 97-11
Engineer A was advised to exercise the capability to weigh the prudential benefits of providing Client B with...
Employment Application Disciplinary Inquiry Scope Drafting Capability
Capability of an engineering firm's hiring authority to draft employment application disciplinary history questions...
Contractor License Number Lending Prohibition Self-Awareness Capability
Capability of a licensed professional engineer who holds or has held a contractor's license to recognize that...
Engineer F Technically True Misleading Employment Application Answer
Engineer F lacked or failed to exercise the capability to recognize that his 'no' answer - technically accurate as...
Engineer F Adjudicated Misconduct Disclosure Threshold Recognition
Engineer F lacked or failed to exercise the capability to recognize that an adjudicated contractor's license...
Engineer F Personal Condition vs Professional Conduct Distinction
Engineer F needed the capability to correctly classify the contractor's license revocation as professional conduct...
Domain-Relevance Amplified Disclosure Duty Recognition Capability
Capability of a professional engineer to recognize that when prior adjudicated misconduct - including misconduct...
Employer Question Intent Purposive Interpretation Capability
Capability of a professional engineer completing an employment application or responding to employer inquiries to...
Employer-Employee Trust Foundation Proactive Disclosure Capability
Capability of a professional engineer to recognize that the employer-employee relationship is founded on trust and...
26 entities
Constraints
Cs
w=0.08
384D
Employer Question Evident Purpose Broad Interpretation Constraint
Ethical constraint requiring that a professional engineer completing an employment application interpret...
Personal Misconduct Ethics Code Jurisdiction Constraint
Ethical constraint establishing that the NSPE Code of Ethics extends its jurisdiction beyond conduct directly...
Engineer F Privacy Right Material Omission Boundary Application
Engineer F was constrained from invoking a privacy interest in his contractor license revocation to justify omitting...
Engineer F Contractor License Number Lending Prohibition Violation Constraint
Engineer F was constrained from allowing an unlicensed individual unrelated to his fire sprinkler contracting firm...
Engineer F Non-Deception Employment Application Constraint
Engineer F was constrained by the fundamental non-deception principle from answering the employment application...
Engineer F Adjudicated Wrongdoing Contractor License Revocation Employment Application Non-Disclosure
Engineer F was constrained to disclose the adjudicated revocation of his contractor's license on the engineering...
Ethics Minimum Non-Sufficiency Employment Disclosure Constraint
Ethical constraint establishing that professional engineering ethics requires going beyond the minimum literal...
Employer-Employee Trust Foundation Disclosure Timing Constraint
Ethical constraint requiring that a professional engineer disclose material adjudicated misconduct or professional...
Engineer F BER 97-11 Allegation vs Adjudication Disclosure Threshold Distinction
Engineer F could not invoke the BER 97-11 non-compelled-disclosure precedent for pending allegations as a basis for...
Engineer A BER 97-11 Prudential Background Information Weighing
Although Engineer A was not compelled to disclose the pending ethics complaint, Engineer A was constrained to weigh...
Engineer F Technically True Misleading Employment Application Answer
Engineer F was constrained from answering 'no' to the employment application disciplinary history question in a...
Engineer F Personal Misconduct Ethics Code Jurisdiction BER 75-5
Engineer F was constrained by the NSPE Code of Ethics with respect to his contractor misconduct - allowing...
Engineer F Employer Question Evident Purpose Broad Interpretation Failure
Engineer F was constrained to interpret the employment application's disciplinary history question according to the...
Engineer F Ethics Minimum Non-Sufficiency Employment Disclosure
Engineer F was constrained from treating literal minimum compliance with the employment application question as...
Engineer F Employer-Employee Trust Foundation Disclosure Timing Failure
Engineer F was constrained to disclose the contractor license revocation at the outset of the employment...
Engineer F Fire Protection Domain Safety Heightened Disclosure Materiality
Engineer F's obligation to disclose the contractor license revocation was heightened by the fact that the underlying...
Engineer F Faithful Agent Duty Non-Override by Legalistic Evasion
Engineer F could not invoke a legalistic interpretation of the employment application question to override his...
Cross-Domain License Revocation Employment Application Disclosure Constraint
Ethical constraint requiring that a professional engineer completing an employment application disclose the...
Narrow Application Wording Non-Exculpation for Material Adjudicated Misconduct Constraint
Ethical constraint establishing that a professional engineer cannot invoke the narrow or technically limited wording...
Contractor License Number Lending Prohibition Constraint
Ethical and regulatory constraint prohibiting a licensed contractor or professional engineer who holds a...
Safety-Domain Cross-License Integrity Heightened Disclosure Constraint
Ethical constraint establishing that when a professional engineer's non-engineering license revocation arose from...
Hiring Firm Broad Disciplinary Inquiry Drafting Constraint
Procedural and ethical constraint requiring that an engineering firm drafting employment application disciplinary...
Engineer F Cross-Domain License Revocation Non-Disclosure Employment Application Constraint
Engineer F was constrained from answering 'no' to the employment application disciplinary history question without...
Engineer F Narrow Application Wording Non-Exculpation Constraint
Engineer F was constrained from treating the narrow wording of the employment application question - which...
Engineer F Allegation vs Adjudication Disclosure Threshold Application
Engineer F was constrained by the principle that while a mere pending allegation does not compel disclosure, an...
Engineer F Safety Domain Cross-License Heightened Disclosure Constraint
Engineer F was subject to a heightened disclosure obligation because his contractor license revocation arose from...
Engineering Firm Hiring Broad Disciplinary Inquiry Drafting Constraint
The engineering firm was constrained to draft its employment application disciplinary history question with...
Engineer F Non-Aiding Unlicensed Practice Constraint
Engineer F was constrained from allowing an unlicensed individual unrelated to his firm to use his contractor...
28 entities
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