Public Health, Safety and Welfare—Discovery of Structural Defect Affecting Subdivision

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Contrary to the advice of the State Board of Professional Engineers, Engineer A did not fulfill his ethical obligations under the NSPE Code of Ethics by only providing the report to the insurance company that retained him. Engineer A had a responsibility to take additional steps beyond merely submitting a written report to the insurance company, including contacting local building officials, individual homeowners, and the local homeowners or community civic association to advise them of his findings.

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This case presents another example of a fundamental ethical dilemma faced by professional engineers in their professional practice. In this case, a professional engineer is presented with a situation involving a potential impact on the safety and welfare of members of the public. In such cases, professional engineers must decide, after pointing out the situation, how far their obligation to seek corrective action reaches. The NSPE Board of Ethical Review has considered this ethical dilemma on several occasions and has determined that each of these situations is dependent upon the facts and circumstances involved. While there can be no black-and-white standard that can be applied to these types of cases, there are basic values and principles contained in the NSPE Code of Ethics that provide important guidance to professional engineers who are faced with such situations. An illustration of how the Board has addressed this dilemma can be found in BER Case No. 00-5. In this case, Engineer A worked for a local government and learned about a critical situation involving a bridge that was 280 feet long and 30 feet above the stream. This bridge was a concrete deck on wood piles built by the state in the 1950s. It was part of the secondary roadway system given to the counties many years ago. In June 2000, Engineer A received a telephone call from the bridge inspector stating that the bridge needed to be closed due to the large number of rotten pilings. Engineer A had barricades and signs erected within the hour on a Friday afternoon. Residents in the area were required to take a 10-mile detour. On the following Monday, the barricades were found dumped in the river, and the “Bridge Closed” sign was found beyond the trees by the roadway. More permanent barricades and signs were installed. The press published photos of some of the piles that did not reach the ground and the patchwork installed over the years. Within a few days, a detailed inspection report prepared by a consu...

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Engineer A is a professional engineer and registered architect with extensive design and forensic engineering experience. In performing a forensic engineering investigation for an insurance company, Engineer A is asked to look at a beam that had been burned, as a result of arson, in a residence that was at the time of the arson under construction. Following the initial arson investigation, Engineer A learns that the construction contractor determined that the beam could be reused on the project. Engineer A examines the 15-foot-long beam and determines that it is slightly charred, and it had been located next to a dining room with a two-story ceiling. On the other side, the beam had supported a second-floor bedroom, a wall, and (on both sides of the beam) a significant amount of roof of the residence. Engineer A initially observes that, aside from the slight fire damage, the beam looks too light to provide adequate structural support. Engineer A measures the tributary area of roof, floor, and wall bearing on the beam and runs a series of structural calculations.Following his review, Engineer A determines that the beam was seriously under-designed. Engineer A observes that since the house was a tract home, there are other identical designs in the subdivision. Engineer A writes his report and identifies the design defect, and expresses his larger concern regarding the possibility that an inadequate structural member was used in other houses in the subdivision. Engineer A submits his report to the insurance company that retained him. Engineer A, still concerned with his obligation to the public beyond just informing the insurance company, calls the State Board of Professional Engineers, apprises them of the situation, and asks what more could and should be done about the situation. The Board’s response is that Engineer A fulfilled his professional obligation by notifying the insurance company, in writing, of the defect.

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Did Engineer A fulfill his ethical obligations under the NSPE Code of Ethics by providing the report to the insurance company that retained him?
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Roles R
w=0.12 384D
State Board of Professional Engineers
Received Engineer A's call apprising it of the situation and responded that Engineer A fulfilled his professional...
Local Building Officials
Identified by the Board as officials Engineer A should have contacted to advise of his findings, given the potential...
Engineer A Forensic Engineer
Performed a forensic engineering investigation of a burned beam for the insurance company, ran structural...
Insurance Company Client
Retained Engineer A to perform a forensic engineering investigation of the burned beam and received his written...
Construction Contractor
Determined, following the initial arson investigation, that the burned beam could be reused on the residence project...
NSPE Board of Ethical Review
Reviews Engineer A's conduct under the NSPE Code of Ethics, distinguishes the legal minimum standard set by the...
Engineer A Public Responsibility
The Board holds that under the NSPE Code of Ethics Engineer A had an obligation to go further than the written...
Subdivision Homeowners
Several other homeowners in the subdivision are potentially affected by the design defect, which is why the Board...
Community Civic Association
Named by the Board as one of the parties Engineer A should have contacted to advise of his findings, as a channel to...
9 entities
Principles P
w=0.2 384D
Public Welfare in Burned Beam Case
The Board holds that because the design defect had the potential to affect several other homeowners in the...
Public Welfare in Beam Defect Case
Engineer A, beyond his written report to the insurance company, expresses his larger concern that the under-designed...
Corrective Action Reach in Present Case
The Board places the present facts between BER Cases 00-5 and 07-10 and scales the required response accordingly,...
Higher Ethical Threshold Over Legal Minimum
The Board distinguishes the state licensure board's legal minimum, under which notifying the insurance company in...
4 entities
Obligations O
w=0.15 384D
Engineer A Client Defect Reporting Duty
Engineer A must notify the insurance company that retained him, in writing, of the design defect he identified in the beam.
Engineer A Building Officials Advisory Duty
Engineer A should have contacted local building officials to advise them of his findings regarding the under-designed beam.
Engineer A Public Safety Duty
Engineer A must hold paramount the safety, health, and welfare of the public with respect to the seriously...
Engineer A Corrective Action Escalation Duty
Engineer A must take steps beyond merely submitting a written report to the insurance company, exploring additional...
4 entities
States S
w=0.1 384D
Situation Apprised to State Board
Higher Ethical Threshold for Engineer A
BER Precedent Guidance in Present Case
Initial Beam Adequacy Concern
Under-Designed Beam Finding
Under-Designed Beam Structural Risk
Subdivision Identical Design Risk
Defect Report Submitted to Insurer
Continuing Public Duty Concern
Board Finding of Fulfilled Obligation
10 entities
Resources Rs
w=0.1 384D
NSPE Code of Ethics
NSPE Code of Ethics (topic: obligation of professional engineers to seek corrective action for public safety and welfare)
BER Case 00-5
BER Case 00-5 (topic: extent of an engineer's obligation to seek corrective action in matters affecting public safety)
BER Case 07-10
BER Case 07-10 (topic: extent of an engineer's obligation to seek corrective action in matters affecting public safety)
3 entities
Actions A
w=0.1 384D
Regulatory Determination
Forensic Investigation Retention
Beam Reuse Determination
Structural Investigation
Report Preparation
Report Submission
Regulatory Consultation
Omission of Further Notification
8 entities
Events E
w=0.08 384D
Arson Fire
Under-Design Discovery
Subdivision Risk Discovery
Board Response Received
4 entities
Capabilities Ca
w=0.07 384D
NSPE Board Normative Framework Assessment
The Board distinguishes the legal minimum standards of practice established by the state licensure board from the...
Engineer A Forensic Investigation
Engineer A, with extensive design and forensic engineering experience, performs the forensic engineering...
Engineer A Structural Analysis
Engineer A measures the tributary area of roof, floor, and wall bearing on the beam, runs a series of structural...
Engineer A Situation Recognition
Engineer A perceives that the beam looks too light to provide adequate structural support and recognizes that,...
Engineer A Risk Assessment
Engineer A characterizes and weighs the risk that the seriously under-designed beam was replicated in other...
Engineer A Defect Disclosure
Engineer A writes a report identifying the design defect and his larger concern about other houses in the...
Engineer A Ethical Reasoning
Still concerned with his obligation to the public beyond informing the insurance company, Engineer A weighs his...
Engineer A Corrective Action Threshold Judgment
The Board frames the dilemma as one where the engineer, after pointing out the situation, must decide how far his...
NSPE Board Precedent Reasoning
The Board draws from its discussion in prior BER Cases 00-5 and 07-10, locates the present facts between those...
9 entities
Constraints Cs
w=0.08 384D
BER Fact-Dependent Evaluation Limit
No black-and-white standard may be applied in determining how far Engineer A's obligation to seek corrective action...
Engineer A Reporting Duty Limit
Engineer A's legally required reporting action does not extend beyond notifying the insurance company, in writing,...
Engineer A Legal Minimum Ceiling
Engineer A must not treat the State Board of Professional Engineers' determination that he fulfilled his...
3 entities
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