Case Repository

2025

Questions
  1. Was it ethical for Engineer L to cease work when requested by Client X, without voicing concern about increased risk?
  2. Would it be ethical for Engineer L to continue working on Client X’s project when Client X refuses to invest in the protective measures identified...
Conclusions
  1. It was not unethical for Engineer L to cease work when requested by Client X, without voicing concern about unquantified increased risk. Later, Engineer L did comply with Code provisions that require engineers to notify their employers or clients if a project will not be successful.
  2. It would not be ethical for Engineer L to continue working on Client X’s project when Client X refuses to invest in the protective measures identified by Engineer L. Continuing to work on the project after concerns about runoff were quantified would in effect mean Engineer L was placing the clients’ financial interest above the engineer’s paramount obligation to the public health, safety, and welfare. This, the engineer cannot ethically do.
Questions
  1. Should Engineer M challenge the validity of Firm DBA’s report?
  2. Should Engineer M raise any concerns with the City, as the client, and, if so, how?
  3. Are Firm DBA’s actions ethical? Even though Firm DBA is not providing engineering services, are they required to abide by NSPE’s Code of Ethics?
Conclusions
  1. Engineer M should challenge the validity of Firm DBA’s report as Firm DBA did not abide by the Code in a number of instances.
  2. Engineer M should first confer with Firm DBA to correct all discrepancies in the report. If no agreement can be made going forward, Engineer M should confer with the City to outline the ethical obligations. Engineer M should also consider any obligations they may have to report to the state licensure board.
  3. The actions of Firm DBA are not ethical under the Code as the services provided were under the supervision and ownership of licensed professional engineers.
Questions
  1. Engineer K personally believes the Sustainable Approach is better. Should Engineer K have only presented information about the Sustainable Approach?
  2. Does Engineer K have any ethical obligations after the City approves the Traditional Approach?
Conclusions
  1. Engineer K should present both approaches to the City if Engineer K believes both are viable solutions.
  2. Because Engineer K has entered into a contract to design the new flood water control system, Engineer K has an ethical obligation to act as a faithful agent or trustee. Engineer K is ethically obligated to fulfill their contractual obligations to the City and continue to design the Traditional Approach as approved by the City.

2023

Questions
  1. Was it ethical for Engineer T and Engineer B to conclude an error had not been made in design?
  2. Was it ethical for Engineer T not to acknowledge an error after the accident occurred?
  3. Was it ethical for Engineer T not to acknowledge an error during the deposition?
Conclusions
  1. It was ethical for Engineer T and Engineer B to conclude no error had been made in design, based on review and analysis of the facts from both from a legal/contractual perspective and from an ethical perspective. Engineer T’s design approach represented professional practice consistent with the standard of care.
  2. It was ethical for Engineer T not to acknowledge an error after the accident occurred because there was no error. However, based on hindsight, other ways to approach the project may have prevented the accident and worker injury, and this was a missed opportunity to hold paramount the public safety, health, and welfare. Engineer T is encouraged to share this hard “lesson learned” as part of continued professional development.
  3. It was ethical for Engineer T to refrain from acknowledging an error during the deposition because there was no error. Engineer T should respond clearly and honestly when questioned about the project, including views on alternative design approaches vis-à-vis the public safety, health, and welfare, but should not characterize the work as a design error.

2022

Questions
  1. Was it ethical for Engineer A to provide a recommendation on project delivery methods that only included two of the possible methods, without...
  2. Was it ethical for Engineer A to recommend the method for which they could provide services?
  3. Was it ethical for Engineer A to include project summaries and references to encourage selection of their firm for the recommended method for...
Conclusions
  1. It was unethical for Engineer A to leave out relevant and pertinent information from the analysis/ recommendation. Engineer A should have included evaluation of all available delivery methods rather than including only two, including one that A’s firm could provide. Engineer A could also have referred City Administrator to 3rd-party resources.
  2. It was ethical for Engineer A to recommend progressive design build is the best choice, as long as reasons are objective, described, valid, and compared against all available and appropriate delivery methods. Unfortunately, Engineer A did not provide objective support for the recommendation. Consequently, Engineer A’s conduct was unethical.
  3. It was not unethical to include marketing materials that display Engineer A’s firm’s qualifications.

2021

Questions

Was it ethical for Engineer Intern A to fail to report to Engineer B that the defect had been missed for at least five annual inspections?

Conclusions

It was not ethical for Engineer Intern A to fail to report to Engineer B that the defect had been missed for at least five years. That is material information that could have been critical to Engineer B’s decision-making.

Questions
  1. Does Engineer A have an ethical obligation to address or evaluate the impacts of a project on public health, safety, and welfare with respect to...
  2. In this set of circumstances, what are Engineer A’s reasonable courses of action with respect to engineering ethics?
Conclusions
  1. Engineer A has an obligation to consider potential impacts on public health, safety, and welfare, regardless of whether that is required by applicable law, including changing weather patterns and climate.
  2. If Engineer A is reasonably certain that the project will result in adverse impacts to public health, safety, and welfare, and if the Client B denies the requisite evaluation, Engineer A should include the concern regarding potential adverse public health, safety, and welfare impacts in an engineering report for consideration by regulatory agencies and the public.
Questions
  1. Should Engineer A include information about the utility generation mix and rolling blackouts in the report to the board?
  2. Should Engineer A include information about cost of battery storage and the potential consequences of not having battery storage?
Conclusions
  1. Engineer A has an ethical obligation to include information about the utility generation mix and potential rolling blackouts in a report to the organization’s board.
  2. Engineer A’s report should also include information about cost of battery storage and the potential consequences of not having battery storage on system reliability relative to public safety, health, and welfare.

2020

Questions

Was it ethical for Engineer Intern A not to have mentioned at the interview his two previous failures at passing the PE exam if he was not asked that question by XYZ Consultants?

Conclusions

It was imprudent but not unethical for Engineer Intern A not to have mentioned at the interview his two previous failures to pass the PE exam, as the question was not asked by XYZ Consultants. More specifically, Engineer Intern A’s failure to disclose the two previous exam failures seriously undermined his trust relationship with XYZ Consultants.

2019

Questions

What are Engineer A’s ethical obligations under the circumstances?

Conclusions
  1. Engineer A’s role as a private forensic engineering expert should not present any clear or apparent conflict of interest.
  2. Engineer A has an obligation to (1) fully disclose to Attorney X his role as the chairman of the boiler code standards and safety committee within an engineering society, and (2) advise Attorney X that Engineer B serves a member of one of the technical subcommittees within the boiler code standards and safety committee.
  3. Engineer A has an obligation to be respectful of Engineer B in his role as a member of one of the technical subcommittees within the boiler code standards and safety committee and also not engage in any written or verbal exchanges with Engineer B regarding the pending litigation without direction from legal counsel.

2017

Questions

What are Engineer A’s obligations under the circumstances?

Conclusions

Engineer A has an obligation to further report the situation to the appropriate the local, state, and/or federal authorities to ensure that relevant engineering standards are consistent with the public health, safety, and welfare.

2016

Questions

Would it be ethical for Engineer A to participate as a witness at the public safety standard hearings?

Conclusions

The NSPE Board of Ethical Review does not believe there is any clear ethical prohibition on Engineer A from participating in the public safety standards hearing as long as (1) Engineer A possesses the technical competence to serve as an engineering expert in the area in which Engineer A is testifying; (2) Engineer A testifies in an objective and truthful manner; and (3) Engineer A does not disclose any information regarding Company X’s product that will violate any confidentiality agreements with Company X. If, in fact, Engineer A has a good faith belief that Company X or other industry products raise public safety concerns for consumers, Engineer A should bring this to the attention of the appropriate governmental agency or authorities for further review, investigation, and analysis, consistent with the NSPE Code of Ethics.

Questions

What are Engineer A’s ethical responsibilities under the circumstances?

Conclusions

Engineer A should return the submittal to Firm B unopened with the explanation that the bid was received late.

Questions

What are Engineer A’s ethical obligations under the circumstances?

Conclusions

Engineer A had an affirmative obligation to step forward and immediately advise Attorney X. Since Attorney X was in the middle of negotiations with the defendant’s attorney, which may or may not have resulted in a settlement of the case, this was critically important information for Attorney X to have in his possession.

2015

Questions

What are Engineer A’s obligations under the circumstances?

Conclusions

Engineer A has an obligation to seek an understanding of his company’s actions and, if there is an effort to misrepresent the conclusion contained in Engineer A’s report, to seek an immediate correction by contacting appropriate authorities, including the state engineering licensure board and other enforcement officials as appropriate.

2007

Questions
  1. Was it ethical for Engineer A to provide expert testimony in the manner described?
  2. Was it ethical for Engineer A to serve as a expert witness under the circumstances?
Conclusions
  1. It was unethical for Engineer A to provide expert testimony in the manner described.
  2. It was unethical for Engineer A to serve as a expert witness under the circumstances.
Questions

Was it ethical for Engineer A not to include the information about the threat to the bird species in a written report that will be submitted to a public authority that is considering the...

Conclusions

It was unethical for Engineer A to not include the information about the threat to the bird species in a written report that will be submitted to a public authority that is considering the developer’s proposal. Engineer A should have included it in the written report and advised the client of its inclusion.

2005

Questions

Was it ethical for Engineer A to fail to volunteer the fact that the anticipated commercial development could significantly increase traffic, as well as air and noise pollution?

Conclusions

It was not unethical for Engineer X to fail to volunteer the fact that the anticipated commercial development could increase traffic, as well as noise and air pollution.

Questions

Was it ethical for Engineer A to make the statement to Engineer B in an effort to move the negotiations forward?

Conclusions

It was unethical for Engineer A to make the statement to Engineer B in an effort to move the negotiations forward.

2003

Questions

Did Engineer F have an ethical obligation to report on the employment application the revocation of his contractor’s license?

Conclusions

Engineer F had an ethical obligation to report on the employment application the revocation of his contractor’s license.

1999

Questions
  1. Was it ethical for Engineer A to submit final drawings and specifications for review and approval that he knew were incomplete?
  2. Was it ethical for Engineer B to approve a set of incomplete drawings on behalf of the Federal government for competitive bidding?
  3. Was it ethical for Engineer C, owner of the Hi-Lo Construction firm, to submit a bid on a construction contract that he later characterized as...
Conclusions
  1. It was not ethical for Engineer A to submit drawings and specifications for review and approval that he knew were incomplete.
  2. It was not ethical for Engineer B to approve a set of incomplete drawings on behalf of the Federal government for competitive bidding.
  3. It was not ethical for Engineer C, owner of the Hi-Lo Construction firm, to submit a bid on a construction contract that he later characterized as “unbuildable” without major changes.

1997

Questions

Was it unethical for Engineer A to not report to Client B the ethics complaint filed against Engineer A by Client C?

Conclusions

It was ethical for Engineer A not to report to Client B the ethics complaint filed against Engineer A by Client C.

Questions
  1. Was it ethical for Engineer A to retain the information in his engineering notes but not include it in the final report as requested?
  2. Was it ethical for Engineer A not to report this information to any other public agency or authority?
Conclusions
  1. It was ethical for Engineer A to retain the information in his engineering notes but not include it in the final written report as requested.
  2. It was ethical for Engineer A not to report this information to any other public agency or authority as long as corrective action is taken by the public agency within a relatively short period of time.

1995

Questions
  1. Was it ethical for Engineer B to not have included the failed operation of the test equipment in his report?
  2. Was it ethical for Engineer B not to communicate with any representatives of Engineer A about the project?
  3. Was it ethical for Engineer B not to communicate with the contractor’s supervisor and workers who were on the job during construction?
  4. and 1 more
Conclusions
  1. It was unethical for Engineer B to issue his report without mentioning the failed operation of the testing equipment.
  2. It was unethical for Engineer B to not communicate with any representative of Engineer A about the project.
  3. It was unethical for Engineer B to not communicate with the contractor’s supervisor and workers who were on the job during construction.
  4. It was unethical for Engineer B to issue his report without mentioning that the 19 piles questioned had, according to the driving records, met refusal.

1993

Questions

Did Engineer A owe an ethical duty to the Owner to find in the Owner's favor?

Conclusions

It would be unethical for Engineer A to have found in the Owner's favor, contrary to his considered professional findings in this matter.

1992

Questions
  1. Would it have been ethical for Engineer A to withdraw from further work in this case?
  2. Would it have been ethical for Engineer A to issue the permit?
  3. Was it ethical for Engineer A to refuse to issue the permit?
Conclusions
  1. It would not have been ethical for Engineer A to withdraw from further work on the project.
  2. It would not have been ethical for Engineer A to issue the permit.
  3. It was ethical for Engineer A to refuse to issue the permit.
Questions
  1. Was it ethical for Engineer B to merely inform the client of the presence of the drums and suggest that they be removed?
  2. Did Engineer B have an ethical obligation to take further action?
Conclusions
  1. It was unethical for Engineer B to merely inform the client of the presence of the drums.
  2. It was unethical for Engineer B to fail to advise his client that he suspected hazardous material and provide a recommendation concerning removal and disposal in accordance with federal, state and local laws.

1990

Questions

Was it ethical for Engineer Z to continue to represent Engineer X as an employee of Firm Y under the circumstances described?

Conclusions

It was not unethical for Engineer Z to continue to represent Engineer X as an employee of Firm Y under the circumstances described.

1985

Questions

Was it ethical for Engineer A to agree to provide a separate engineering and safety analysis report?

Conclusions

It was unethical for Engineer A to agree to provide a separate engineering and safety analysis report.