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Expert Witness—Discovery of New Data Following Submission of Report
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17

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The board's deliberative chain: which code provisions informed which ethical questions, and how those questions were resolved. Toggle "Show Entities" to see which entities each provision applies to.

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Provision (e.g., I.1.) Question: Board = board-explicit, Impl = implicit, Tens = principle tension, Theo = theoretical, CF = counterfactual Conclusion: Board = board-explicit, Resp = question response, Ext = analytical extension, Synth = principle synthesis Entity (hidden by default)
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NSPE Code Provisions Referenced
Section II. Rules of Practice 2 82 entities

Engineers may express publicly technical opinions that are founded upon knowledge of the facts and competence in the subject matter.

Applies To (28)
Role
Engineer A Forensic Report Error Discovering Engineer Engineer A's public or legal technical opinions on the mechanical product failure must be founded on knowledge of the facts and competence in the subject matter.
Role
Engineer B Adversarial Litigation Testing Supervisor Engineer B's technical opinions expressed regarding pile driving test results must be founded on factual knowledge and subject matter competence.
Principle
Intellectual Honesty Obligation Invoked by Engineer A in Forensic Report Correction The provision requires technical opinions to be founded on knowledge of facts, directly supporting the intellectual honesty obligation when underlying facts are found to be inaccurate.
Principle
Engineer B Available Evidence Consultation Obligation Violated The provision requires opinions to be based on knowledge of facts and competence, which Engineer B violated by rendering opinions without consulting available on-site representatives and evidence.
Principle
Engineer B Methodological Consistency and Equipment Failure Disclosure Obligation Violated The provision requires technical opinions to be founded on competence and knowledge of facts, which Engineer B violated through methodologically inconsistent testing and failure to disclose equipment issues.
Principle
Objectivity Obligation of Engineer B in Pile Adequacy Assessment The provision requires publicly expressed technical opinions to be founded on knowledge of facts, directly embodying the objectivity obligation Engineer B violated.
Obligation
Engineer A Forensic Expert Witness Objectivity in Adversarial Proceeding This provision requires technical opinions to be founded on knowledge of facts and competence, directly governing Engineer A's objectivity obligation as a forensic expert.
Obligation
Engineer B Adversarial Non-Advocate Objectivity Obligation Violated in Pile Adequacy Assessment This provision requires publicly expressed technical opinions to be founded on knowledge of facts, directly violated when Engineer B rendered opinions without consulting all available evidence.
Obligation
Engineer B Available Evidence Consultation Before Adverse Opinion Pile Driving Records Violation This provision requires technical opinions to be founded on knowledge of facts, mandating consultation of all available evidence before rendering opinions.
Obligation
Engineer B Comparative Testing Methodological Fidelity Vibratory Hammer Equipment Failure Violation This provision requires technical opinions to be grounded in competence and factual knowledge, violated when Engineer B used non-equivalent testing methods.
State
Engineer B Compromised Test Condition Replication The provision requires technical opinions to be founded on knowledge of the facts, which is undermined when test conditions materially differ from original conditions.
State
Engineer B Contradictory Scope Justification for Omitting Driving Records The provision requires opinions to be founded on competence and facts, which is compromised when Engineer B offers inconsistent justifications for omitting relevant data.
State
Engineer A Forensic Report Submitted. Data Error Discovered The provision requires publicly expressed technical opinions to be founded on knowledge of the facts, which Engineer A's report fails to satisfy once the data error is discovered.
Resource
Legal_Deposition_Conduct_Standard_Forensic This provision requires that public technical opinions be founded on knowledge of facts, directly relevant to the standard governing factual transparency in deposition conduct.
Resource
Wave Equation Pile Analysis. BER Case 95-5 Application This provision requires technical opinions to be grounded in competence and facts, directly relevant to the failure to apply accepted wave equation methodology.
Action
Conduct Forensic Investigation Expressing technical opinions requires competence and knowledge of the facts, which governs how the forensic investigation must be conducted.
Action
Decline to Consult Available Witnesses Declining to consult available witnesses undermines the factual basis required for competent technical opinions.
Event
Report Successfully Submitted The provision requires that publicly expressed technical opinions be founded on knowledge of the facts, which applies to the expert report submitted.
Event
Conclusions Rendered Invalid Conclusions rendered invalid by new data mean the original opinions were not fully founded on all known facts, implicating this provision.
Capability
Engineer A Mechanical Product Failure Forensic Investigation This provision requires technical opinions to be founded on knowledge of facts and competence, directly relating to Engineer A's forensic competence to investigate mechanical product failures.
Capability
Engineer A Mechanical Product Failure Forensic Competence This provision requires that public technical opinions be grounded in competence in the subject matter, directly relating to Engineer A's domain-specific forensic competence.
Capability
Engineer B Comparative Testing Methodological Fidelity Vibratory Hammer This provision requires technical opinions to be founded on competence and knowledge of facts, directly relating to Engineer B's failure to replicate material methodological parameters in testing.
Capability
Engineer B Pile Foundation Adequacy Wave Equation Analysis Omission This provision requires opinions to be founded on competence in the subject matter, directly relating to Engineer B's failure to apply wave equation analysis despite possessing the technical competence.
Capability
Engineer B Forensic Expert Honesty Integrity Selective Data Defense Violation This provision requires technical opinions to be founded on knowledge of facts rather than advocacy, directly relating to Engineer B's failure to maintain objectivity as a forensic expert.
Constraint
Engineer B Non-Advocate Objectivity Constraint. Municipal Client Retention II.3.b. limits public technical opinions to those founded on knowledge and competence, directly prohibiting adoption of an advocate role that would compromise objectivity.
Constraint
Engineer B Available Evidence Consultation Constraint. Pile Driving Records and On-Site Representatives II.3.b. requires technical opinions to be founded on knowledge of the facts, directly requiring consultation of all available evidence before issuing adverse opinions.
Constraint
Engineer B Selective Data Defense Assumption Prohibition. Pile Foundation Forensic Report II.3.b. requires opinions to be founded on competence and facts rather than advocacy, directly prohibiting selective use of data to defend a client.
Constraint
Forensic Expert Honesty and Integrity in Civil Litigation Constraint. General Application BER 95-5 II.3.b. requires that technical opinions be grounded in factual knowledge and competence, supporting the general honesty and integrity constraint for forensic experts.

Engineers shall be objective and truthful in professional reports, statements, or testimony. They shall include all relevant and pertinent information in such reports, statements, or testimony, which should bear the date indicating when it was current.

Applies To (54)
Role
Engineer A Forensic Report Error Discovering Engineer Engineer A must be objective and truthful in the forensic report submitted to Attorney X and include all relevant pertinent information.
Role
Engineer A Forensic Report Error Discoverer Upon discovering errors in the submitted report, Engineer A is obligated to ensure the report remains truthful and includes all relevant data.
Role
Engineer B Adversarial Litigation Testing Supervisor Engineer B must be objective and truthful in reporting the results of the test pile driving supervision.
Principle
Truthfulness Obligation Invoked by Engineer A Upon Discovery of Data Inaccuracy This provision directly requires truthful and complete reporting, which is the core obligation triggered when Engineer A discovered data inaccuracy.
Principle
Forensic Report Integrity in Active Litigation Context Invoked by Engineer A The provision requires reports to include all relevant information and bear current dates, directly supporting the obligation to correct the forensic report during active litigation.
Principle
Engineer A Post-Submission Error Correction Obligation to Attorney X The requirement to include all relevant and pertinent information in reports directly mandates Engineer A to correct the submitted report upon discovering inaccurate data.
Principle
Engineer A Forensic Report Integrity in Active Litigation Context The provision's requirement for complete and truthful reporting applies directly to Engineer A's obligation to update the operative forensic report.
Principle
Honesty and Integrity Obligation of Forensic Engineering Experts The provision establishes the baseline standard of objectivity and completeness that defines the honesty and integrity obligation for forensic engineering experts.
Principle
Objectivity Obligation of Engineer B in Pile Adequacy Assessment The provision requires objective and complete reporting, directly embodying the obligation Engineer B violated by omitting material technical findings.
Principle
Engineer B Adversarial Objectivity Obligation Violated The provision mandates objectivity and inclusion of all relevant information, which Engineer B violated by selectively omitting material technical findings.
Principle
Technical Facts Non-Adversarial Character in Pile Adequacy Mediation The provision's requirement for complete and objective reporting supports the principle that technical facts retain their non-adversarial character regardless of litigation context.
Principle
Honesty in Professional Representations Invoked by Engineer A in Forensic Report Correction The provision's truthfulness requirement directly applies to Engineer A's professional representations in the forensic report and the obligation to correct them.
Obligation
Engineer A Post-Submission Forensic Report Data Inaccuracy Correction Obligation This provision requires truthful and complete reports, directly mandating correction when submitted report data is found inaccurate.
Obligation
Engineer A Honesty in Professional Representations Forensic Report Correction This provision requires objectivity and truthfulness in professional reports, directly governing Engineer A's obligation to correct the inaccurate forensic report.
Obligation
Engineer A Post-Submission Forensic Report Correction Obligation to Attorney X Settlement Context This provision requires reports to include all relevant information, mandating correction of the report regardless of the active settlement context.
Obligation
Engineer A Adversarial Context Report Completeness Non-Selectivity This provision requires inclusion of all relevant and pertinent information, directly supporting the non-selectivity obligation in adversarial contexts.
Obligation
Engineer A Adversarial Non-Advocate Objectivity Obligation in Forensic Report Correction This provision requires objectivity and completeness in professional reports, directly linking to Engineer A's obligation to maintain accuracy in forensic reporting.
Obligation
Engineer B Adversarial Context Report Completeness Pile Driving Records Omission Violation This provision requires inclusion of all relevant and pertinent information, directly violated by Engineer B's omission of pile driving records from the forensic report.
Obligation
Engineer B Scope-of-Work Non-Excuse for Pile Driving Records Omission Violation This provision requires complete and pertinent information in reports, making scope-of-work limitations an invalid excuse for omitting material data.
Obligation
Engineer B Client Disservice Through Selective Pile Driving Records Omission This provision requires all relevant information be included in reports, directly violated by Engineer B's selective omission of pile driving records.
State
Engineer A Forensic Report Submitted. Data Error Discovered The provision requires truthful and complete reports, directly implicated when Engineer A's submitted report is found to be based on inaccurate data.
State
Engineer A Post-Submission Report Error Discovery The provision requires reports to include all relevant and pertinent information, which Engineer A's report fails to do once the data inaccuracy is discovered.
State
Engineer B Selective Data Omission in Pile Report The provision requires inclusion of all relevant and pertinent information, which Engineer B's report violates by omitting pile driving records and related data.
State
Engineer B Selective Information Omission in Pile Report The provision directly applies as Engineer B omitted material technical information including driving records, wave equation calculations, and dynamic test equipment failure.
State
Engineer A Competing Duties. Truthfulness vs. Attorney Reliance The provision's requirement for objective and truthful reporting creates the core tension Engineer A faces between correcting the report and serving the retaining attorney.
State
Forensic Report Active in Settlement Negotiations The provision requires reports to be truthful and current, which is violated when an inaccurate report is actively relied upon in settlement negotiations.
Resource
NSPE_Code_of_Ethics_Primary This provision directly governs Engineer A's obligation to be objective and include all relevant information in the forensic report, which is the primary normative authority cited.
Resource
Professional_Report_Integrity_Standard_Forensic This provision establishes the duty to maintain accuracy and completeness in professional reports, directly aligning with the forensic report integrity standard.
Resource
Legal_Deposition_Conduct_Standard_Forensic This provision requires truthful and complete testimony, directly applicable to the deposition conduct standard requiring factual transparency.
Resource
BER Case 95-5 BER Case 95-5 is cited as precedent establishing expectations for completeness and objectivity in expert reporting, directly tied to this provision's requirements.
Resource
Forensic Engineering Expert Completeness Standard. BER Case 95-5 This provision's requirement to include all relevant information maps directly to the completeness standard applied in BER Case 95-5.
Action
Submit Report to Attorney This provision requires that reports be objective, truthful, and include all relevant information, directly governing the submission of the forensic report.
Action
Exclude Pile Driving Records from Report Excluding relevant pile driving records violates the requirement to include all pertinent information in professional reports.
Action
Omit Dynamic Test Equipment Failure Omitting the equipment failure from the report violates the requirement to include all relevant and pertinent information.
Action
Disclose Data Inaccuracy to Attorney This provision requires truthfulness and inclusion of all relevant information, which mandates disclosing any discovered data inaccuracies.
Event
Report Successfully Submitted This provision requires reports to be objective, truthful, and include all relevant information, directly governing the act of submitting the report.
Event
Data Inaccuracy Discovered The discovery of inaccurate data implicates the requirement that reports include all relevant and pertinent information when current.
Event
Conclusions Rendered Invalid If the submitted report's conclusions are invalidated by new data, the provision's requirement for truthful and complete reporting is directly at issue.
Capability
Engineer A Forensic Expert Witness Objectivity Capability This provision requires objectivity and truthfulness in professional reports, directly relating to Engineer A's capability to render objective forensic opinions.
Capability
Engineer A Post-Submission Data Inaccuracy Discovery Capability This provision requires reports to include all relevant information, directly relating to Engineer A's capability to recognize and act on inaccurate data after submission.
Capability
Engineer A Forensic Expert Honesty and Integrity Capability This provision requires truthfulness in professional reports, directly relating to Engineer A's capability to be honest upon discovering report conclusions were based on inaccurate data.
Capability
Engineer A Forensic Expert Affirmative Error Correction Disclosure This provision requires inclusion of all relevant and pertinent information, directly relating to Engineer A's affirmative duty to disclose discovered data inaccuracies.
Capability
Engineer A Forensic Expert Witness Objectivity Adversarial Context This provision requires objectivity in reports regardless of context, directly relating to Engineer A's obligation to maintain objectivity even in adversarial litigation settings.
Capability
Engineer B Selective Data Omission Forensic Report Pile Driving Records This provision requires inclusion of all relevant and pertinent information, directly relating to Engineer B's failure to include pile driving records in the forensic report.
Capability
Engineer B Available Evidence Consultation Pile Driving Records Witnesses This provision requires all relevant information be included in reports, directly relating to Engineer B's failure to consult and include all available evidence.
Capability
Engineer B Pile Foundation Adequacy Wave Equation Analysis Omission This provision requires inclusion of all relevant information in reports, directly relating to Engineer B's omission of wave equation analysis from the forensic evaluation.
Capability
Independent Geotechnical Consultant Observer Completeness Testimony This provision requires complete and truthful professional testimony, directly relating to the consultant's capability to provide complete and objective testimony about all material observations.
Constraint
Engineer A Non-Deception Constraint in Forensic Report Submission II.3.a. requires truthful and complete reports, directly creating the constraint against allowing continued reliance on a report known to contain inaccurate data.
Constraint
Engineer A Post-Submission Data Inaccuracy Correction Constraint Instance II.3.a. requires reports to include all relevant information and bear a date indicating currency, directly requiring correction when submitted data is found inaccurate.
Constraint
Engineer A Objectivity and Truthfulness Constraint in Forensic Expert Role II.3.a. explicitly mandates objectivity and truthfulness in reports and testimony, creating the constraint against allowing adversarial context to justify continued reliance on inaccurate conclusions.
Constraint
Engineer A Post-Submission Data Inaccuracy Immediate Correction Constraint. Attorney X Settlement Context II.3.a. requires that reports be truthful and current, directly mandating immediate correction upon discovery of data inaccuracy regardless of settlement context.
Constraint
Engineer B Dynamic Test Equipment Failure Disclosure Constraint. Forensic Pile Report II.3.a. requires inclusion of all relevant and pertinent information in reports, directly creating the obligation to disclose equipment failure in the forensic pile report.
Constraint
Engineer B Client Disservice Through Selective Pile Driving Records Omission Constraint II.3.a. requires all relevant information be included in reports, directly prohibiting selective omission of pile driving records.
Constraint
Forensic Expert Honesty and Integrity in Civil Litigation Constraint. General Application BER 95-5 II.3.a. establishes the foundational objectivity and truthfulness standard that applies to all forensic experts in civil litigation.
Section III. Professional Obligations 3 124 entities

Engineers shall avoid the use of statements containing a material misrepresentation of fact or omitting a material fact.

Applies To (54)
Role
Engineer A Forensic Report Error Discoverer Engineer A must not allow the previously submitted forensic report to stand with a material misrepresentation or omission of the newly discovered data.
Role
Engineer A Forensic Report Error Discovering Engineer Engineer A must ensure the forensic report does not contain statements that misrepresent or omit material facts relevant to the product failure investigation.
Role
Engineer B Adversarial Litigation Testing Supervisor Engineer B must avoid statements in testimony or reports that misrepresent or omit material facts about the test pile driving results.
Principle
Honesty in Professional Representations Invoked by Engineer A in Forensic Report Correction The provision prohibits statements omitting material facts, directly applicable to Engineer A's obligation not to allow the report to stand with known material inaccuracies.
Principle
Engineer B Adversarial Objectivity Obligation Violated The provision prohibits omitting material facts, which Engineer B violated by omitting pile driving records and wave equation calculations from the assessment.
Principle
Engineer B Available Evidence Consultation Obligation Violated The provision prohibits material omissions, directly applicable to Engineer B's failure to consult and include available on-site evidence in the technical assessment.
Principle
Engineer B Methodological Consistency and Equipment Failure Disclosure Obligation Violated The provision prohibits omitting material facts, which Engineer B violated by failing to disclose equipment failure and pre-record hammer drops that affected test results.
Principle
Public Welfare Paramount in Forensic Engineering Expert Role The provision's prohibition on material omissions supports the public welfare principle by ensuring complete technical information reaches decision-makers in any setting.
Principle
Technical Facts Non-Adversarial Character in Pile Adequacy Mediation The provision's prohibition on omitting material facts applies regardless of context, supporting the principle that technical facts do not become adversarial and can be omitted in litigation.
Principle
Engineer B Scope-of-Work Non-Excuse for Material Evidence Omission The provision's prohibition on material omissions directly negates Engineer B's scope-of-work justification for excluding material technical findings.
Obligation
Engineer A Honesty in Professional Representations Forensic Report Correction This provision prohibits omitting material facts, directly requiring Engineer A to correct the report rather than allow materially inaccurate conclusions to stand.
Obligation
Engineer A Adversarial Context Report Completeness Non-Selectivity This provision prohibits omitting material facts, directly supporting the obligation that Engineer A's reports must be complete and non-selective.
Obligation
Engineer B Adversarial Context Report Completeness Pile Driving Records Omission Violation This provision prohibits omitting material facts, directly violated by Engineer B's omission of pile driving records that were material to the forensic assessment.
Obligation
Engineer B Scope-of-Work Non-Excuse for Pile Driving Records Omission Violation This provision prohibits omitting material facts, making scope-of-work justifications invalid when material evidence is excluded from the report.
Obligation
Engineer B Available Evidence Consultation Before Adverse Opinion Pile Driving Records Violation This provision prohibits statements omitting material facts, violated when Engineer B rendered opinions without consulting all available material evidence.
Obligation
Engineer B Forensic Expert Honesty and Integrity Selective Data Defense Violation This provision prohibits omitting material facts, directly violated by Engineer B's selective presentation of data in defense of the client's position.
Obligation
Engineer B Adversarial Non-Advocate Objectivity Obligation Violated in Pile Adequacy Assessment This provision prohibits omitting material facts, violated when Engineer B excluded pile driving records that were material to the pile adequacy assessment.
State
Engineer B Selective Information Omission in Pile Report The provision prohibits statements omitting material facts, directly applicable to Engineer B's report which omits pile driving records and other material technical data.
State
Engineer B Selective Data Omission in Pile Report The provision prohibits omitting material facts in statements, which Engineer B's forensic report violates by excluding relevant pile driving data.
State
Engineer A Forensic Report Submitted. Data Error Discovered The provision prohibits statements omitting material facts, which Engineer A's report effectively does once the inaccurate data is discovered and the correct conclusions are known.
State
Forensic Report Active in Settlement Negotiations The provision prohibits material misrepresentation or omission of material facts, which occurs when an inaccurate report is allowed to remain active in settlement negotiations.
State
Engineer B Contradictory Scope Justification for Omitting Driving Records The provision prohibits statements containing material misrepresentations, which Engineer B's inconsistent justifications for omissions constitute.
State
Engineer B Adversarial Proceeding Fact Polarization The provision prohibits omitting material facts, and the adversarial context creating structural pressure to omit unfavorable technical information directly implicates this standard.
State
Engineer A Competing Duties. Truthfulness vs. Attorney Reliance The provision's prohibition on omitting material facts reinforces Engineer A's obligation to correct the report rather than allow a materially incomplete submission to stand.
Resource
NSPE_Code_of_Ethics_Primary This provision prohibiting material misrepresentation or omission of material facts is central to the primary normative authority governing Engineer A's disclosure obligations.
Resource
Professional_Report_Integrity_Standard_Forensic This provision directly establishes the obligation to avoid omitting material facts, which is the core requirement of the forensic report integrity standard.
Resource
NSPE Code of Ethics This provision is part of the normative foundation invoked for Engineer A's obligation not to omit discovered inaccurate data from the forensic report.
Resource
Forensic Engineering Expert Completeness Standard. BER Case 95-5 This provision's prohibition on omitting material facts directly corresponds to the completeness standard benchmarked against Engineer B's selective data use in BER Case 95-5.
Resource
BER Case 95-5 BER Case 95-5 addresses selective data use and omission of material facts, directly implicating this provision's prohibition on material omissions.
Action
Submit Report to Attorney This provision prohibits statements that misrepresent or omit material facts, directly governing the content of the submitted report.
Action
Exclude Pile Driving Records from Report Excluding pile driving records constitutes omitting a material fact, which this provision directly prohibits.
Action
Omit Dynamic Test Equipment Failure Omitting the equipment failure omits a material fact from the report, which this provision directly prohibits.
Action
Decline to Consult Available Witnesses Declining to consult available witnesses risks omitting material facts that could affect the accuracy of the report.
Event
Report Successfully Submitted The submitted report must not contain material misrepresentations or omit material facts, governing the content of the report at submission.
Event
Data Inaccuracy Discovered Discovered inaccurate data means the report may contain or omit a material fact, directly implicating this provision.
Event
Settlement Negotiations Commenced Proceeding with settlement negotiations based on a report known to contain inaccurate data risks reliance on statements omitting material facts.
Event
Legal Process Integrity Compromised Omitting or misrepresenting material facts in expert testimony directly compromises the integrity of the legal process.
Event
Precedent Case Ethical Violation Established The precedent ethical violation involved statements that omitted or misrepresented material facts, which this provision explicitly prohibits.
Capability
Engineer A Selective Information Omission Recognition Capability This provision prohibits omitting material facts, directly relating to Engineer A's obligation to recognize that allowing the inaccurate report to stand constitutes a material omission.
Capability
Engineer A Forensic Expert Honesty and Integrity Capability This provision prohibits statements omitting material facts, directly relating to Engineer A's capability to ensure the forensic report does not omit material corrections after discovering inaccuracies.
Capability
Engineer B Selective Data Omission Forensic Report Pile Driving Records This provision prohibits omitting material facts, directly relating to Engineer B's omission of pile driving records showing piles driven to essential refusal from the forensic report.
Capability
Engineer B Dynamic Pile Test Equipment Failure Non-Disclosure This provision prohibits omitting material facts, directly relating to Engineer B's failure to disclose that dynamic test equipment failed during the test program.
Capability
Engineer B Scope-of-Work Non-Excuse Pile Driving Records Omission This provision prohibits omitting material facts, directly relating to Engineer B's use of a scope-of-work limitation as justification for omitting material pile driving records.
Capability
Engineer B Contradictory Professional Explanation Scope vs Disbelief This provision prohibits material misrepresentation of fact, directly relating to Engineer B's contradictory explanations that together constitute a misrepresentation of the reasons for omitting records.
Capability
Engineer B Forensic Expert Honesty Integrity Selective Data Defense Violation This provision prohibits statements omitting material facts, directly relating to Engineer B's selective use of data to defend the defendant rather than provide complete forensic analysis.
Capability
Engineer B Available Evidence Consultation Pile Driving Records Witnesses This provision prohibits omitting material facts, directly relating to Engineer B's failure to consult and include all reasonably available evidence in the forensic report.
Capability
Independent Geotechnical Consultant Observer Completeness Testimony This provision prohibits omitting material facts in statements, directly relating to the consultant's demonstrated capability to provide complete testimony without omitting material observations.
Constraint
Engineer A Non-Deception Constraint in Forensic Report Submission III.3.a. prohibits statements that misrepresent or omit material facts, directly creating the constraint against allowing continued use of a report known to be based on inaccurate data.
Constraint
Engineer B Client Disservice Through Selective Pile Driving Records Omission Constraint III.3.a. prohibits omitting material facts, directly creating the constraint against selectively omitting pile driving records from the forensic report.
Constraint
Engineer B Scope-of-Work Non-Excuse for Pile Driving Records Omission Constraint III.3.a. prohibits omission of material facts, directly establishing that a contractual scope-of-work limitation cannot justify omitting material pile driving records.
Constraint
Engineer B Available Evidence Consultation Constraint. Pile Driving Records and On-Site Representatives III.3.a. prohibits omitting material facts, directly requiring consultation of all available evidence to avoid issuing opinions that omit material information.
Constraint
Engineer B Comparative Test Condition Replication Constraint. Vibratory Hammer and Pre-Record Drops III.3.a. prohibits material misrepresentation of fact, directly creating the constraint against using non-equivalent test conditions that would misrepresent comparative results.
Constraint
Engineer A Objectivity and Truthfulness Constraint in Forensic Expert Role III.3.a. prohibits statements omitting material facts, directly reinforcing the constraint against allowing adversarial context to justify continued reliance on conclusions known to be inaccurate.
Constraint
Forensic Expert Honesty and Integrity in Civil Litigation Constraint. General Application BER 95-5 III.3.a. prohibits material misrepresentation or omission of facts, forming a direct basis for the general honesty and integrity constraint applicable to forensic experts in litigation.

Engineers shall advise their clients or employers when they believe a project will not be successful.

Applies To (19)
Role
Engineer A Dock Foundation Design Engineer Engineer A should advise the municipality client if the pile foundation design or project conditions indicate the project will not be successful.
Role
Engineer A Forensic Report Error Discoverer Engineer A should advise Attorney X if the newly discovered data undermines the conclusions of the forensic report and affects the viability of the legal case.
Principle
Faithful Agent Obligation Invoked by Engineer A Toward Attorney X The provision requires advising clients when a project will not be successful, directly paralleling Engineer A's obligation to inform Attorney X that the report conclusions may not hold under accurate data.
Principle
Client Disservice Through Incomplete Reporting Prohibition Invoked in Engineer A Forensic Error Context The provision's requirement to advise clients of adverse findings directly supports the principle that failing to disclose the data inaccuracy constitutes a disservice to Attorney X.
Principle
Engineer B Client Disservice Through Incomplete Reporting The provision requires advising clients of adverse findings, and Engineer B's omission of favorable pile data similarly constituted a failure to provide complete professional advice.
Obligation
Engineer A Post-Submission Forensic Report Data Inaccuracy Correction Obligation This provision requires advising clients when findings change, supporting Engineer A's obligation to inform Attorney X when the report's underlying data is found inaccurate.
Obligation
Engineer A Post-Submission Forensic Report Correction Obligation to Attorney X Settlement Context This provision requires engineers to advise clients of adverse findings, directly supporting Engineer A's duty to inform Attorney X of the data inaccuracy during settlement.
Obligation
Engineer B Client Disservice Through Selective Pile Driving Records Omission This provision requires advising clients honestly about project findings, violated when Engineer B's selective omission ultimately disserved the client's legitimate interests.
State
Engineer A Error Acknowledgment Obligation The provision requires advising clients when a project will not be successful, analogously requiring Engineer A to advise Attorney X that the report's conclusions are no longer supportable.
State
Engineer A Competing Duties. Truthfulness vs. Attorney Reliance The provision requires engineers to advise clients of problems, which supports Engineer A's duty to inform Attorney X of the discovered data error despite reliance on the report.
State
Forensic Report Active in Settlement Negotiations The provision requires advising clients when outcomes are not supportable, directly applicable when Engineer A knows the report underlying settlement negotiations is flawed.
Resource
Professional_Responsibility_Acknowledgment_Standard_Instance This provision requires advising clients when conclusions may not hold, directly relevant to Engineer A's duty to notify Attorney X of the data inaccuracy.
Resource
Professional_Responsibility_Acknowledgment_Standard_Forensic_Expert_Context This provision's requirement to advise clients of problematic findings maps directly to Engineer A's obligation to immediately advise Attorney X upon discovering inaccurate data.
Capability
Engineer A Post-Submission Data Inaccuracy Discovery Capability This provision requires advising clients when a project will not be successful, directly relating to Engineer A's obligation to advise Attorney X that the submitted report's conclusions were undermined by inaccurate data.
Capability
Attorney X Retaining Attorney Expert Witness Oversight Capability This provision requires engineers to advise clients of problems, directly relating to Attorney X's role as the client who must receive notification from Engineer A about the report's inaccuracy.
Capability
Engineer A Forensic Expert Affirmative Error Correction Disclosure This provision requires advising clients of project problems, directly relating to Engineer A's affirmative duty to notify Attorney X that the forensic report's conclusions were based on inaccurate data.
Constraint
Engineer A Confidentiality Non-Bar to Error Correction Constraint Instance III.1.b. requires engineers to advise clients when a project will not be successful, supporting the obligation to advise Attorney X of discovered inaccuracies despite confidentiality considerations.
Constraint
Engineer A Temporal Urgency of Error Correction Disclosure Constraint Instance III.1.b. requires timely advisement of clients regarding problems, directly supporting the temporal urgency constraint to promptly disclose discovered data inaccuracy to Attorney X.
Constraint
Engineer B Non-Advocate Objectivity Constraint. Municipal Client Retention III.1.b. requires advising clients honestly about project outcomes, directly supporting the prohibition against adopting an advocate role that would compromise honest assessment.

Engineers shall acknowledge their errors and shall not distort or alter the facts.

Applies To (51)
Role
Engineer A Forensic Report Error Discoverer Engineer A must acknowledge the discovered errors in the forensic report and must not distort or alter the underlying data or facts.
Role
Engineer A Forensic Report Error Discovering Engineer Engineer A is obligated to acknowledge errors found in the submitted forensic report rather than concealing or misrepresenting them.
Role
Engineer B Adversarial Litigation Testing Supervisor Engineer B must acknowledge any errors in the test pile supervision findings and not distort the facts reported.
Principle
Error Acknowledgment and Corrective Disclosure Obligation Invoked by Engineer A This provision directly requires acknowledging errors and prohibits distorting facts, which is the precise obligation Engineer A faces upon discovering the data inaccuracy.
Principle
Adversarial Context Non-Exemption Invoked in Engineer A Forensic Report Correction The provision's unconditional requirement to acknowledge errors supports the principle that adversarial litigation context does not exempt Engineer A from corrective disclosure.
Principle
Engineer B Adversarial Non-Advocate Obligation Violated The provision prohibits distorting or altering facts, directly applicable to Engineer B's selective omission of data that effectively distorted the technical picture.
Principle
Engineer B Scope-of-Work Non-Excuse for Material Evidence Omission The provision's prohibition on distorting facts does not allow scope-of-work limitations as an excuse, directly countering Engineer B's justification for omissions.
Principle
Honesty and Integrity Obligation of Forensic Engineering Experts The provision's requirement to acknowledge errors and not distort facts is a foundational element of the honesty and integrity obligation for forensic experts.
Principle
Engineer B Client Disservice Through Incomplete Reporting The provision prohibits distorting or altering facts, and Engineer B's omission of material pile driving records constitutes an effective distortion of the technical record.
Obligation
Engineer A Error Acknowledgment Forensic Report Data Inaccuracy This provision directly requires engineers to acknowledge errors, mandating Engineer A to inform Attorney X of the discovered data inaccuracy.
Obligation
Engineer A Adversarial Settlement Context Non-Exemption from Forensic Report Correction This provision requires acknowledgment of errors without exception, directly supporting that settlement negotiations do not exempt Engineer A from correcting the report.
Obligation
Engineer A Faithful Agent Boundary in Forensic Report Error Correction This provision requires acknowledgment of errors and prohibits distorting facts, establishing that faithful agent duties cannot override error correction obligations.
Obligation
Engineer A Forensic Expert Faithful Agent Boundary in Error Correction to Attorney X This provision prohibits distorting or altering facts, directly establishing that faithful agent obligations cannot justify suppressing discovered inaccuracies.
Obligation
Engineer B Contradictory Professional Explanation Scope vs Disbelief Violation This provision prohibits distorting or altering facts, violated when Engineer B provided contradictory explanations for omitting pile driving records.
Obligation
Engineer B Forensic Expert Honesty and Integrity Selective Data Defense Violation This provision requires acknowledgment of errors and prohibits distorting facts, directly violated by Engineer B's selective defense of client interests over accurate reporting.
State
Engineer A Error Acknowledgment Obligation The provision directly requires engineers to acknowledge errors, which is the precise obligation Engineer A faces upon discovering the data inaccuracy.
State
Engineer A Post-Submission Report Error Discovery The provision requires acknowledgment of errors and prohibits distorting facts, directly applicable when Engineer A discovers the report's data is inaccurate.
State
Engineer B Selective Information Omission in Pile Report The provision prohibits distorting or altering facts, which Engineer B's omission of material data effectively accomplishes.
State
Engineer B Contradictory Scope Justification for Omitting Driving Records The provision prohibits distorting facts, and Engineer B's inconsistent explanations for omissions constitute a distortion of the factual basis for the report.
State
Engineer A Competing Duties. Truthfulness vs. Attorney Reliance The provision's requirement to acknowledge errors directly conflicts with Engineer A's duty of faithful agency, forming the core ethical dilemma.
State
Forensic Report Active in Settlement Negotiations The provision requires acknowledgment of errors and prohibits distorting facts, which is implicated when a known erroneous report continues to be used in negotiations.
Resource
NSPE_Code_of_Ethics_Primary This provision requiring acknowledgment of errors is a core part of the primary normative authority governing Engineer A's obligation to disclose discovered inaccuracies.
Resource
Professional_Responsibility_Acknowledgment_Standard_Instance This provision directly governs the duty to acknowledge errors, which is the precise obligation described by this acknowledgment standard instance.
Resource
Professional_Responsibility_Acknowledgment_Standard_Forensic_Expert_Context This provision's requirement to acknowledge errors and not distort facts directly applies to Engineer A's obligation upon discovering data inaccuracies post-report.
Resource
NSPE Code of Ethics This provision is part of the normative foundation implicitly invoked for Engineer A's affirmative obligation to disclose and correct discovered inaccuracies.
Resource
BER Case 95-5 BER Case 95-5 is cited as precedent for the ethical expectation that engineers acknowledge errors rather than distort or omit facts in expert contexts.
Action
Disclose Data Inaccuracy to Attorney This provision requires acknowledging errors, directly mandating disclosure of any discovered data inaccuracies to the attorney.
Action
Exclude Pile Driving Records from Report Excluding pile driving records constitutes distorting or altering the facts, which this provision prohibits.
Action
Omit Dynamic Test Equipment Failure Omitting the equipment failure distorts the factual record, which this provision directly prohibits.
Event
Data Inaccuracy Discovered This provision requires engineers to acknowledge errors, which is directly triggered when a data inaccuracy is discovered.
Event
Conclusions Rendered Invalid When conclusions are rendered invalid, the engineer must acknowledge the error rather than distort or alter the facts.
Event
Legal Process Integrity Compromised Failure to acknowledge discovered errors distorts the factual record and compromises the integrity of the legal process.
Event
Precedent Case Ethical Violation Established The precedent case ethical violation is grounded in an engineer failing to acknowledge errors, which this provision directly prohibits.
Capability
Engineer A Error Acknowledgment Capability This provision requires engineers to acknowledge errors, directly relating to Engineer A's affirmative obligation to acknowledge the discovered data inaccuracy underlying the submitted report.
Capability
Engineer A Forensic Expert Affirmative Error Correction Disclosure This provision requires acknowledgment of errors and prohibits distorting facts, directly relating to Engineer A's duty to disclose and correct the discovered inaccuracy.
Capability
Engineer A Faithful Agent Boundary Error Correction Capability This provision requires error acknowledgment regardless of client relationships, directly relating to Engineer A's recognition that faithful agent obligations do not justify withholding error correction.
Capability
Engineer A Settlement Context Non-Deferral Capability This provision requires acknowledgment of errors without exception, directly relating to Engineer A's obligation not to defer error notification due to active settlement negotiations.
Capability
Engineer A Adversarial Context Non-Justification Recognition Capability This provision requires acknowledgment of errors regardless of context, directly relating to Engineer A's recognition that adversarial litigation does not justify allowing inaccuracies to stand.
Capability
Engineer A Forensic Expert Faithful Agent Boundary Error Correction This provision requires engineers to acknowledge errors, directly relating to Engineer A's recognition that faithful agent duties do not override the obligation to correct discovered errors.
Capability
Engineer A Settlement Context Forensic Report Correction Non-Deferral This provision requires acknowledgment of errors without deferral, directly relating to Engineer A's obligation to correct the report regardless of active settlement negotiations.
Capability
Engineer A Adversarial Context Non-Justification Recognition Forensic Correction This provision requires acknowledgment of errors, directly relating to Engineer A's recognition that adversarial litigation context does not justify deferring forensic report correction.
Capability
Engineer B Contradictory Professional Explanation Scope vs Disbelief This provision prohibits distorting facts, directly relating to Engineer B's inconsistent and contradictory explanations for omitting pile driving records.
Capability
Engineer B Dynamic Pile Test Equipment Failure Non-Disclosure This provision requires acknowledgment of errors and prohibits omitting material facts, directly relating to Engineer B's failure to disclose dynamic test equipment failure.
Capability
Engineer B Forensic Expert Honesty Integrity Selective Data Defense Violation This provision prohibits distorting or altering facts, directly relating to Engineer B's assumption of a defensive advocacy role rather than objective error acknowledgment.
Constraint
Engineer A Adversarial Settlement Non-Deferral of Error Correction Constraint Instance III.1.a. requires acknowledgment of errors and prohibits distorting facts, directly creating the constraint against deferring error correction due to active settlement negotiations.
Constraint
Engineer A Faithful Agent Boundary Non-Suppression of Error Correction Constraint Instance III.1.a. requires engineers to acknowledge errors, directly establishing that faithful agent obligations cannot extend to suppressing discovered inaccuracies.
Constraint
Engineer A Adversarial Settlement Context Non-Deferral of Forensic Report Correction III.1.a. prohibits distorting or altering facts, directly creating the constraint against using settlement context as justification for deferring correction.
Constraint
Engineer A Faithful Agent Boundary Non-Suppression of Error Correction. Attorney X III.1.a. requires acknowledgment of errors, directly establishing that faithful agent duty to Attorney X cannot justify withholding or delaying correction of material data inaccuracy.
Constraint
Engineer B Contradictory Professional Justification Non-Issuance Constraint. Scope vs. Disbelief III.1.a. prohibits distorting or altering facts, which extends to prohibiting mutually inconsistent justifications that obscure the true reason for omitting data.
Constraint
Engineer B Dynamic Test Equipment Failure Disclosure Constraint. Forensic Pile Report III.1.a. requires acknowledgment of errors and prohibits altering facts, directly requiring disclosure of equipment failure that affected test conditions.
Constraint
Forensic Expert Honesty and Integrity in Civil Litigation Constraint. General Application BER 95-5 III.1.a. establishes the duty to acknowledge errors and not distort facts, forming a core basis for the general honesty and integrity constraint on forensic experts.
Cross-Case Connections
View Extraction
Explicit Board-Cited Precedents 1 Lineage Graph

Cases explicitly cited by the Board in this opinion. These represent direct expert judgment about intertextual relevance.

Principle Established:

A professional engineer serving as an engineering expert has an ethical duty to present complete and accurate data and conclusions, and must not selectively use data to defend a client's position; doing so constitutes an egregious denial of professional duties and responsibilities.

Citation Context:

The Board cited this case to illustrate the ethical expectations of professional engineers serving as engineering experts, specifically the obligation to avoid selective use of data and to be honest and complete in forensic reports.

Relevant Excerpts
discussion: "One such case was NSPE Board of Ethical Review Case 95-5 . In that case, Engineer A was retained by a municipality to design a dock on a supporting foundation of 90 piles."
discussion: "In reviewing the facts, the Board concluded that Engineer B appears to have assumed a responsibility to defend the client municipality by the selective use of data. This was an egregious denial of the duties and responsibilities of a professional engineer in any setting, whether legal, quasilegal, or nonlegal, said the Board."
discussion: "While the facts in BER Case 95-5 are somewhat different than the present case, the Board of Ethical Review believes that BER Case 95-5 is instructive regarding the expectations when a professional engineer serves as an engineering expert."
Implicit Similar Cases 10 Similarity Network

Cases sharing ontology classes or structural similarity. These connections arise from constrained extraction against a shared vocabulary.

Component Similarity 48% Facts Similarity 35% Discussion Similarity 50% Provision Overlap 70% Outcome Alignment 100% Tag Overlap 38%
Shared provisions: I.1, I.3, I.5, II.1.a, II.3.a, III.1.a, III.3.a Same outcome True View Synthesis
Component Similarity 60% Facts Similarity 60% Discussion Similarity 71% Provision Overlap 38% Outcome Alignment 100% Tag Overlap 62%
Shared provisions: II.3.a, III.1.a, III.3.a Same outcome True View Synthesis
Component Similarity 50% Facts Similarity 49% Discussion Similarity 73% Provision Overlap 50% Outcome Alignment 100% Tag Overlap 57%
Shared provisions: I.1, II.1.a, III.1.a, III.3.a Same outcome True View Synthesis
Component Similarity 52% Facts Similarity 56% Discussion Similarity 63% Provision Overlap 40% Outcome Alignment 100% Tag Overlap 57%
Shared provisions: I.4, I.5, III.1.a, III.3.a Same outcome True View Synthesis
Component Similarity 62% Facts Similarity 64% Discussion Similarity 62% Provision Overlap 29% Outcome Alignment 100% Tag Overlap 36%
Shared provisions: I.1, I.5, II.1.a, III.1.a Same outcome True View Synthesis
Component Similarity 51% Facts Similarity 46% Discussion Similarity 66% Provision Overlap 36% Outcome Alignment 100% Tag Overlap 38%
Shared provisions: I.3, I.5, III.1.a, III.3.a Same outcome True View Synthesis
Component Similarity 50% Facts Similarity 44% Discussion Similarity 68% Provision Overlap 33% Outcome Alignment 100% Tag Overlap 43%
Shared provisions: II.3.a, III.1.a, III.3.a Same outcome True View Synthesis
Component Similarity 53% Facts Similarity 49% Discussion Similarity 66% Provision Overlap 31% Outcome Alignment 100% Tag Overlap 27%
Shared provisions: I.1, I.5, III.1.a, III.3.a Same outcome True View Synthesis
Component Similarity 45% Facts Similarity 48% Discussion Similarity 35% Provision Overlap 27% Outcome Alignment 100% Tag Overlap 62%
Shared provisions: I.1, II.1.a, III.3.a Same outcome True View Synthesis
Component Similarity 35% Facts Similarity 29% Discussion Similarity 52% Provision Overlap 55% Outcome Alignment 100% Tag Overlap 27%
Shared provisions: I.3, I.4, I.5, II.3.a, III.1.a, III.3.a Same outcome True View Synthesis
Questions & Conclusions
View Extraction
Each question is shown with its corresponding conclusion(s). Board questions are expanded by default.
Decisions & Arguments
View Extraction
Causal-Normative Links 7
Fulfills
  • Engineer A Forensic Expert Witness Objectivity in Adversarial Proceeding
  • Forensic Expert Non-Advocate Objectivity in Settlement Context Obligation
Violates None
Fulfills
  • Engineer A Forensic Expert Witness Objectivity in Adversarial Proceeding
  • Engineer A Adversarial Context Report Completeness Non-Selectivity
  • Forensic Expert Available Evidence Consultation Before Adverse Opinion Obligation
  • Forensic Testing Methodological Consistency and Equipment Failure Disclosure Obligation
Violates None
Fulfills
  • Engineer A Faithful Agent Boundary in Forensic Report Error Correction
  • Engineer A Honesty in Professional Representations Forensic Report Correction
  • Forensic Expert Honesty and Integrity in Civil Litigation Obligation
Violates
  • Engineer A Post-Submission Forensic Report Data Inaccuracy Correction Obligation
  • Forensic Expert Immediate Error Correction Disclosure Obligation
Fulfills
  • Engineer A Post-Submission Forensic Report Data Inaccuracy Correction Obligation
  • Post-Submission Forensic Report Data Inaccuracy Correction Obligation
  • Adversarial Settlement Context Non-Exemption from Forensic Report Correction Obligation
  • Forensic Expert Immediate Error Correction Disclosure Obligation
  • Engineer A Adversarial Settlement Context Non-Exemption from Forensic Report Correction
  • Engineer A Honesty in Professional Representations Forensic Report Correction
  • Engineer A Error Acknowledgment Forensic Report Data Inaccuracy
  • Engineer A Post-Submission Forensic Report Correction Obligation to Attorney X Settlement Context
  • Engineer A Forensic Expert Faithful Agent Boundary in Error Correction to Attorney X
  • Forensic Expert Non-Advocate Objectivity in Settlement Context Obligation
Violates None
Fulfills None
Violates
  • Selective Data Forensic Report Completeness Obligation
  • Forensic Expert Available Evidence Consultation Before Adverse Opinion Obligation
  • Scope-of-Work Non-Excuse for Material Forensic Evidence Omission Obligation
  • Forensic Expert Honesty and Integrity in Civil Litigation Obligation
  • Adversarial Non-Advocate Forensic Engineer Faithful Agent Boundary Obligation
  • Engineer B Adversarial Context Report Completeness Pile Driving Records Omission Violation
  • Engineer B Available Evidence Consultation Before Adverse Opinion Pile Driving Records Violation
  • Engineer B Scope-of-Work Non-Excuse for Pile Driving Records Omission Violation
  • Engineer B Forensic Expert Honesty and Integrity Selective Data Defense Violation
  • Engineer B Client Disservice Through Selective Pile Driving Records Omission
  • Engineer B Adversarial Non-Advocate Objectivity Obligation Violated in Pile Adequacy Assessment
  • Contradictory Professional Explanation Non-Issuance in Forensic Context Obligation
Fulfills None
Violates
  • Forensic Testing Methodological Consistency and Equipment Failure Disclosure Obligation
  • Selective Data Forensic Report Completeness Obligation
  • Forensic Expert Honesty and Integrity in Civil Litigation Obligation
  • Engineer B Comparative Testing Methodological Fidelity Vibratory Hammer Equipment Failure Violation
  • Engineer B Forensic Expert Honesty and Integrity Selective Data Defense Violation
  • Scope-of-Work Non-Excuse for Material Forensic Evidence Omission Obligation
  • Engineer B Scope-of-Work Non-Excuse for Pile Driving Records Omission Violation
  • Engineer B Adversarial Non-Advocate Objectivity Obligation Violated in Pile Adequacy Assessment
  • Engineer B Client Disservice Through Selective Pile Driving Records Omission
Fulfills None
Violates
  • Forensic Expert Available Evidence Consultation Before Adverse Opinion Obligation
  • Engineer B Available Evidence Consultation Before Adverse Opinion Pile Driving Records Violation
  • Selective Data Forensic Report Completeness Obligation
  • Forensic Expert Honesty and Integrity in Civil Litigation Obligation
  • Engineer B Forensic Expert Honesty and Integrity Selective Data Defense Violation
  • Engineer B Adversarial Non-Advocate Objectivity Obligation Violated in Pile Adequacy Assessment
  • Engineer B Client Disservice Through Selective Pile Driving Records Omission
  • Scope-of-Work Non-Excuse for Material Forensic Evidence Omission Obligation
Decision Points 6

Should Engineer A immediately disclose the data inaccuracy to Attorney X without delay, defer to Attorney X's guidance on timing, or withhold the correction until settlement negotiations conclude?

Options:
Disclose Immediately as Non-Deferrable Obligation Board's choice Immediately and affirmatively advise Attorney X of the discovered data inaccuracy and the materially different corrected conclusions, treating disclosure as a non-deferrable professional obligation regardless of the active settlement negotiations.
Notify and Defer to Attorney's Timing Guidance Inform Attorney X of the discovered inaccuracy but simultaneously request Attorney X's guidance on the timing and framing of any corrective disclosure, deferring to the attorney's judgment about when and how to introduce the corrected findings given the negotiation context.
Withhold Correction Until Negotiations Conclude Prepare a corrected supplemental report but hold it in readiness for disclosure only after the current negotiation round concludes, on the grounds that introducing the correction mid-negotiation would materially disrupt the settlement process and harm the client's position.
Toulmin Summary:
Warrants III.1.a III.3.a

The Truthfulness Obligation and Post-Submission Error Correction and Disclosure Obligation require Engineer A to immediately advise Attorney X of the discovered inaccuracy, because allowing a known material misrepresentation to persist constitutes a continuing professional violation. The Faithful Agent Obligation toward Attorney X creates a competing pull toward deference to the attorney's litigation strategy and timing preferences, particularly given that disclosure may materially weaken Attorney X's settlement position. The Forensic Expert Immediate Error Correction Disclosure Obligation establishes that the attorney requires accurate information to make informed settlement decisions, and that the faithful agent duty is properly fulfilled, not violated, by disclosure. The Adversarial Settlement Context Non-Deferral Constraint forecloses treating the active negotiation posture as a basis for delay.

Rebuttals

Uncertainty arises from the possibility that the faithful agent obligation could be interpreted to grant Attorney X authority over the timing and manner of disclosure, such that Engineer A should first consult Attorney X about how to handle the corrected findings rather than unilaterally disclosing them. A further rebuttal condition is whether the adversarial structure of litigation creates a zone of permissible strategic silence for retained experts who discover inconvenient facts mid-negotiation, on the theory that the attorney, not the engineer, is the appropriate decision-maker about what technical information to deploy and when. Additionally, if the data inaccuracy arose from circumstances outside Engineer A's methodological control, the character of the disclosure obligation may differ from one arising from Engineer A's own investigative deficiency.

Grounds

Engineer A submitted a forensic report to Attorney X in connection with pending litigation. Attorney X is actively engaged in settlement negotiations with opposing counsel. Engineer A subsequently discovers that the data underlying the report's conclusions was inaccurate and that accurate data would yield materially different conclusions. The erroneous report is currently operative, shaping negotiating positions and potentially driving a settlement figure neither party would have accepted on accurate data.

If Attorney X instructs Engineer A to suppress the corrected findings and continue relying on the original inaccurate report during settlement negotiations, what action must Engineer A take?

Options:
Refuse Suppression and Withdraw if Necessary Board's choice Refuse Attorney X's suppression instruction, insist on the corrected findings being introduced into the settlement process, and if Attorney X persists, withdraw from the engagement while preserving the obligation to ensure the corrected analysis is not suppressed in a manner that corrupts the legal process
Comply and Defer to Attorney's Judgment Comply with Attorney X's instruction to defer introduction of the corrected findings until after the current negotiation round concludes, on the grounds that the attorney bears professional responsibility for litigation strategy decisions and Engineer A's corrective obligation is satisfied by having disclosed the inaccuracy to the retaining attorney
Refuse and Escalate Directly to Court Refuse Attorney X's suppression instruction and, upon Attorney X's persistence, immediately escalate disclosure directly to opposing counsel and the court without first withdrawing from the engagement, on the grounds that the erroneous report's active role in negotiations affecting third parties creates an immediate public welfare obligation that supersedes the attorney-client channel
Toulmin Summary:
Warrants III.1.a III.3.a II.2

The Faithful Agent Boundary in Error Correction Obligation establishes that the faithful agent duty owed to Attorney X does not extend to suppressing, delaying, or withholding correction of a discovered material data inaccuracy, the boundary of the faithful agent role is defined by the Code's truthfulness and non-deception provisions, which are not waivable by client instruction. The Adversarial Context Non-Exemption principle forecloses Engineer A from becoming an instrument of misrepresentation by complying with the suppression instruction. The Public Welfare Paramount principle and the Non-Deception Constraint together require Engineer A to refuse the instruction and, if Attorney X persists, to consider withdrawal and escalation of disclosure beyond the attorney-client channel. The Honesty and Integrity Obligation of Forensic Engineering Experts establishes that compliance with a suppression instruction would transform Engineer A from an objective expert into an advocate, violating the forensic expert non-advocate status principle.

Rebuttals

Uncertainty is generated by the rebuttal condition that Attorney X's suppression instruction might be characterized as a legitimate exercise of the attorney's authority over litigation strategy, specifically, the attorney's domain-specific judgment about what technical evidence to deploy and when, which is ordinarily not subject to override by the retained expert. A further rebuttal condition is whether Engineer A's obligations upon refusal are exhausted by withdrawal from the engagement, or whether they extend affirmatively to ensuring the corrected findings reach the court or opposing counsel even without Attorney X's cooperation, a step that would require Engineer A to act against the retaining attorney's explicit instructions and potentially breach confidentiality obligations. The scope of any escalation obligation beyond Attorney X is also uncertain: the pre-settlement context may limit Engineer A's disclosure duty to the attorney-client channel, with escalation only triggered if the settlement concludes on the basis of the inaccurate report.

Grounds

Engineer A has disclosed the discovered data inaccuracy to Attorney X. Attorney X, whose settlement position depends on the original report's conclusions, instructs Engineer A to suppress the corrected findings and allow the original report to continue serving as the operative technical basis for ongoing negotiations. The erroneous report is actively shaping both parties' assessments of liability magnitude and settlement value. Attorney X characterizes the suppression instruction as a legitimate litigation strategy decision within the attorney's domain of authority over the engagement.

Should Engineer A treat the post-submission discovery as imposing a heightened, affirmative external disclosure obligation to Attorney X, apply the same corrective duty that would have governed a pre-submission discovery, or disclose the correction while deferring any broader review of the original methodology?

Options:
Treat Post-Submission as Heightened Disclosure Obligation Board's choice Treat the post-submission discovery as imposing an immediate and affirmative external disclosure obligation to Attorney X, qualitatively more demanding than a pre-submission correction duty, because the inaccurate report has already entered an active legal proceeding and is being relied upon to shape settlement positions.
Apply Same Corrective Duty as Pre-Submission Treat the post-submission discovery as imposing the same corrective obligation that would have applied pre-submission, revise the analysis and provide the corrected report to Attorney X without separately escalating the urgency or characterizing the disclosure as an affirmative external duty triggered by the report's active use in litigation.
Disclose Correction While Deferring Methodology Review Disclose the corrected findings to Attorney X promptly but expressly limit the immediate disclosure to the post-discovery data correction, deferring any examination of whether the original investigative methodology was itself flawed until after the settlement proceedings have concluded.
Toulmin Summary:
Warrants III.1.a II.3.a

The Forensic Expert Immediate Error Correction Disclosure Obligation establishes that post-submission discovery imposes an affirmative external disclosure duty, not merely an internal correction, because the inaccurate report has already entered an active legal proceeding and is being relied upon. The temporal urgency constraint functions as a substantive ethical amplifier: the pre-settlement window is the last moment at which Engineer A's professional action can prevent, rather than merely remediate, the harm caused by the inaccurate report. The Forensic Testing Methodological Consistency and Equipment Failure Disclosure Obligation and the Forensic Expert Available Evidence Consultation Before Adverse Opinion Obligation together establish that the intellectual honesty and objectivity obligations apply prospectively to the conduct of the investigation, meaning that if the data inaccuracy arose from methodological deficiency, Engineer A may have violated the Code at the moment of original submission, independently of the post-discovery disclosure obligation. The Post-Submission Error Correction and Disclosure Obligation confirms that the engineer's duty of truthfulness is not discharged by submission but continues for as long as the report remains operative.

Rebuttals

Uncertainty is created by the rebuttal condition that if pre-submission and post-submission obligations are treated as identical in character, the heightened urgency and affirmative disclosure dimensions of the post-submission scenario lose their analytical distinctiveness, potentially weakening the case for treating the temporal position as an independent ethical variable. A further rebuttal condition is whether the source of the data inaccuracy, external versus methodological, can legitimately affect the character of the disclosure obligation: if the inaccuracy arose from circumstances entirely outside Engineer A's control, the argument that Engineer A violated the Code at the point of original submission is substantially weakened, and the ethical analysis may be confined to the post-discovery disclosure obligation alone. Additionally, the Board's silence on the original methodology question may reflect a deliberate analytical choice to limit the case's scope to the disclosure obligation, rather than an implicit exoneration of the investigative methodology.

Grounds

Engineer A conducted a forensic investigation, submitted a report with conclusions to Attorney X, and subsequently discovered that the underlying data was inaccurate and that accurate data would yield materially different conclusions. The discovery occurred after submission but before settlement conclusion, a window during which the report is actively operative in negotiations. The source of the data inaccuracy is not fully established: it may reflect a methodological deficiency in Engineer A's original investigation (e.g., reliance on unverified data sources, failure to cross-check critical inputs) or may have arisen from circumstances outside Engineer A's control (e.g., corrupted source data, third-party error).

Should Engineer A immediately disclose the material data inaccuracy to Attorney X, even at the risk of disrupting active settlement negotiations, or defer disclosure until a corrected analysis is prepared?

Options:
Disclose Immediately Without Waiting for Correction Board's choice Immediately advise Attorney X of the data inaccuracy and its effect on the report's conclusions, without awaiting preparation of a corrected analysis, so that Attorney X can make informed decisions about the ongoing negotiations.
Defer Disclosure Until Corrected Report Is Ready Withhold disclosure to Attorney X until a corrected analysis is completed, on the grounds that presenting a replacement report simultaneously avoids disrupting negotiations before a reliable substitute is available.
Defer to Attorney X on Disclosure Timing Privately inform Attorney X of the inaccuracy but allow Attorney X, as the client directing litigation strategy, to determine whether, when, and how the error is disclosed or acted upon in the settlement process.
Toulmin Summary:
Warrants III.1.a III.3.a

The Truthfulness Obligation and Error Acknowledgment and Corrective Disclosure Obligation require immediate disclosure upon discovery of a material inaccuracy. The Faithful Agent Obligation toward Attorney X creates a competing pull toward deference to the client's litigation strategy and timing. The Adversarial Context Non-Exemption principle holds that the adversarial structure of litigation does not relieve Engineer A of objectivity duties. The Client Disservice Through Incomplete Reporting Prohibition and the Public Welfare Paramount principle reinforce the disclosure obligation. The Temporal Urgency Constraint identifies the pre-settlement window as a period of heightened and categorically distinct ethical demand because the harm remains prospective and preventable.

Rebuttals

Uncertainty arises from whether the faithful agent obligation could legitimately govern the timing or manner of disclosure: for example, by permitting Engineer A to defer disclosure briefly until a corrected analysis is prepared, so as not to disrupt negotiations before a replacement report is ready. A further rebuttal is that if adverse consequences to the injured client from a weakened settlement position could retroactively undermine the ethical correctness of disclosure, the truthfulness obligation would become conditional on outcome rather than categorical. Additionally, the adversarial structure of litigation might be argued to create a zone of permissible silence for retained experts who discover inconvenient facts, on the theory that the attorney, not the expert, controls litigation strategy.

Grounds

Engineer A submitted a forensic report to Attorney X; Attorney X commenced settlement negotiations relying on that report; Engineer A subsequently discovered a material data inaccuracy rendering the report's conclusions invalid; the report remains actively operative in ongoing negotiations at the moment of discovery.

Should Engineer A refuse Attorney X's suppression instruction and escalate disclosure beyond the attorney-client channel, refuse and withdraw while treating withdrawal as the full discharge of obligation, or comply with Attorney X's instruction on the grounds that litigation strategy falls within the attorney's authority?

Options:
Refuse Suppression and Escalate Disclosure Board's choice Refuse Attorney X's suppression instruction, insist that the corrected findings replace the original report in the negotiating record, and, if Attorney X persists, withdraw from the engagement while preserving the right and obligation to disclose the inaccuracy to the court or other affected parties as required by professional duty.
Refuse Instruction and Withdraw Only Refuse Attorney X's suppression instruction and withdraw from the engagement, treating withdrawal alone as the full discharge of Engineer A's professional obligation, without escalating disclosure to the court or opposing party, on the grounds that Engineer A is no longer in the engagement and bears no further affirmative duty.
Comply and Defer to Attorney's Authority Comply with Attorney X's instruction to defer disclosure of the corrected findings until after settlement concludes, on the grounds that the attorney, as the licensed legal professional responsible for litigation strategy, has authority over the timing and manner of disclosures within the proceeding.
Toulmin Summary:
Warrants III.1.a III.3.a I.1

The Faithful Agent Obligation toward Attorney X creates a prima facie duty to follow client instructions within the scope of the engagement. The Error Acknowledgment and Corrective Disclosure Obligation and the Non-Deception Constraint are not waivable by client instruction. The Adversarial Context Non-Exemption principle prohibits Engineer A from becoming an instrument of misrepresentation. The Public Welfare Paramount principle and the Honesty in Professional Representations principle together escalate Engineer A's obligations beyond the attorney-client channel when Attorney X refuses to act on the corrected information. The Forensic Expert Non-Advocate Status principle establishes that Engineer A's role is defined by objectivity and technical integrity, not by advocacy for the retaining party's litigation position.

Rebuttals

Uncertainty arises from whether Attorney X's suppression instruction could be characterized as a legitimate litigation strategy decision within the attorney's domain: one that Engineer A, as a non-lawyer, is not positioned to override. A further rebuttal is that attorney-client privilege and the adversarial structure of litigation may legally and ethically insulate Engineer A from any obligation to disclose beyond the retaining attorney, on the theory that the attorney is the appropriate professional intermediary for all decisions about how technical findings enter the legal process. Additionally, if Engineer A withdraws from the engagement upon receiving the suppression instruction, it might be argued that withdrawal extinguishes any further obligation to escalate disclosure, since Engineer A is no longer a participant in the proceeding.

Grounds

Engineer A has disclosed the data inaccuracy to Attorney X; Attorney X has instructed Engineer A to suppress the corrected findings and allow the original inaccurate report to continue operating in settlement negotiations; the erroneous report is actively shaping negotiating positions and may produce a binding settlement outcome affecting the injured party, the defendant, and the integrity of the legal process; the settlement has not yet concluded.

Should Engineer B include the pile driving records in the forensic report despite their potential harm to the retaining party's position, or omit them based on scope or reliability grounds?

Options:
Include Records with Reliability Assessment Board's choice Include the pile driving records in the forensic report with a transparent professional assessment of their reliability, clearly identifying any methodological limitations, so that the retaining attorney and any reviewing tribunal have access to all material data.
Omit from Report but Disclose Separately Omit the pile driving records from the report body but disclose their existence and Engineer B's professional assessment of their reliability in a separate technical memorandum provided to the retaining attorney, preserving a record without incorporating the data into the formal conclusions.
Omit Based on Defined Engagement Scope Omit the pile driving records from the report on the grounds that the engagement scope as defined by the retaining attorney did not require their analysis, and document the scope limitation in the report without further disclosure or assessment of the omitted data.
Toulmin Summary:
Warrants III.1.a III.3.a II.3

The Report Completeness obligation requires that forensic reports include all material data within the scope of the investigation, including data that may be unfavorable to the retaining party's position. The Methodological Fidelity obligation requires that comparative testing and data selection be governed by professional standards rather than by the adversarial interests of the retaining party. The Adversarial Context Non-Exemption principle holds that the adversarial structure of litigation does not authorize selective omission of material evidence. The Honesty in Professional Representations principle prohibits statements, including reports, that contain material omissions. The Intellectual Honesty Obligation requires Engineer B to hold the accuracy and completeness of the technical record as a value superseding litigation convenience.

Rebuttals

Uncertainty arises from whether the scope of Engineer B's engagement was legitimately defined by the retaining attorney in a manner that excluded the pile driving records from the required analysis, in which case omission might reflect scope compliance rather than ethical violation. A further rebuttal is that if Engineer B genuinely disbelieved the reliability of the pile driving records on professional grounds, omitting them might be characterized as an exercise of professional judgment about data quality rather than selective suppression of adverse evidence. Additionally, the adversarial structure of litigation assigns to attorneys, not experts, the responsibility for determining which evidence is presented, potentially insulating Engineer B from ethical responsibility for omissions that fall within the attorney's strategic discretion.

Grounds

Engineer B prepared a forensic report in an adversarial litigation context; pile driving records material to the technical conclusions were omitted from the report; Engineer B offered a professional explanation for the omission that is contradicted by the scope of the engagement and by Engineer B's own expressed disbelief in the records' reliability; the omission was not disclosed to the retaining attorney or to the opposing party; the report was submitted and used in the legal proceeding.

12 sequenced 7 actions 6 events
Action (volitional) Event (occurrence) Associated decision points
1 Accept Forensic Engagement At the outset, before investigation begins
DP3
Whether the post-submission timing of Engineer A's discovery - after report subm...
Treat Post-Submission as Heightened Disc... Apply Same Corrective Duty as Pre-Submis... Disclose Correction While Deferring Meth...
Full argument
DP6
Whether Engineer B's omission of pile driving records from the forensic report -...
Include Records with Reliability Assessm... Omit from Report but Disclose Separately Omit Based on Defined Engagement Scope
Full argument
DP1
Engineer A's affirmative obligation to immediately disclose a discovered materia...
Disclose Immediately as Non-Deferrable O... Notify and Defer to Attorney's Timing Gu... Withhold Correction Until Negotiations C...
Full argument
DP2
The scope and escalation of Engineer A's disclosure obligation when Attorney X, ...
Refuse Suppression and Withdraw if Neces... Comply and Defer to Attorney's Judgment Refuse and Escalate Directly to Court
Full argument
DP4
Engineer A's affirmative obligation to immediately disclose a discovered data in...
Disclose Immediately Without Waiting for... Defer Disclosure Until Corrected Report ... Defer to Attorney X on Disclosure Timing
Full argument
DP5
The scope and escalation of Engineer A's disclosure obligation when Attorney X, ...
Refuse Suppression and Escalate Disclosu... Refuse Instruction and Withdraw Only Comply and Defer to Attorney's Authority
Full argument
4 Disclose Data Inaccuracy to Attorney After report submission, before settlement negotiations conclude, the critical ethical decision point
5 Report Successfully Submitted After forensic investigation is complete; before settlement negotiations begin
6 Settlement Negotiations Commenced After report submission; before settlement is concluded
7 Data Inaccuracy Discovered After report submission; after settlement negotiations have begun; before settlement is concluded
8 Conclusions Rendered Invalid Simultaneous with Data Inaccuracy Discovered event; before disclosure to Attorney X
9 Exclude Pile Driving Records from Report During report preparation in BER Case 95-5 parallel, before report issuance
10 Decline to Consult Available Witnesses During investigation and report preparation in BER Case 95-5 parallel, before report issuance
11 Legal Process Integrity Compromised From the moment data inaccuracy is discovered while negotiations are ongoing; persists until disclosure is made
12 Precedent Case Ethical Violation Established Prior case; introduced in Discussion section as precedent; temporally antecedent to current case
Causal Flow
  • Accept Forensic Engagement Conduct Forensic Investigation
  • Conduct Forensic Investigation Submit Report to Attorney
  • Submit Report to Attorney Disclose Data Inaccuracy to Attorney
  • Disclose Data Inaccuracy to Attorney Exclude Pile Driving Records from Report
  • Exclude Pile Driving Records from Report Omit Dynamic Test Equipment Failure
  • Omit Dynamic Test Equipment Failure Decline to Consult Available Witnesses
  • Decline to Consult Available Witnesses Report Successfully Submitted
Opening Context
View Extraction

You are Engineer A, a licensed professional engineer who provides forensic engineering services to attorneys in connection with pending litigation. Attorney X retained you to investigate a mechanical product failure that caused extensive injuries to Attorney X's client, and you completed that investigation, prepared a written report, and submitted your conclusions on the cause of the accident to Attorney X. Attorney X is currently in active settlement negotiations with the defendant's attorney, relying on your submitted report. You have since discovered that the data underlying your report conclusions was inaccurate, and that applying the correct data would lead you to materially different conclusions. The decisions you make now regarding your report, your client Attorney X, and the ongoing settlement negotiations will determine whether you have met your obligations as a licensed professional engineer.

From the perspective of Engineer A Forensic Report Error Discovering Engineer
Characters (8)
stakeholder

A technically rigorous third-party expert retained to provide objective oversight of test pile driving procedures, whose meticulous documentation exposed critical methodological failures and data manipulation by the opposing party.

Ethical Stance: Guided by: Post-Submission Error Correction and Disclosure Obligation, Forensic Report Integrity in Active Litigation Context, Truthfulness Obligation Invoked by Engineer A Upon Discovery of Data Inaccuracy
Motivations:
  • To fulfill an independent professional duty by accurately recording and reporting observable testing irregularities, thereby protecting the integrity of the geotechnical record regardless of which party the findings favor.
protagonist

A municipal infrastructure engineer whose original pile foundation design became the subject of contractor litigation, forcing him into a dual role as both a defending party and a professional obligated to uphold technical accuracy across multiple concurrent proceedings.

Motivations:
  • To defend the soundness of his original engineering design while simultaneously honoring his broader professional obligations, even when those obligations create personal legal and strategic vulnerability.
  • To reconcile his ethical duty to correct inaccurate professional work product with the practical pressures of an ongoing settlement negotiation in which his flawed report may be actively influencing outcomes.
stakeholder

A plaintiff's attorney who retained Engineer A to produce forensic findings supporting injury litigation and is now navigating settlement negotiations potentially built upon a report the engineer has flagged as factually compromised.

Motivations:
  • To achieve the most favorable settlement outcome for his injured client, while managing the disruptive and strategically inconvenient revelation that his retained expert's conclusions may require material correction.
protagonist

Originally retained by the municipality to design a dock on a supporting foundation of 90 piles; subsequently became a defendant in contractor litigation; retained an independent geotechnical consultant to observe test pile driving; testified during mediation regarding geotechnical firm's report and pile set-up strength expectations; later discovered inaccuracies in data underlying his own forensic report conclusions, triggering an obligation to immediately notify Attorney X.

decision-maker

Retained by the municipality to supervise the driving of several test piles to determine whether piles would gain sufficient strength to meet design calculation requirements; prepared a concluding report finding 19 of 90 piles deficient; omitted from the report that those 19 piles had been driven to essential refusal and that wave equation calculations would show strength multiples over requirements; failed to disclose dynamic test equipment failure; never consulted Engineer A's representatives despite their availability; provided contradictory post-hoc explanations for omissions; found by the Board to have engaged in selective use of data to defend the client municipality.

stakeholder

Attorney representing Engineer A in civil litigation and/or settlement negotiations with the defendant's attorney; recipient of Engineer A's forensic report; engaged in active negotiations that may or may not result in settlement at the time Engineer A discovered data inaccuracies; the party whom Engineer A had an affirmative obligation to immediately notify upon discovering report errors.

stakeholder

Municipal government that originally retained Engineer A to design the dock foundation; co-defendant with Engineer A in contractor litigation; shared $300,000 settlement cost; retained Engineer B to supervise test pile driving to support its litigation position; brought in expert witnesses during mediation.

protagonist

Having submitted a forensic report to Attorney X during active settlement negotiations, Engineer A subsequently discovered that the data underlying the report's conclusions was inaccurate and that use of more accurate data would have led to different conclusions, triggering an affirmative obligation to immediately notify Attorney X of the error so that inaccurate conclusions would not be used to the detriment of any party or the integrity of the legal process.

Ethical Tensions (8)

Tension between Post-Submission Forensic Report Data Inaccuracy Correction Obligation and Adversarial Settlement Context Forensic Report Correction Non-Deferral Constraint

Obligation Vs Constraint
Affects: Engineer
Moral Intensity (Jones 1991):
Magnitude: high Probability: high immediate direct concentrated

Tension between Forensic Expert Faithful Agent Boundary in Error Correction Obligation and Forensic Expert Settlement Context Correction Non-Deferral Constraint

Obligation Vs Constraint
Affects: Engineer
Moral Intensity (Jones 1991):
Magnitude: high Probability: high immediate direct concentrated

Tension between Engineer A Post-Submission Forensic Report Data Inaccuracy Correction Obligation and Adversarial Context Non-Exemption Invoked in Engineer A Forensic Report Correction

Obligation Vs Constraint
Affects: Engineer_A

Tension between Engineer A Faithful Agent Boundary in Forensic Report Error Correction and Engineer A Non-Deception Constraint in Forensic Report Submission

Obligation Vs Constraint
Affects: Engineer_A

Tension between Engineer B Adversarial Context Report Completeness Pile Driving Records Omission Violation and Engineer B Contradictory Professional Explanation Scope vs Disbelief Violation

Obligation Vs Constraint
Affects: Engineer_B

Engineer A is obligated to act as a faithful agent to the retaining attorney/client, which may counsel restraint or deference to legal strategy regarding timing and manner of disclosures. Simultaneously, the immediate error correction disclosure obligation demands that Engineer A proactively and promptly correct the data inaccuracy in the forensic report without waiting for attorney direction. These two duties pull in opposite directions: faithful agency respects the client relationship and legal process boundaries, while immediate disclosure prioritizes professional integrity and third-party protection over client convenience. Fulfilling one fully risks compromising the other — disclosing immediately may breach attorney-client strategic confidentiality, while deferring to the attorney may constitute suppression of a known material error.

Obligation Vs Obligation
Affects: Engineer A Forensic Report Error Discovering Engineer Attorney X Attorney Client Retaining Forensic Expert Attorney X Litigation Client Municipality Litigation Client
Moral Intensity (Jones 1991):
Magnitude: high Probability: high immediate direct concentrated

The non-exemption obligation establishes that being in an adversarial or settlement context does not relieve Engineer A of the duty to correct forensic report errors — the professional duty persists regardless of litigation posture. The non-deferral constraint reinforces this by prohibiting Engineer A from postponing correction until after settlement is reached or legal proceedings conclude. Together these create a dilemma: the adversarial context generates real-world pressures (attorney instructions, strategic timing, confidentiality concerns) that make immediate correction practically difficult or legally contested, yet both the obligation and constraint categorically reject those pressures as valid justifications for delay. The tension is between the categorical ethical imperative and the contextual legal-strategic reality in which Engineer A is embedded, forcing a choice between professional ethics and client/legal system expectations.

Obligation Vs Constraint
Affects: Engineer A Forensic Report Error Discovering Engineer Attorney X Attorney Client Retaining Forensic Expert Municipality Litigation Client Independent Geotechnical Consultant Observer
Moral Intensity (Jones 1991):
Magnitude: high Probability: high immediate direct concentrated

Engineer B faces a tension between the completeness obligation — which requires that all relevant data, including pile driving records that may be unfavorable to the retaining client, be included in the forensic report — and the constraint against disserving the client through selective omission. The constraint recognizes that omitting pile driving records harms the client's long-term interests (by producing a professionally indefensible report), yet in the short term the client or attorney may perceive inclusion of adverse records as contrary to litigation strategy. Engineer B must navigate between producing a complete, professionally sound report (fulfilling the completeness obligation) and the temptation or instruction to omit records that undermine the client's litigation position, which the constraint identifies as a form of client disservice masquerading as client loyalty.

Obligation Vs Constraint
Affects: Engineer B Adversarial Litigation Testing Supervisor Selective Data Forensic Expert Engineer Municipality Litigation Client Attorney X Litigation Client
Moral Intensity (Jones 1991):
Magnitude: high Probability: high near-term direct concentrated
Opening States (10)
Post-Submission Report Error Discovery State Forensic Report Active Litigation Reliance State Engineer A Error Acknowledgment Obligation Adversarial Expert Selective Data Omission State Engineer B Adversarial Expert Engagement Without Peer Coordination Engineer A Forensic Engagement with Attorney X Engineer A Forensic Report Submitted - Data Error Discovered Forensic Report Active in Settlement Negotiations Engineer A Competing Duties - Truthfulness vs. Attorney Reliance Engineer A Confidential Information Held - Forensic Findings
Key Takeaways
  • A forensic engineer's duty to correct material inaccuracies in a submitted report is immediate and unconditional, persisting even within adversarial legal settlement contexts where disclosure may be strategically disadvantageous.
  • The attorney-client relationship does not override an engineer's independent ethical obligations to accuracy and public trust; the engineer must proactively notify retaining counsel of discovered errors rather than waiting for instructions.
  • Ethical obligations transfer across procedural contexts, meaning that the adversarial nature of litigation or settlement negotiations cannot be invoked as a legitimate exemption from core engineering accuracy standards.