Sustainable Development and Resilient Infrastructure
Case 4
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Engineer K should present both approaches to the City if Engineer K believes both are viable solutions.Because Engineer K has entered into a contract to design the new flood water control system, Engineer K has an ethical obligation to act as a faithful agent or trustee. Engineer K is ethically obligated to fulfill their contractual obligations to the City and continue to design the Traditional Approach as approved by the City.
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The Board of Ethical Review (BER) begin this discussion by reviewing the Fundamental Canons of the NSPE Code of Ethics (Code). Engineer K is hired by the City with a specific task in mind—design a new flood control system to protect a rapidly growing urban area; the goal of the completed system will be to protect the public health, safety, and welfare. Engineer K, as a professional engineer, has an obligation to the City to act as a faithful agent or trustee. We will explore the distinction between an agent and trustee with a somewhat simplified description: If the City hires Engineer K and tells them what to do, then Engineer K is acting as the City’s agent—Engineer K should do what the city instructs them to do. If the City hires Engineer K and gives them discretion in how to complete a task, Engineer K is acting as a trustee — the City trusts that Engineer K will do the job as if they were doing it themselves. During the design phase, the City trusts Engineer K to develop a design. What should be included in the design is where the analysis of the Code is required. Certainly, the system should be functional; any non-functional design brings into play the obligation to advise a client or employer if a project will not be successful under Code section III.1.b. When reporting about their design, Engineer K shall be objective and truthful in their professional reports, statements, or testimony. Per Code section II.3.a, they “shall include all relevant and pertinent information in such reports . . . .” Under Code section III.1.f, professional engineers shall treat all persons with dignity, respect, fairness, and without discrimination, and under Code section III.2.d, they are encouraged to adhere to the principles of sustainable development. The BER have referenced multiple Code citations, and there are others that could be added to the list. Generally, Engineer K should use all of their knowledge and ability to study the problem, develop solutions, and recommend to t...
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Engineer K, a licensed professional engineer, is hired by the City to design a new flood control system to protect a rapidly growing urban area that has experienced increasingly severe flooding. The City has policies in place to develop new infrastructure projects with resiliency due to climate change in mind. The project’s goal is to create a resilient infrastructure that balances immediate protection needs with long-term sustainability.During the initial design phase, Engineer K identifies two potential approaches, both of which could be successfully designed and implemented:Traditional Approach: Build a concrete floodwall system to provide immediate protection at a relatively low cost. While effective in the short term, the floodwall system has a high carbon footprint, is prone to deterioration, and may require significant repairs or upgrades within 15 years. Further, the system does not provide for expandability should future flooding risk expand or increase and would require complete demolition and rebuilding if the capacity proved insufficient in the future.Sustainable Approach: Develop a green infrastructure system incorporating wetland restoration and other biodynamic controls. This approach would mitigate flooding while enhancing local biodiversity and reducing carbon emissions. Further, the natural aspects of this approach could readily be expanded if additional capacity is necessary should future flooding risk expand or increase. However, the initial cost is significantly higher than the traditional approach and the system requires several years to fully mature before offering optimal protection.As part of the project development process, the City directed Engineer K to hold stakeholder meetings to gather feedback on the project. During stakeholder meetings, some commentors expressed a preference for the Traditional Approach due to its lower upfront cost and faster implementation timeline. However, other community and environmental organizations advocated...
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Engineer K personally believes the Sustainable Approach is better. Should Engineer K have only presented information about the Sustainable Approach?Does Engineer K have any ethical obligations after the City approves the Traditional Approach?
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I.1.
Hold paramount the safety, health, and welfare of the public.
Subject Reference
Duty to the Public
I.4.
Act for each employer or client as faithful agents or trustees.
Subject Reference
Employer
Faithful Agents and Trustees
II.3.a.
Engineers shall be objective and truthful in professional reports, statements, or testimony. They shall include all relevant and pertinent information in such reports, statements, or testimony, which should bear the date indicating when it was current.
Subject Reference
Misrepresentation/Omission of Facts
Professional Reports, Statements, Testimony
II.5.b.
Engineers shall not offer, give, solicit, or receive, either directly or indirectly, any contribution to influence the award of a contract by public authority, or which may be reasonably construed by the public as having the effect or intent of influencing the awarding of a contract. They shall not offer any gift or other valuable consideration in order to secure work. They shall not pay a commission, percentage, or brokerage fee in order to secure work, except to a bona fide employee or bona fide established commercial or marketing agencies retained by them.
Subject Reference
Political Contributions, Gifts, Commissions
III.1.b.
Engineers shall advise their clients or employers when they believe a project will not be successful.
Subject Reference
Duty to Disclose
III.1.f.
Engineers shall treat all persons with dignity, respect, fairness and without discrimination.
Subject Reference
Harassment and Anti-Discrimination
III.2.a.
Engineers are encouraged to participate in civic affairs; career guidance for youths; and work for the advancement of the safety, health, and well-being of their community.
Subject Reference
Community Service/Civic Affairs
Duty to the Public
...
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Find Similar CasesD-tuple Component Breakdown
55
Total Entities9/9
Components Populated9/9
With EmbeddingsCombined Embedding
Roles
R
w=0.12
384D
Engineer K Design Engineer
Hired by the City to design a flood control system, identified a Traditional and a Sustainable approach, held...
City Client
Hired Engineer K to design the flood control system, has climate resiliency policies for new infrastructure,...
Engineer K Faithful Agent
The discussion holds that Engineer K owes the City a faithful agent or trustee duty, should present both design...
Community Environmental Organizations
Advocated for the Sustainable Approach during stakeholder meetings, citing its long-term environmental and social benefits.
City Officials Public Decision Makers
The City decision makers receive Engineer K's presentation of the design alternatives and make the final choice...
Traditional Approach Commentors
Expressed a preference for the Traditional Approach at stakeholder meetings due to its lower upfront cost and faster...
Underserved Community Affected Public
A nearby community that the Traditional Approach could disproportionately impact by diverting floodwaters to their...
7 entities
Principles
P
w=0.2
384D
Knowledge and Ability Applied to Problem
Engineer K should apply all of their knowledge and ability to study the flooding problem, develop solutions, and...
Complete Disclosure of Design Alternatives
Engineer K presents all available information about both approaches, including the risks and benefits of each, to...
Public Welfare of Underserved Community
Engineer K discovers and discloses to the City's leadership that the Traditional Approach could disproportionately...
Objective Truthful Reporting on Design
Engineer K must be objective and truthful when reporting to the City about the flood control design.
Sustainability in Flood Control Design
Engineer K's personal belief that the Sustainable Approach aligns better with City policies and the engineer's...
Complete Reporting of Design Alternatives
Engineer K should present both the traditional approach and the sustainable approach completely, including the...
Sustainable Development Adherence Encouragement
The Board notes that under Code section III.2.d professional engineers are encouraged, not required, to adhere to...
Faithful Agent Loyalty to City
Engineer K owes the City a faithful agent or trustee duty during the design and should follow the City officials'...
Dignity and Fairness to Underserved Community
The Board invokes the duty to treat all persons with dignity, respect, fairness, and without discrimination, and...
9 entities
Obligations
O
w=0.15
384D
Engineer K Community Risk Disclosure Duty
Engineer K must disclose to the City's leadership the discovered risk that the Traditional Approach could...
Engineer K Decision Deference Duty
Once the City decision makers choose between the design alternatives, Engineer K should act as a faithful agent and...
Engineer K Alternatives Disclosure Duty
Engineer K must present all available information about both the Traditional Approach and the Sustainable Approach,...
Engineer K Creative Mitigation Analysis Duty
Engineer K and their team must apply creative thinking when considering the impact of floodwaters on the underserved...
Engineer K Faithful Agent Duty
Engineer K must act as a faithful agent of the City, carrying out the City's directions within the engagement,...
Engineer K Sustainability Promotion Duty
Engineer K bears, as the case articulates through the engineer's own belief, a professional obligation to promote...
Engineer K Project Success Advisory Duty
Engineer K must advise the City if the flood control project will not be successful, a duty that comes into play if...
Engineer K Objectivity Duty
Engineer K shall be objective and truthful in professional reports, statements, or testimony when reporting about...
Engineer K Complete Reporting Duty
Engineer K shall include all relevant and pertinent information in reports to the City, presenting both the...
Engineer K Dignity and Fairness Duty
Engineer K shall treat all persons with dignity, respect, fairness, and without discrimination, including when...
10 entities
States
S
w=0.1
384D
Severe Urban Flooding Hazard
Rapidly growing urban area
Underserved Community Diversion Risk
Nearby underserved community
Engineer K Competing Priorities
Engineer K
City Design Decision Pending
City decision on the flood control design alternatives
Full Disclosure To City
Information about both design approaches, including their risks and benefits
City Resiliency Policy In Force
City infrastructure projects, including the flood control system
Engineer K Risk Knowledge
Engineer K
City Officials Public Accountability
City officials
8 entities
Resources
Rs
w=0.1
384D
NSPE Code of Ethics
1 entity
Actions
A
w=0.1
384D
Municipal Approval Decision
Full Information Disclosure
Project Engagement Acceptance
Design Alternatives Development
Stakeholder Meeting Facilitation
Implementation Continuation
6 entities
Events
E
w=0.08
384D
Severe Flooding Escalation
Stakeholder Opinion Split
Disparate Impact Discovery
Mitigation Risk Persistence
4 entities
Capabilities
Ca
w=0.07
384D
Engineer K Alternatives Disclosure
Engineer K Risk Assessment
Engineer K Policy Alignment Assessment
Engineer K Competing Priorities Recognition
Engineer K Fact Gathering
Engineer K Objectivity Maintenance
Engineer K Design Alternative Development
7 entities
Constraints
Cs
w=0.08
384D
Engineer K Resiliency Policy Boundary
Engineer K must not develop the flood control system design in disregard of the City's in-force policies requiring...
Engineer K Self-Interest Restraint
Engineer K should not be motivated by self-interest in a sustainable solution if the City decides against it, and...
Engineer K Contract Influence Prohibition
Engineer K must not make an effort to influence the award of a contract by a public authority, as doing so would be...
3 entities
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